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SECURITIES AND EXCHANGE COMMISSION |
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WASHINGTON, DC 20549 |
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SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
Convio, Inc.
(Name of Issuer)
Common Stock, $0.001 par value per share
(Title of Class of Securities)
21257W 105
(CUSIP Number)
May 7, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o |
Rule 13d-1(b) |
o |
Rule 13d-1(c) |
x |
Rule 13d-1(d) |
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 21257W 105 |
13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (see instructions) | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3. |
SEC USE ONLY | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row 9 | |||||
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12. |
Type of Reporting Person (see instructions) | |||||
(1) This statement on Schedule 13G is filed by Granite Ventures, L.P. (Granite), Granite Management, LLC (GM LLC) and Granite Ventures, LLC (GV LLC, collectively with Granite and GM LLC, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. GM LLC is the sole general partner of Granite. GV LLC is the sole manager of GM LLC. The information with respect to the ownership of Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of May 7, 2012.
(2) This percentage is calculated based on 18,911,875 shares of the Issuers common stock outstanding (as of February 29, 2012), as set forth in the Issuers Form 10-K as filed with the Securities and Exchange Commission (SEC) on March 9, 2012.
CUSIP No. 21257W 105 |
13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (see instructions) | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3. |
SEC USE ONLY | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row 9 | |||||
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12. |
Type of Reporting Person (see instructions) | |||||
(1) This statement on Schedule 13G is filed by Granite Ventures, L.P. (Granite), Granite Management, LLC (GM LLC) and Granite Ventures, LLC (GV LLC, collectively with Granite and GM LLC, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. GM LLC is the sole general partner of Granite. GV LLC is the sole manager of GM LLC. The information with respect to the ownership of Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of May 7, 2012.
(2) This percentage is calculated based on 18,911,875 shares of the Issuers common stock outstanding (as of February 29, 2012), as set forth in the Issuers Form 10-K as filed with the Securities and Exchange Commission (SEC) on March 9, 2012.
CUSIP No. 21257W 105 |
13G |
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1. |
Names of Reporting Persons | |||||
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2. |
Check the Appropriate Box if a Member of a Group (see instructions) | |||||
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(a) |
o | ||||
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(b) |
x (1) | ||||
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3. |
SEC USE ONLY | |||||
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4. |
Citizenship or Place of Organization | |||||
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Number of |
5. |
Sole Voting Power | |||||
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6. |
Shared Voting Power | ||||||
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7. |
Sole Dispositive Power | ||||||
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8. |
Shared Dispositive Power | ||||||
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9. |
Aggregate Amount Beneficially Owned by Each Reporting Person | |||||
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10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) o | |||||
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11. |
Percent of Class Represented by Amount in Row 9 | |||||
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12. |
Type of Reporting Person (see instructions) | |||||
(1) This statement on Schedule 13G is filed by Granite Ventures, L.P. (Granite), Granite Management, LLC (GM LLC) and Granite Ventures, LLC (GV LLC, collectively with Granite and GM LLC, the Reporting Persons). The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. GM LLC is the sole general partner of Granite. GV LLC is the sole manager of GM LLC. The information with respect to the ownership of Common Stock of the Issuer by the persons filing this statement on Schedule 13G is provided as of May 7, 2012.
(2) This percentage is calculated based on 18,911,875 shares of the Issuers common stock outstanding (as of February 29, 2012), as set forth in the Issuers Form 10-K as filed with the Securities and Exchange Commission (SEC) on March 9, 2012.
Introductory Note: This statement on Schedule 13G is filed by the Reporting Persons in respect of shares of Common Stock, par value $0.001 per share (Common Stock), of Convio, Inc. (the Issuer). | |||
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Item 1(a). |
Name of Issuer: | ||
Item 1(b). |
Address of Issuers Principal Executive Offices: | ||
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Item 2(a). |
Name of Person Filing: Granite Management, LLC Granite Ventures, LLC | ||
Item 2(b). |
Address of Principal Business Office or, if none, Residence: | ||
Item 2(c). |
Citizenship: Granite Management, LLC California Granite Ventures, LLC California | ||
Item 2(d). |
Title of Class of Securities: | ||
Item 2(e). |
CUSIP Number: | ||
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Item 3. |
If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | ||
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(a) |
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Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); |
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(b) |
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
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(c) |
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Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c); |
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(d) |
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
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(e) |
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
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(f) |
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
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(g) |
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
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(h) |
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) |
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
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(j) |
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A non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J); |
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(k) |
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Group, in accordance with §240.13d1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d1(b)(1)(ii)(J), please specify the type of institution:____________________________ |
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Not Applicable. |
Item 4. |
Ownership |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
Reporting Persons |
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Shares Held |
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Sole Voting |
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Shared |
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Sole |
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Shared |
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Beneficial |
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Percentage of |
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Granite Ventures, L.P. |
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0 |
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0 |
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0 |
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0 |
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0 |
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0 |
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0.0 |
% |
Granite Management, LLC (1) |
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0 |
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0 |
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0 |
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0 |
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0 |
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0 |
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0.0 |
% |
Granite Ventures, LLC (1) |
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0 |
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0 |
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0 |
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0 |
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0 |
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0 |
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0.0 |
% |
(1) Granite Management, LLC is the sole general partner of Granite Ventures, L.P. Granite Ventures, LLC is the sole manager of Granite Management, LLC.
(2) This percentage is calculated based on 18,911,875 shares of the Issuers common stock outstanding (as of February 29, 2012), as set forth in the Issuers Form 10-K as filed with the Securities and Exchange Commission (SEC) on March 9, 2012.
Item 5. |
Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following x. | |
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Item 6. |
Ownership of More than 5 Percent on Behalf of Another Person |
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Not applicable. |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
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Not applicable. |
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Item 8. |
Identification and Classification of Members of the Group |
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Not applicable. |
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Item 9. |
Notice of Dissolution of a Group |
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Not applicable. |
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Item 10. |
Certification |
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Not applicable. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 8, 2012 |
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GRANITE VENTURES, L.P. |
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BY: GRANITE MANAGEMENT, LLC |
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ITS: GENERAL PARTNER |
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BY: GRANITE VENTURES, LLC |
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ITS: MANAGER |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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GRANITE MANAGEMENT, LLC |
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BY: GRANITE VENTURES, LLC |
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ITS: MANAGER |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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GRANITE VENTURES, LLC |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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Exhibit(s): |
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A: |
Joint Filing Statement |
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EXHIBIT A
JOINT FILING STATEMENT
We, the undersigned, hereby express our agreement that the attached Schedule 13G (or any amendments thereto) relating to the Common Stock of Convio, Inc. is filed on behalf of each of us.
Dated: May 8, 2012 |
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GRANITE VENTURES, L.P. |
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BY: GRANITE MANAGEMENT, LLC |
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ITS: GENERAL PARTNER |
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BY: GRANITE VENTURES, LLC |
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ITS: MANAGER |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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GRANITE MANAGEMENT, LLC |
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BY: GRANITE VENTURES, LLC |
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ITS: MANAGER |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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GRANITE VENTURES, LLC |
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/s/ Jacqueline A. Berterretche |
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Authorized Signer |
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