0001407623-21-000047.txt : 20210305
0001407623-21-000047.hdr.sgml : 20210305
20210305160308
ACCESSION NUMBER: 0001407623-21-000047
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210303
FILED AS OF DATE: 20210305
DATE AS OF CHANGE: 20210305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHOEBEL RICHARD K.
CENTRAL INDEX KEY: 0001477259
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 21718464
MAIL ADDRESS:
STREET 1: C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
STREET 2: 3 MANHATTANVILLE ROAD
CITY: PURCHASE
STATE: NY
ZIP: 10577
FORMER NAME:
FORMER CONFORMED NAME: SCHOEBEL RICHARD
DATE OF NAME CHANGE: 20091120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
wf-form4_161497815873037.xml
FORM 4
X0306
4
2021-03-03
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001477259
SCHOEBEL RICHARD K.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
0
1
0
0
Chief Operating Officer
Common Stock, par value $0.0001 per share
2021-03-03
4
S
0
7000
16.17
D
352445
I
See footnote
Common Stock, par value $0.0001 per share
2021-03-03
4
S
0
7000
16.14
D
345445
I
See footnote
Common Stock, par value $0.0001 per share
2021-03-03
4
M
0
35000
10.88
A
380445
I
See footnote
Common Stock, par value $0.0001 per share
2021-03-04
4
S
0
5000
15.89
D
375445
I
See footnote
Common Stock, par value $0.0001 per share
2021-03-04
4
S
0
5000
15.82
D
370445
I
See footnote
Common Stock, par value $0.0001 per share
10.88
2021-03-03
4
M
0
35000
0
A
2021-03-11
Common Stock, par value $0.0001 per share
35000.0
0
D
These shares are held by the Schoebel Family Trust dated June 7, 2013 of which Richard K. Schoebel is a Trustee.
The option, representing a right to purchase a total of 35,000 shares, became exercisable in five equal annual installments beginning on March 11, 2012, which was the first anniversary of the date on which the option was granted.
/s/ Richard K. Schoebel
2021-03-05