0001171843-18-007306.txt : 20181029
0001171843-18-007306.hdr.sgml : 20181029
20181029163119
ACCESSION NUMBER: 0001171843-18-007306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181025
FILED AS OF DATE: 20181029
DATE AS OF CHANGE: 20181029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haines Michael B.
CENTRAL INDEX KEY: 0001562225
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33749
FILM NUMBER: 181144575
MAIL ADDRESS:
STREET 1: 8905 TOWNE CENTRE DRIVE, SUITE 108
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RETAIL OPPORTUNITY INVESTMENTS CORP
CENTRAL INDEX KEY: 0001407623
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 260500600
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
BUSINESS PHONE: (858) 677-0900
MAIL ADDRESS:
STREET 1: 11250 EL CAMINO REAL
STREET 2: SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92130
FORMER COMPANY:
FORMER CONFORMED NAME: NRDC Acquisition Corp.
DATE OF NAME CHANGE: 20070724
4
1
ownership.xml
X0306
4
2018-10-25
0
0001407623
RETAIL OPPORTUNITY INVESTMENTS CORP
ROIC
0001562225
Haines Michael B.
C/O RETAIL OPPORTUNITY INVESTMENTS CORP.
11250 EL CAMINO REAL, SUITE 200
SAN DIEGO
CA
92130
0
1
0
0
EVP CFO, TREASURER & SECRETARY
Common Stock, par value $0.0001 per share
2018-10-25
4
M
0
10000
12.41
A
162601
D
Stock Option (right to buy)
12.41
2018-10-25
4
M
0
10000
0
D
2022-11-25
Common Stock
10000
15000
D
The option, representing a right to purchase a total of 25,000 shares, became exercisable in three equal annual installments beginning on November 25, 2013, which was the first anniversary of the date on which the option was granted.
/s/Michael B. Haines
2018-10-29