0001181431-12-007126.txt : 20120209 0001181431-12-007126.hdr.sgml : 20120209 20120209130418 ACCESSION NUMBER: 0001181431-12-007126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120208 FILED AS OF DATE: 20120209 DATE AS OF CHANGE: 20120209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arnold Colleen F. CENTRAL INDEX KEY: 0001409123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 12585764 MAIL ADDRESS: STREET 1: INTERNATIONAL BUSINESS MACHINES CORP. STREET 2: 291 ROUTE 100, BUILDING 2 CITY: SOMERS STATE: NY ZIP: 10589 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 4 1 rrd333502.xml X0304 4 2012-02-08 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001409123 Arnold Colleen F. IBM CORPORATION 294 ROUTE 100 SOMERS NY 10589 0 1 0 0 Senior Vice President Common Stock 2012-02-08 5 G 0 78.0000 0 D 22819.0859 D Common Stock 2012-02-08 5 G 0 78.0000 0 D 22741.0859 D Common Stock 3524.0000 I trust Common Stock 370 I daughter Common Stock 370 I son Phantom Stock Unit 0 2012-02-08 4 A 0 14 0 A Common Stock 14 3498 D The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. D. Cummins on behalf of C. F. Arnold 2012-02-09