-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PEFL23gP0W7luvCUOjEx9I/8M/MkEfrqoW11gxGTnGMaiLy7HimgRLd1RciFNxPj I8JeP6Y0oKQzlt6KyUXGzw== 0001398344-08-000119.txt : 20080401 0001398344-08-000119.hdr.sgml : 20080401 20080401162823 ACCESSION NUMBER: 0001398344-08-000119 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20080401 DATE AS OF CHANGE: 20080401 EFFECTIVENESS DATE: 20080401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marathon Capital Group, LLC CENTRAL INDEX KEY: 0001408306 IRS NUMBER: 043491474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12561 FILM NUMBER: 08729742 BUSINESS ADDRESS: STREET 1: 30 ROWES WHARF STREET 2: SUITE 410 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: (617)292-2500 MAIL ADDRESS: STREET 1: 30 ROWES WHARF STREET 2: SUITE 410 CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 marathon_13fhr-0306.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marathon Capital Group, LLC Address: 30 Rowes Wharf, Suite 410 Boston, Massachusett 02110 Form 13F File Number: 028-12561 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas N. O'Connor Title: Managing Member/Chief Operating Officer/Chief Compliance Officer Phone: (617) 292-2500 Signature, Place, and Date of Signing: /s/ Thomas N. O'Connor Boston, MA March 21, 2008 --------------------- ------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-______________ _______________________________ [Repeat as necessary. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 417 Form 13F Information Table Value Total: $ 144,084 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file numbers(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ______ 28-______________________ ______________________________ [Repeat as necessary.]
VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER -------------------- NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ EXODUS COMMUNICATIONS INC COM NULL AND VOI com 302088109 0 4,000 sh sole 0 4,000 0 0 FIRSTCITY FINL CORP COM com 33761X107 0 7 sh sole 0 7 0 0 INTERPUBLIC GROUP COS INC com 460690100 0 9 sh sole 0 9 0 0 DELPHI CORP COM com 247126105 0 139 sh sole 0 139 0 0 SEACOR HOLDINGS INC COM com 811904101 0 2 sh sole 0 2 0 0 LUCENT TECHNOLOGIES INC WTS 12/10/07 com 549463131 0 280 sh sole 0 239 0 41 INTERNET CAP GROUP INC COM NEW com 46059C205 0 20 sh sole 0 20 0 0 SAFEGUARD SCIENTIFIC INC com 786449108 0 100 sh sole 0 100 0 0 EQUITY INCOME FUND UNIT 2ND EXCHANGE SERIE com 294700885 0 30 sh sole 0 30 0 0 MARTHA STEWART LIVING OMNIMEDIA INC CL A com 573083102 0 20 sh sole 0 20 0 0 EVERGREEN KEYSTONE FLORIDA MUNICIPAL BOND com 300237658 0 39 sh sole 0 39 0 0 CYTOGEN CORP COM NEW com 232824300 0 100 sh sole 0 100 0 0 VIDEO DISPLAY CORP com 926555103 0 40 sh sole 0 40 0 0 SMUCKER J M CO COM NEW com 832696405 0 10 sh sole 0 6 0 4 BENNETT ENVIRONMENTAL INC COM com 081906109 0 100 sh sole 0 100 0 0 GAP INC com 364760108 0 25 sh sole 0 25 0 0 PHARMOS CORP COM PAR ISIN#US7171393074 com 717139307 0 200 sh sole 0 200 0 0 VAN KAMPEN AMERICAN CAPITAL MUNICIPAL OPPO com 920935103 1 38 sh sole 0 38 0 0 SECTOR SPDR TR SHS BEN INT UTILITIES com 81369Y886 1 30 sh sole 0 30 0 0 ORBITAL CORP LTD SPONSORED ADR NEW 2003 com 685563405 1 320 sh sole 0 320 0 0 PMC SIERRA INC COM com 69344F106 1 100 sh sole 0 100 0 0 HEALTHWAYS INC COM com 422245100 1 25 sh sole 0 25 0 0 WASTE MGMT INC COM com 94106L109 1 39 sh sole 0 39 0 0 ERESEARCHTECHNOLOGY INC COM com 29481V108 1 100 sh sole 0 100 0 0 NOVARTIS AG SPONSORED ADR com 66987V109 1 26 sh sole 0 26 0 0 AVAYA INC COM ISIN#US0534991098 com 053499109 2 135 sh sole 0 135 0 0 EASTMAN CHEMICAL CO com 277432100 2 31 sh sole 0 31 0 0 EATON CORP COM com 278058102 2 22 sh sole 0 22 0 0 REALNETWORKS INC COM com 75605L104 2 200 sh sole 0 200 0 0 PEGASUS GAMING CORP COM com 705908101 2 4,500 sh sole 0 4,500 0 0 AMAZON COM INC com 023135106 2 50 sh sole 0 50 0 0 NEWMONT MINING CORP (HLDG CO) com 651639106 2 36 sh sole 0 36 0 0 EXACT SCIENCES CORP COM com 30063P105 2 650 sh sole 0 650 0 0 BIOVERIS CORP COM CASH MGR EFF 6/26/07 1 O com 090676107 2 510 sh sole 0 510 0 0 VISEON INC COM com 928297100 2 5,000 sh sole 0 5,000 0 0 MEREDITH CORP com 589433101 2 42 sh sole 0 42 0 0 VANGUARD INDEX FDS VANGUARD MID CAP ETF com 922908629 2 35 sh sole 0 35 0 0 PLUG POWER INC com 72919P103 3 500 sh sole 0 0 0 500 PACIFIC ASIA CHINA ENERGY INC COM ISIN#CA6 com 693860108 3 2,000 sh sole 0 2,000 0 0 ZIMMER HLDGS INC COM com 98956P102 3 41 sh sole 0 41 0 0 OSCIENT PHARMACEUTICALS CORP COM NEW com 68812R303 3 1,510 sh sole 0 1,510 0 0 AVERY DENNISON CORP com 053611109 3 52 sh sole 0 52 0 0 MCDATA CORP CL A MER 1/29/07 1 OLD= .75 CU com 580031201 3 701 sh sole 0 701 0 0 CREDIT SUISSE HIGH YIELD BD FD SHS BEN INT com 22544F103 3 752 sh sole 0 752 0 0 TERADYNE INC com 880770102 3 219 sh sole 0 219 0 0 MILLENNIUM PHARMACEUTICALS INC COM com 599902103 4 368 sh sole 0 368 0 0 DANAHER CORP com 235851102 4 60 sh sole 0 60 0 0 MARSH & MCLENNAN COMPANIES INC COM com 571748102 4 130 sh sole 0 130 0 0 RITE AID CORP com 767754104 4 1,000 sh sole 0 1,000 0 0 PHH CORP COM NEW com 693320202 4 150 sh sole 0 150 0 0 MONSANTO CO NEW COM com 61166W101 4 48 sh sole 0 48 0 0 DOW CHEM CO com 260543103 5 115 sh sole 0 115 0 0 GRAN TIERRA ENERGY INC COM com 38500T101 5 1,000 sh sole 0 1,000 0 0 BIOGEN IDEC INC COM com 09062X103 5 100 sh sole 0 100 0 0 GENERAL MILLS INC COM com 370334104 5 98 sh sole 0 98 0 0 INTEGRATED ELECTRICAL SVCS INC COM com 45811E103 5 5,000 sh sole 0 5,000 0 0 GAMESTOP CORP NEW CL B C/A EFF 2/7/07 1 OL com 36467W208 6 127 sh sole 0 127 0 0 LL & E RTY TR UNIT BEN INT com 502003106 6 2,500 sh sole 0 2,500 0 0 GENESIS ENERGY L P UNIT LIMITED PARTNERSHI com 371927104 6 500 sh sole 0 500 0 0 NORTEL NETWORKS NEW COM com 656568508 6 2,050 sh sole 0 2,050 0 0 ARCHER DANIELS MIDLAND CO com 039483102 6 191 sh sole 0 191 0 0 EATON VANCE TAX ADVANTAGED GLO GLOBAL DIVI com 27828S101 6 300 sh sole 0 300 0 0 GYMBOREE CORP COM com 403777105 7 250 sh sole 0 250 0 0 NCR CORP COM com 62886E108 7 156 sh sole 0 156 0 0 IDT CORP COM com 448947101 7 600 sh sole 0 600 0 0 ARIAD PHARMACEUTICALS INC com 04033A100 7 1,000 sh sole 0 1,000 0 0 IDT CORP CL B com 448947309 7 600 sh sole 0 600 0 0 ARROWHEAD RESH CORP COM com 042797100 7 1,300 sh sole 0 1,300 0 0 CLECO CORP com 12561W105 7 300 sh sole 0 300 0 0 PROGRESS ENERGY INC COM com 743263105 7 156 sh sole 0 156 0 0 LOWES COS INC com 548661107 7 108 sh sole 0 108 0 0 ROHM & HAAS com 775371107 7 143 sh sole 0 143 0 0 PARKER HANNIFIN CORP com 701094104 7 87 sh sole 0 87 0 0 DISTRIBUTED ENERGY SYS CORP COM com 25475V104 7 1,000 sh sole 0 1,000 0 0 NETWORK APPLIANCE CORP com 64120L104 7 200 sh sole 0 200 0 0 CSX CORPORATION com 126408103 8 126 sh sole 0 126 0 0 ANALOG DEVICES INC com 032654105 8 200 sh sole 0 200 0 0 LIBERTY GLOBAL INC COM SER C com 530555309 8 390 sh sole 0 390 0 0 RAMBUS INC DEL COM com 750917106 8 200 sh sole 0 200 0 0 VALEANT PHARMACEUTICALS INTL COM ISIN#CN00 com 91911X104 8 500 sh sole 0 500 0 0 GREEN MTN COFFEE ROASTERS INC COM com 393122106 8 200 sh sole 0 200 0 0 LIBERTY GLOBAL INC COM SER A com 530555101 8 390 sh sole 0 390 0 0 FPL GROUP INC com 302571104 8 200 sh sole 0 200 0 0 CHICOS FAS INC COM com 168615102 8 200 sh sole 0 200 0 0 GENERAL DYNAMICS CORP COM com 369550108 8 130 sh sole 0 130 0 0 CUBIC CORP COM com 229669106 8 350 sh sole 0 350 0 0 DOW JONES & CO INC com 260561105 8 215 sh sole 0 215 0 0 DANKA BUSINESS SYS PLC ADR com 236277109 8 6,000 sh sole 0 6,000 0 0 INTERNAP NETWORK SERVICES CORP com 45885A300 8 9,000 sh sole 0 9,000 0 0 NGAS RES INC COM com 62912T103 9 1,000 sh sole 0 1,000 0 0 ACACIA RESH CORP AR ACACIA TECHNOLOGIES CO com 003881307 9 1,000 sh sole 0 1,000 0 0 CIGNA CORP com 125509109 9 69 sh sole 0 69 0 0 POTASH CORP OF SASKATCHEWAN INC COM com 73755L107 9 103 sh sole 0 103 0 0 QWEST COMMUNICATIONS INTL INC COM com 749121109 9 1,346 sh sole 0 1,346 0 0 ENSCO INTL INC com 26874Q100 9 180 sh sole 0 180 0 0 FRANKLIN REAL ESTATE SECURITIES FUND CLASS com 354602104 9 335 sh sole 0 335 0 0 HALLIBURTON CO com 406216101 9 130 sh sole 0 130 0 0 CARDINAL HEALTH INC COM com 14149Y108 10 130 sh sole 0 130 0 0 SCHERING-PLOUGH CORP COM com 806605101 10 521 sh sole 0 521 0 0 DEL MONTE FOODS CO COM com 24522P103 10 847 sh sole 0 847 0 0 LUCENT TECHNOLOGIES *MER* EFF 11/30/06 1 O com 549463107 10 3,316 sh sole 0 3,316 0 0 GILEAD SCIENCES INC com 375558103 10 165 sh sole 0 165 0 0 KOHLS CORPORATION com 500255104 11 200 sh sole 0 200 0 0 JDS UNIPHASE CORP COM PAR ISIN#US46612J507 com 46612J507 11 2,600 sh sole 0 2,600 0 0 WORKBRAIN CORP COM ISIN#CA9813741019 com 981374101 11 1,000 sh sole 0 1,000 0 0 SKILLSOFT PUB LTD CO SPONSORED ADR com 830928107 11 2,100 sh sole 0 2,100 0 0 ANHEUSER BUSCH COS INC com 035229103 11 268 sh sole 0 268 0 0 ADVANCED MICRO DEVICES INC com 007903107 12 350 sh sole 0 350 0 0 PRESSURE BIOSCIENCES INC COM com 74112E109 12 3,000 sh sole 0 3,000 0 0 DALECO RES CORP COM NEW com 23437P208 12 10,000 sh sole 0 10,000 0 0 SONUS PHARM INC COM com 835692104 12 2,000 sh sole 0 2,000 0 0 EL PASO CORP COM com 28336L109 12 1,000 sh sole 0 1,000 0 0 CATERPILLAR INC com 149123101 12 170 sh sole 0 170 0 0 UNILEVER NV NEW YORK SHS NEW com 904784709 12 178 sh sole 0 178 0 0 NOKIA CORP SPONSORED ADR com 654902204 12 600 sh sole 0 600 0 0 SPECTRALINK CORP COM com 847580107 13 1,000 sh sole 0 1,000 0 0 EQUITY ONE INC COM com 294752100 13 515 sh sole 0 515 0 0 EAGLE BROADBAND INC com 269437109 13 150,000 sh sole 0 0 0 150,000 HAIN CELESTIAL GROUP INC COM com 405217100 13 500 sh sole 0 500 0 0 INTERNATIONAL PAPER CO com 460146103 13 384 sh sole 0 384 0 0 LENNAR CORP CL A COM STK com 526057104 13 220 sh sole 0 220 0 0 CARDINAL FINL CORP COM com 14149F109 14 1,000 sh sole 0 1,000 0 0 IKON OFFICE SOLUTIONS INC COM com 451713101 14 1,000 sh sole 0 1,000 0 0 UNUM GROUP COM com 91529Y106 14 706 sh sole 0 706 0 0 QUEST DIAGNOSTICS INC_COM com 74834L100 15 288 sh sole 0 288 0 0 BANCO ITAU HLDG FINANCERIA S A SPONSORED A com 059602201 15 500 sh sole 0 500 0 0 ENERPLUS RES FD TR UNIT SER G NEW ISIN#CA2 com 29274D604 15 300 sh sole 0 300 0 0 VANGUARD REIT INDEX FUND com 921908703 15 667 sh sole 0 667 0 0 ALLSTATE CORP com 020002101 15 296 sh sole 0 296 0 0 ENBRIDGE ENERGY MGMT L L C SHS UNITS REPST com 29250X103 15 362 sh sole 0 362 0 0 GUIDANT CORP COM *C/A* EFF 4/21/06 1 OLD=$ com 401698105 16 200 sh sole 0 200 0 0 MCKESSON CORP COM com 58155Q103 16 300 sh sole 0 300 0 0 PENNEY J C INC com 708160106 16 264 sh sole 0 264 0 0 CROWN HLDGS INC COM com 228368106 16 911 sh sole 0 911 0 0 PERMIAN BASIN RTY TR UNIT BEN INT com 714236106 16 1,000 sh sole 0 1,000 0 0 UNITEDHEALTH GROUP INC COM com 91324P102 16 290 sh sole 0 290 0 0 GMAC LLC PUB INCOME NT PINES 7.30% MAT 3/9 com 36186C202 17 800 sh sole 0 800 0 0 AEGIS VALUE FUND com 00761L102 17 934 sh sole 0 934 0 0 VAN KAMPEN GOVT SECS CLASS A com 92113F107 17 1,722 sh sole 0 1,722 0 0 LANDSTAR SYSTEMS INC COM com 515098101 18 400 sh sole 0 400 0 0 MAC GRAY CORP COM com 554153106 18 1,500 sh sole 0 1,500 0 0 WILLIAMS SONOMA INC COM com 969904101 18 424 sh sole 0 424 0 0 FRANKLIN SMALL-MID CAP GROWTH FUND CLASS A com 354713109 18 445 sh sole 0 445 0 0 VERTEX PHARMACEUTICALS INC COM com 92532F100 18 500 sh sole 0 500 0 0 FORD MOTOR CO DEL COM PAR com 345370860 18 2,300 sh sole 0 2,300 0 0 THERMO FISHER SCIENTIFIC INC com 883556102 19 500 sh sole 0 500 0 0 WESTERN DIGITAL CORP DELAWARE com 958102105 19 1,000 sh sole 0 1,000 0 0 REGIONS FINL CORP NEW COM com 7591EP100 20 555 sh sole 0 555 0 0 ROYCE LOW-PRICED STOCK FUND com 780905808 20 1,096 sh sole 0 1,096 0 0 FRANKLIN MUTUAL FINANCIAL SERVICES FUND CL com 354026106 20 825 sh sole 0 825 0 0 HUDSON CITY BANCORP INC com 443683107 20 1,500 sh sole 0 1,500 0 0 CITIGROUP CAP VIII CAP SECS 6.95% TRUST PF com 17306R204 20 800 sh sole 0 800 0 0 NEWS CORP CL A com 65248E104 20 1,212 sh sole 0 1,212 0 0 CHECKFREE CORP NEW CASH MGR EFF 12/3/07 1 com 162813109 20 400 sh sole 0 400 0 0 EMERSON ELECTRIC CO COM com 291011104 20 243 sh sole 0 243 0 0 PINNACLE ENTMT INC com 723456109 21 750 sh sole 0 750 0 0 AVNET INC com 053807103 22 870 sh sole 0 870 0 0 XM SATELLITE RADIO HLDS INC CL A com 983759101 22 1,000 sh sole 0 1,000 0 0 BOSTON PPTYS INC COM com 101121101 22 239 sh sole 0 239 0 0 PLAINS ALL AMERN PIPELINE L.P. UNIT com 726503105 22 500 sh sole 0 500 0 0 CONOCOPHILLIPS COM com 20825C104 23 358 sh sole 0 358 0 0 STAPLES INC com 855030102 23 900 sh sole 0 900 0 0 VANGUARD PACIFIC INDEX FUND com 922042106 23 1,902 sh sole 0 1,902 0 0 MORGAN STANLEY COM NEW com 617446448 23 372 sh sole 0 372 0 0 VANGUARD LONG-TERM TAX-EXEMPT FUND com 922907308 24 2,113 sh sole 0 2,113 0 0 FRANKLIN NATURAL RESOURCES FUND CLASS A com 354713604 24 699 sh sole 0 699 0 0 BLACKROCK EUROPE FD INC COM EFF 11/7/06 1 com 09256G106 24 2,000 sh sole 0 2,000 0 0 SALIX PHARMACEUTICALS LTD COM com 795435106 25 1,500 sh sole 0 1,500 0 0 TOTAL S A SPONSORED ADR com 89151E109 25 190 sh sole 0 190 0 0 ST PAUL TRAVELERS COS INC COM com 792860108 25 599 sh sole 0 599 0 0 DEERE & CO com 244199105 25 318 sh sole 0 318 0 0 ALLERGAN INC. com 018490102 25 234 sh sole 0 234 0 0 WESTPAC BANKING CORP ADR com 961214301 25 300 sh sole 0 300 0 0 FIRST INDUSTRIAL REALTY TRUST INC com 32054K103 26 600 sh sole 0 600 0 0 VANGUARD 500 INDEX FUND INVESTOR SHARES com 922908108 26 215 sh sole 0 215 0 0 WHOLE FOODS MKT INC com 966837106 26 390 sh sole 0 390 0 0 VODAFONE GROUP PLC SPONS ADR C/A EFF 7/28/ com 92857W100 26 1,240 sh sole 0 1,240 0 0 OSI RESTAURANT PARTNERS INC COM com 67104A101 26 600 sh sole 0 600 0 0 PIMCO REAL RETURN FUND CLASS C com 693391146 27 2,455 sh sole 0 2,455 0 0 MORGAN STANLEY EASTERN EUROPEAN FD INC com 616988101 27 576 sh sole 0 576 0 0 CAMDEN PROPERTY TRUST SBI com 133131102 27 379 sh sole 0 379 0 0 BANK OF NEW YORK MELLON CORP COM com 064058100 28 766 sh sole 0 766 0 0 FORDING CANADIAN COAL TR UNITS com 345425102 28 750 sh sole 0 750 0 0 BP PLC SHS ISIN#GB0007980591 com G12793108 29 2,506 sh sole 0 2,506 0 0 MBIA INC com 55262C100 30 500 sh sole 0 500 0 0 LEHMAN BROTHERS HOLDINGS INC COMMON com 524908100 31 215 sh sole 0 215 0 0 VANGUARD EUROPE INDEX FUND com 922042205 32 1,049 sh sole 0 1,049 0 0 HINGHAM INSTN SVGS MASS. com 433323102 33 850 sh sole 0 850 0 0 GENENTECH INC COM NEW com 368710406 34 400 sh sole 0 400 0 0 TELEFONICA S A ADR (FORMERLY) TELEFONICA D com 879382208 35 740 sh sole 0 740 0 0 IMS HEALTH INC COM com 449934108 35 1,360 sh sole 0 1,360 0 0 CORNING INC COM com 219350105 36 1,354 sh sole 0 1,354 0 0 SECTOR SPDR TR SHS BEN INT TECHNOLOGY com 81369Y803 40 1,820 sh sole 0 1,820 0 0 COGNIZANT TECHNOLOGY SOLUTIONS CORP CL A com 192446102 42 702 sh sole 0 702 0 0 INGERSOLL RAND CO LTD CL A COM com G4776G101 42 1,000 sh sole 0 1,000 0 0 DU PONT E I DE NEMOURS & COMPANY com 263534109 42 991 sh sole 0 991 0 0 BEA SYS INC COM com 073325102 42 3,200 sh sole 0 3,200 0 0 NISOURCE INC HLDG CO COM STK com 65473P105 42 2,090 sh sole 0 2,090 0 0 FISHER SCIENTIFIC INTL INC MER EFF 11/9/06 com 338032204 43 632 sh sole 0 632 0 0 ALKERMES INC com 01642T108 44 2,000 sh sole 0 2,000 0 0 HUSSMAN STRATEGIC GROWTH FUND com 448108100 45 2,799 sh sole 0 2,799 0 0 ISHARES INC MSCI JAPAN INDEX FD com 464286848 45 3,100 sh sole 0 3,100 0 0 TRI CONTINENTAL CORP com 895436103 45 2,217 sh sole 0 2,217 0 0 NORTH EUROPEAN OIL RTY TR CTF BEN INT com 659310106 45 1,500 sh sole 0 1,500 0 0 ISHARES TR RUSSELL 1000 VALUE INDEX FD com 464287598 45 615 sh sole 0 615 0 0 ALLIANCE BERNSTEIN LARGE-CAP GROWTH FUND C com 01877C200 46 2,451 sh sole 0 2,451 0 0 PENGROWTH ENERGY TR TR UNITS NEW ISIN#CA70 com 706902509 46 2,000 sh sole 0 2,000 0 0 FEDERAL NATL MTG ASSN COM com 313586109 46 900 sh sole 0 900 0 0 HRPT PPTYS TR COM SH BEN INT com 40426W101 47 4,000 sh sole 0 4,000 0 0 AMVESCAP PLC SPON ADR com 03235E100 47 2,500 sh sole 0 2,500 0 0 BAR HBR BANKSHARES com 066849100 47 1,500 sh sole 0 1,500 0 0 CIENA CORP COM NEW com 171779309 47 9,116 sh sole 0 9,116 0 0 THIRD AVENUE VALUE FUND com 884116104 48 829 sh sole 0 829 0 0 ENCYSIVE PHARMACEUTICALS INC COM ISIN#US29 com 29256X107 49 10,000 sh sole 0 10,000 0 0 HSBC HLDGS PLC ADR SER A REP 1/40 SER A 6. com 404280604 49 2,000 sh sole 0 2,000 0 0 ALLIANCE BERNSTEIN LARGE-CAP GROWTH FUND C com 01877C101 49 2,358 sh sole 0 2,358 0 0 ST JUDE MED INC COM com 790849103 49 1,200 sh sole 0 1,200 0 0 BRISTOL MYERS SQUIBB CO COM com 110122108 50 2,024 sh sole 0 2,024 0 0 BOYD GAMING CORP com 103304101 50 1,000 sh sole 0 1,000 0 0 DIAMONDS TR UNIT SER 1 com 252787106 50 450 sh sole 0 450 0 0 THE FAIRHOLME FUND com 304871106 51 1,890 sh sole 0 1,890 0 0 PAN AMERN SILVER CORP COM FORMERLY PAN AME com 697900108 51 2,000 sh sole 0 2,000 0 0 NORTHERN TRUST CORP com 665859104 53 1,000 sh sole 0 1,000 0 0 ALVARION LTD com M0861T100 54 6,000 sh sole 0 6,000 0 0 TEPPCO PARTNERS L.P com 872384102 54 1,500 sh sole 0 1,500 0 0 SUN MICROSYSTEMS INC R/S EFF 11/12/07 1 OL com 866810104 59 11,422 sh sole 0 11,422 0 0 VERIZON COMMUNICATIONS COM com 92343V104 60 1,752 sh sole 0 1,752 0 0 HERSHEY CO COM com 427866108 63 1,200 sh sole 0 1,200 0 0 BEMIS INC com 081437105 63 2,000 sh sole 0 2,000 0 0 CENDANT CORP COM R/S EFF 9/5/06 1 OLD =.10 com 151313103 64 3,702 sh sole 0 3,702 0 0 GLAMIS GOLD LTD ISIN#CA3767751025 com 376775102 65 2,000 sh sole 0 2,000 0 0 HOSPIRA INC COM com 441060100 65 1,659 sh sole 0 659 0 1,000 NESTLE SA SPONSORED ADRS REGISTERED com 641069406 69 950 sh sole 0 950 0 0 ADVANCED MED OPTICS INC COM com 00763M108 70 1,500 sh sole 0 1,500 0 0 MRV COMMUNICATIONS INC com 553477100 71 17,200 sh sole 0 17,200 0 0 NORTHERN BORDER PARTNERS N/C EFF 5/22/06 1 com 664785102 72 1,500 sh sole 0 1,500 0 0 MACK CALI RLTY CORP COM com 554489104 72 1,500 sh sole 0 1,500 0 0 AUTOMATIC DATA PROCESSING INC COM com 053015103 75 1,634 sh sole 0 1,634 0 0 PRUDENTIAL FINL INC COM com 744320102 76 1,000 sh sole 0 1,000 0 0 GLAXOSMITHKLINE PLC SPONS ADR com 37733W105 78 1,500 sh sole 0 1,500 0 0 YAHOO INC COM com 984332106 79 2,440 sh sole 0 2,440 0 0 PIMCO ALL ASSET FUND ASSET FUND CLASS C com 72200Q687 79 6,350 sh sole 0 6,350 0 0 HEINZ H J COMPANY com 423074103 80 2,108 sh sole 0 2,108 0 0 DIRECTV GROUP INC COM com 25459L106 81 4,922 sh sole 0 4,922 0 0 SOUTH FINL GROUP INC com 837841105 82 3,150 sh sole 0 3,150 0 0 ISHARES TR NASDAQ BIOTECHNOLOGY INDEX FD com 464287556 82 1,000 sh sole 0 1,000 0 0 EBAY INC COM com 278642103 83 2,130 sh sole 0 2,130 0 0 RED HAT INC COM com 756577102 84 3,000 sh sole 0 3,000 0 0 TORONTO DOMINION BK ONT NEW ISIN#CA8911605 com 891160509 84 1,506 sh sole 0 1,506 0 0 COSTCO WHSL CORP NEW COM com 22160K105 84 1,557 sh sole 0 1,557 0 0 COCA COLA COMPANY com 191216100 85 2,023 sh sole 0 2,023 0 0 STATOILHYDRO ASA SPONSORED ADR com 85771P102 85 3,000 sh sole 0 3,000 0 0 HANCOCK JOHN TAX ADVANTAGED DIVID FD COM com 41013V100 86 5,000 sh sole 0 5,000 0 0 TREEHOUSE FOODS INC com 89469A104 88 3,316 sh sole 0 2,316 0 1,000 BELLSOUTH CORP BLS GROUP MER EFF 12/29/06 com 079860102 88 2,547 sh sole 0 2,547 0 0 CLEAN HARBORS INC com 184496107 89 3,000 sh sole 0 3,000 0 0 KANSAS CITY SOUTHERN COM NEW com 485170302 89 3,615 sh sole 0 3,615 0 0 TRANE INC COM com 892893108 89 2,085 sh sole 0 2,085 0 0 EMC CORP (MASS) COM com 268648102 90 6,614 sh sole 0 6,614 0 0 BOEING CO COM com 097023105 91 1,165 sh sole 0 1,165 0 0 WEATHERFORD INTL LTD BERMUDA COM ISIN#BMG9 com G95089101 92 2,000 sh sole 0 2,000 0 0 TD BANKNORTH INC COM com 87235A101 92 3,144 sh sole 0 3,144 0 0 CROSS TIMBERS ROYALTY TRU com 22757R109 93 2,000 sh sole 0 0 0 2,000 EQUITY OFFICE PPTYS TR COM com 294741103 94 2,812 sh sole 0 2,812 0 0 JUNIPER NETWORKS INC COM com 48203R104 96 5,000 sh sole 0 5,000 0 0 STANDARD & POORS DEPOSITARY RECEIPTS (SPDR com 78462F103 97 750 sh sole 0 750 0 0 BAKER HUGHES INC com 057224107 98 1,429 sh sole 0 1,429 0 0 NOVASTAR FINL INC COM NEW com 669947889 100 3,000 sh sole 0 3,000 0 0 TEVA PHARMACEUTICAL INDUSTRIES LTD ADR ISI com 881624209 103 2,500 sh sole 0 2,500 0 0 EZENIA INC COM com 302311105 104 31,000 sh sole 0 31,000 0 0 KINDER MORGAN INC CASH MGR EFF 5/30/07 1 O com 49455P101 104 1,130 sh sole 0 1,130 0 0 TATA MTRS LTD SPON ADR. com 876568502 104 5,000 sh sole 0 5,000 0 0 TIME WARNER INC NEW COM com 887317105 112 6,658 sh sole 0 6,658 0 0 VARIAN MED SYS INC COM com 92220P105 112 2,000 sh sole 0 2,000 0 0 SCOLR PHARMA INC COM com 78402X107 119 20,000 sh sole 0 20,000 0 0 NEWCASTLE INVT CORP COM com 65105M108 120 5,000 sh sole 0 5,000 0 0 TRANSOCEAN INC NEW SHS ISIN#KYG900731004 com G90073100 120 1,490 sh sole 0 1,490 0 0 MARKWEST ENERGY PARTNERS com 570759100 122 2,600 sh sole 0 0 0 2,600 CONSTELLATION BRANDS INC CL A com 21036P108 125 5,000 sh sole 0 5,000 0 0 CBS CORP CL B COM com 124857202 126 5,234 sh sole 0 2,734 0 2,500 POLYMEDICA CORP CASH MGR 1 OLD= 53 com 731738100 128 3,016 sh sole 0 3,016 0 0 ISHARES TR MSCI EMERGING MKTS INDEX FD com 464287234 129 1,300 sh sole 0 1,300 0 0 CIMAREX ENERGY CORP com 171798101 130 3,000 sh sole 0 3,000 0 0 ANADARKO PETE CORP com 032511107 133 1,315 sh sole 0 1,315 0 0 PHC INC MASS CL A com 693315103 135 58,600 sh sole 0 58,600 0 0 MOTOROLA INC com 620076109 135 5,885 sh sole 0 5,885 0 0 SELECT SECTOR SPDR TR ENERGY com 81369Y506 136 2,500 sh sole 0 2,500 0 0 MESA RTY TR UNIT BEN INT com 590660106 140 2,100 sh sole 0 2,100 0 0 NEW YORK TIMES CO CLASS A com 650111107 142 5,594 sh sole 0 5,594 0 0 DELL INC COM com 24702R101 152 5,115 sh sole 0 5,115 0 0 INDEPENDENT BK CORP MASS com 453836108 157 4,878 sh sole 0 4,878 0 0 FIRST DATA CORP CASH MGR EFF 9/24/07 1 OLD com 319963104 157 3,362 sh sole 0 3,362 0 0 GMH CMNTYS TR COM com 36188G102 158 13,600 sh sole 0 13,600 0 0 STATE STREET CORP COM com 857477103 158 2,620 sh sole 0 2,620 0 0 ISHARES TR RUSSELL 1000 GROWTH INDEX FD com 464287614 160 3,035 sh sole 0 3,035 0 0 KOREA ELEC PWR CO SPONSORED ADR RPSTG ISIN com 500631106 162 7,500 sh sole 0 7,500 0 0 TYCO INTL *R/S* EFF 7/2/07 1 OLD= .25 CU#G com 902124106 164 6,095 sh sole 0 6,095 0 0 INVESTMENT COMPANY OF AMERICA CLASS A com 461308108 166 5,096 sh sole 0 5,096 0 0 ALCOA INC COM com 013817101 166 5,433 sh sole 0 5,433 0 0 COMCAST CORP CL A com 20030N101 168 6,431 sh sole 0 6,431 0 0 SANOFI AVENTIS SPONS ADR ISIN#US80105N1054 com 80105N105 171 3,600 sh sole 0 600 0 3,000 EATON VANCE TRAD MASSACHUSETTS MUNI com 27826L561 174 17,950 sh sole 0 17,950 0 0 UNIVERSAL HEALTH RLTY INCOME TR SBI com 91359E105 183 5,000 sh sole 0 5,000 0 0 MERRILL LYNCH & CO INC com 590188108 184 2,330 sh sole 0 2,330 0 0 GOLDMAN SACHS GROUP INC COM com 38141G104 192 1,225 sh sole 0 1,225 0 0 PETSMART INC com 716768106 194 6,905 sh sole 0 6,905 0 0 PRAXAIR INC com 74005P104 200 3,634 sh sole 0 3,634 0 0 GUNTHER INTL INC com 403203102 201 502,663 sh sole 0 502,663 0 0 VIACOM INC CL B COM NEW com 92553P201 203 5,234 sh sole 0 2,734 0 2,500 CBS CORP CL A COM com 124857103 204 8,476 sh sole 0 8,476 0 0 INTL FLAVORS & FRAGRANCES INC com 459506101 206 6,000 sh sole 0 6,000 0 0 AMPHENOL CORP NEW CL A com 032095101 209 4,000 sh sole 0 4,000 0 0 ANGLO AMERN PLC ADR NEW com 03485P201 215 11,000 sh sole 0 11,000 0 0 ADVANCE AUTO PTS INC COM com 00751Y106 220 5,295 sh sole 0 5,295 0 0 MEDCOHEALTH SOLUTIONS INC COM com 58405U102 224 3,920 sh sole 0 3,197 0 723 SYMANTEC CORP com 871503108 228 13,550 sh sole 0 7,929 0 5,621 ENBRIDGE ENERGY PARTNERS LP COM com 29250R106 232 5,300 sh sole 0 5,300 0 0 ENCANA CORP COM SHS ISIN#CA2925051047 com 292505104 234 5,000 sh sole 0 0 0 5,000 CANADIAN OIL SANDS TR NEW UNIT ISIN#CA1364 com 13642L100 244 1,700 sh sole 0 1,700 0 0 L 3 COMMUNICATIONS HLDGS INC COM com 502424104 249 2,900 sh sole 0 2,900 0 0 SEALED AIR CORP NEW COM com 81211K100 252 4,350 sh sole 0 4,350 0 0 AGILENT TECHNOLOGIES INC COM com 00846U101 258 6,865 sh sole 0 6,865 0 0 TEXAS INSTRUMENTS INC com 882508104 272 8,363 sh sole 0 8,363 0 0 ELECTRONIC ARTS com 285512109 274 5,000 sh sole 0 5,000 0 0 UNITED PARCEL SVC INC CL B com 911312106 290 3,659 sh sole 0 1,659 0 2,000 NABORS INDS LTD SHS ISIN#BMG6359F1032 com G6359F103 315 4,400 sh sole 0 4,400 0 0 QUALCOMM INC com 747525103 319 6,300 sh sole 0 3,800 0 2,500 VIACOM INC CL A NEW com 92553P102 329 8,476 sh sole 0 8,476 0 0 CVS CAREMARK CORP com 126650100 330 11,038 sh sole 0 11,038 0 0 AT&T INC COM com 00206R102 331 12,245 sh sole 0 12,245 0 0 JANUS CAP GROUP INC COM com 47102X105 335 14,460 sh sole 0 14,460 0 0 DISNEY WALT COMPANY HOLDING CO com 254687106 379 13,576 sh sole 0 13,576 0 0 GENZYME CORP COM FORMERLY COM GEN DIV TO 5 com 372917104 389 5,787 sh sole 0 5,787 0 0 PHARMACEUTICAL HOLDERS TR DEPOSITARY RCPT com 71712A206 400 5,600 sh sole 0 5,600 0 0 SAN JUAN BASIN RTY TR UNIT BEN INT com 798241105 400 9,773 sh sole 0 9,773 0 0 INTERNATIONAL BUSINESS MACHS CORP COM com 459200101 414 5,025 sh sole 0 5,025 0 0 XTO ENERGY INC COM com 98385X106 439 10,065 sh sole 0 10,065 0 0 BAXTER INTERNATIONAL INC ISIN#US0718131099 com 071813109 448 11,549 sh sole 0 11,549 0 0 WELLPOINT INC com 94973V107 465 6,000 sh sole 0 0 0 6,000 PLUM CREEK TIMBER CO INC COM com 729251108 468 12,677 sh sole 0 12,677 0 0 WISCONSIN ENERGY CORP COM com 976657106 480 12,000 sh sole 0 12,000 0 0 YUM BRANDS INC COM com 988498101 516 10,566 sh sole 0 10,566 0 0 ISHARES TR US TREAS INFLATION PROTECTED SE com 464287176 520 5,170 sh sole 0 5,170 0 0 MILLIPORE CORP com 601073109 548 7,500 sh sole 0 2,500 0 5,000 SYSCO CORP com 871829107 549 17,136 sh sole 0 12,136 0 5,000 APPLIED MATERIALS INC com 038222105 551 31,448 sh sole 0 31,448 0 0 TEMPLETON DRAGON FUND INC com 88018T101 575 26,606 sh sole 0 21,606 0 5,000 HUBBELL INC CL B (PREVIOUSLY HUBBELL HARVE com 443510201 589 11,500 sh sole 0 11,500 0 0 SEMICONDUCTOR HOLDRS TR DEP RCPT com 816636203 592 16,300 sh sole 0 11,300 0 5,000 WALGREEN CO com 931422109 601 13,932 sh sole 0 3,932 0 10,000 ANGLOGOLD ASHANTI LTD SPONORED ADR ISIN#US com 35128206 606 11,200 sh sole 0 11,200 0 0 BP PLC SPONS ADR com 055622104 607 8,807 sh sole 0 8,807 0 0 SPDR SER TR DJ WILSHIRE SMALL CAP VALUE ET com 78464A300 609 9,070 sh sole 0 6,070 0 3,000 CHUBB CORP com 171232101 648 6,790 sh sole 0 6,790 0 0 POWERSHARES QQQ TR UNIT SER 1 com 73935A104 690 16,460 sh sole 0 11,460 0 5,000 PATTERSON UTI ENERGY INC COM com 703481101 713 22,300 sh sole 0 22,300 0 0 FREDDIE MAC com 313400301 721 11,817 sh sole 0 7,817 0 4,000 TARGET CORP com 8.76E+110 740 14,227 sh sole 0 12,227 0 2,000 WAL MART STORES INC com 931142103 778 16,465 sh sole 0 11,465 0 5,000 WACHOVIA CORP (NEW) COM com 929903102 786 14,019 sh sole 0 14,019 0 0 CITIGROUP INC COM com 172967101 821 17,383 sh sole 0 17,383 0 0 ELI LILLY & CO com 532457108 830 15,000 sh sole 0 15,000 0 0 CISCO SYSTEMS INC com 17275R102 842 38,866 sh sole 0 38,866 0 0 MERCK & CO INC com 589331107 858 24,347 sh sole 0 23,047 0 1,300 ORACLE CORP COM com 68389X105 915 66,871 sh sole 0 66,871 0 0 ABBOTT LABS COM com 002824100 916 21,560 sh sole 0 15,160 0 6,400 DUKE ENERGY CORP NEW COM com 26441C105 943 32,334 sh sole 0 32,334 0 0 HARRAHS ENTMT INC CASH MGR EFF 1/28/08 1 O com 413619107 963 12,350 sh sole 0 9,350 0 3,000 DISH NETWORK CORP CL A com 25470M109 990 33,141 sh sole 0 33,141 0 0 AIR PRODUCTS & CHEMS INC com 009158106 994 14,800 sh sole 0 14,800 0 0 SCHLUMBERGER LTD COM ISIN#AN8068571086 com 806857108 1,000 7,903 sh sole 0 7,903 0 0 LEGG MASON INC com 524901105 1,009 8,050 sh sole 0 7,550 0 500 NIKE INC CLASS B com 654106103 1,009 11,858 sh sole 0 11,858 0 0 SHERWIN WILLIAMS CO com 824348106 1,028 20,800 sh sole 0 20,800 0 0 INTEL CORP COM com 458140100 1,042 53,869 sh sole 0 51,369 0 2,500 AMERICAN EXPRESS COMPANY com 025816109 1,051 19,991 sh sole 0 19,991 0 0 COMCAST CORP NEW CL A SPL com 20030N200 1,082 41,436 sh sole 0 36,436 0 5,000 INDIA FUND INC com 454089103 1,091 21,610 sh sole 0 18,610 0 3,000 SUNTRUST BKS INC com 867914103 1,135 15,600 sh sole 0 15,600 0 0 WELLS FARGO & CO NEW COM com 949746101 1,150 18,005 sh sole 0 15,705 0 2,300 SPRINT NEXTEL CORP FON SHS com 852061100 1,196 46,298 sh sole 0 39,961 0 6,337 HEWLETT PACKARD CO COM com 428236103 1,197 36,389 sh sole 0 36,389 0 0 DEAN FOODS CO NEW COM com 242370104 1,259 32,433 sh sole 0 27,433 0 5,000 HOME DEPOT INC COM com 437076102 1,298 30,678 sh sole 0 20,978 0 9,700 NORTHROP GRUMMAN CORP (PREVIOUSLY KNOWN AS com 666807102 1,303 19,079 sh sole 0 14,245 0 4,834 WYETH com 983024100 1,303 26,856 sh sole 0 26,856 0 0 BERKSHIRE HATHAWAY INC DE com 084670207 1,340 445 sh sole 0 445 0 0 AMGEN INC com 031162100 1,410 19,387 sh sole 0 19,387 0 0 LOCKHEED MARTIN CORP COM com 539830109 1,431 19,045 sh sole 0 16,545 0 2,500 UNITED TECHNOLOGIES CORP DEL COM com 913017109 1,450 25,012 sh sole 0 20,412 0 4,600 ENTERPRISE PRODS PARTNERS L P COM com 293792107 1,558 63,113 sh sole 0 58,113 0 5,000 JOHNSON & JOHNSON COM com 478160104 1,581 26,694 sh sole 0 26,144 0 550 CHEVRON CORP COM com 166764100 1,592 27,459 sh sole 0 27,108 0 351 ROYAL DUTCH SHELL PLC SPONSORED ADR RESPTG com 780259206 1,717 27,583 sh sole 0 22,583 0 5,000 BANK OF AMERICA COM com 060505104 1,751 38,454 sh sole 0 38,454 0 0 MICROSOFT CORP COM com 594918104 1,822 66,950 sh sole 0 63,650 0 3,300 DEVON ENERGY CORP NEW COM com 25179M103 1,835 30,001 sh sole 0 26,001 0 4,000 AMERICAN INTERNATIONAL GROUP INC com 026874107 1,927 29,157 sh sole 0 29,157 0 0 JOHNSON CONTROLS INC COM com 478366107 1,997 26,304 sh sole 0 21,304 0 5,000 MEDTRONIC INC com 585055106 2,124 41,847 sh sole 0 29,847 0 12,000 FEDEX CORP COM com 31428X106 2,198 19,464 sh sole 0 17,464 0 2,000 ILLINOIS TOOL WORKS INC COM com 452308109 2,221 23,060 sh sole 0 21,060 0 2,000 ENTERPRISE BANCORP INC MASS COM com 293668109 2,229 69,000 sh sole 0 69,000 0 0 3M CO COM com 88579Y101 2,389 31,560 sh sole 0 27,560 0 4,000 APACHE CORP com 037411105 2,409 36,776 sh sole 0 36,776 0 0 DOMINION RES INC VA COM com 25746U109 2,527 36,609 sh sole 0 34,909 0 1,700 COMERICA INC com 200340107 2,585 44,590 sh sole 0 41,890 0 2,700 ENERGY TRANSFER PART LP UNIT LTD PARTNERSH com 29273R109 2,600 67,018 sh sole 0 52,018 0 15,000 GENERAL GROWTH PPTYS INC COM com 370021107 2,698 55,205 sh sole 0 49,705 0 5,500 PFIZER INC COM com 717081103 2,890 115,983 sh sole 0 105,983 0 10,000 PROCTER & GAMBLE CO com 742718109 3,385 58,748 sh sole 0 55,823 0 2,925 OIL SERVICE HOLDRS TR OIL SERVICE HLDG CO com 678002106 3,509 23,900 sh sole 0 23,800 0 100 BERKSHIRE HATHAWAY INC com 084670108 3,524 39 sh sole 0 39 0 0 GENERAL ELECTRIC CO COM com 369604103 3,681 105,837 sh sole 0 95,337 0 10,500 EXXON MOBIL CORP COM com 30231G102 4,293 70,533 sh sole 0 70,533 0 0 MIDCAP SPDR TRUST UNIT SER 1 S&P com 595635103 4,843 33,452 sh sole 0 32,452 0 1,000 PEPSICO INC com 713448108 10,010 173,211 sh sole 0 173,211 0 0
-----END PRIVACY-ENHANCED MESSAGE-----