-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BwuK+OilwND7IfsDJQBTLCdDWxQT1GLPyWCrU7hFV0RlMrmurSvSx75ud2sTOpSS kKp2JW5WDxCCySHKMVTGhw== 0001408408-10-000002.txt : 20100414 0001408408-10-000002.hdr.sgml : 20100414 20100414164558 ACCESSION NUMBER: 0001408408-10-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49329 FILM NUMBER: 10749857 BUSINESS ADDRESS: STREET 1: 157 TECHNOLOGY DR CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497886700 MAIL ADDRESS: STREET 1: 157 TECHNOLOGY DR CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Eastern Capital LTD CENTRAL INDEX KEY: 0001408408 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P. O. BOX 31363 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1206 BUSINESS PHONE: 345-949-7950 MAIL ADDRESS: STREET 1: P. O. BOX 31363 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1206 SC 13G 1 spp13g10.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.2) SPECTRUM PHARMACEUTICALS, INC. - -------------------------------------------------------------------------- (Name of issuer) CCOMMON STOCK, $0.001 PAR VALUE PER SHARE - -------------------------------------------------------------------------- (Title of class of Securities) 84763A108 - -------------- (CUSIP Number) 05 APRIL 2010 - --------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-l(b) [(] Rule 13d-l(c) [ ] Rule 13d-l(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 84763A108 Page 2 of 6 Pages 1. NAME OF REPORTING PERSON EASTERN CAPITAL LIMITED 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS NUMBER OF 5. SOLE VOTING POWER -0- SHARES BENEFICIALLY 6. SHARED VOTING POWER 3,919,107 OWNED BY EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON 8. SHARED DISPOSITIVE POWER 3,919,107 WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,919,107 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.0% 12. TYPE OF REPORTING PERSON* CO CUSIP NO. 84763A108 Page 3 of 6 Pages 1. NAME OF REPORTING PERSON KENNETH B. DART 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION CAYMAN ISLANDS NUMBER OF 5. SOLE VOTING POWER -0- SHARES BENEFICIALLY 6. SHARED VOTING POWER 3,919,107 OWNED BY EACH 7. SOLE DISPOSITIVE POWER -0- REPORTING PERSON 8. SHARED DISPOSITIVE POWER 3,919,107 WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,919,107 shares 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.0% 12. TYPE OF REPORTING PERSON* IN CUSIP No. 84763A108 Page 4 of 6 Pages ITEM l(a). NAME OF ISSUER: SPECTRUM PHARMACEUTICALS, INC. ITEM l(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 157 TECHNOLOGY DRIVE IRVINE, CALIFORNIA 92618 ITEM 2(a). NAME OF PERSON FILING: 1) EASTERN CAPITAL LIMITED Eastern Capital Limited is a direct wholly owned subsidiary of Portfolio Services Ltd., a Cayman Islands Company. 2) KENNETH B. DART Mr. Dart is the beneficial owner of all of the outstanding shares of Portfolio Services Ltd., which in turns owns all the outstanding shares of Eastern Capital Limited. ITEM 2(b). ADDRESS OF PRINCIPAL OFFICE: 1) P.O. BOX 31363 Grand Cayman KY1-1206 CAYMAN ISLANDS 2) P.O. BOX 31300 Grand Cayman KY1-1206 CAYMAN ISLANDS ITEM 2(c). CITIZENSHIP: 1) Cayman Islands 2) Belize ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock $0.001 par value per share ITEM 2(e). CUSIP NUMBER: 84763A108 ITEM 3. Not Applicable. CUSIP NO. 84763A108 Page 5 of 6 pages ITEM 4. OWNERSHIP As of the date of this filing, Eastern Capital Limited and Mr. Dart beneficially own in the aggregate the following: (a) Amount Beneficially owned: 3,919,107 (b) Percent of Class: 8.0% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: -0- (ii) shared power to vote or to direct the vote: 3,919,107 (iii)sole power to dispose of or to direct the disposition of: -0- (iv) shared power to dispose of or to direct the disposition of: 3,919,107 ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: [ ] ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON: Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. Not applicable CUSIP NO. 84763A108 Page 6 of 6 pages ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. EASTERN CAPITAL LIMITED BY: Kenneth B. Dart, Director 14 APRIL 2010 KENNETH B. DART 14 APRIL 2010 ?? ?? ?? ?? 1 -----END PRIVACY-ENHANCED MESSAGE-----