0000950123-16-022171.txt : 20161114
0000950123-16-022171.hdr.sgml : 20161111
20161114120321
ACCESSION NUMBER: 0000950123-16-022171
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Parametric Risk Advisors LLC
CENTRAL INDEX KEY: 0001407409
IRS NUMBER: 208823019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12535
FILM NUMBER: 161992508
BUSINESS ADDRESS:
STREET 1: 518 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 203-227-1700
MAIL ADDRESS:
STREET 1: 518 RIVERSIDE AVENUE
CITY: WESTPORT
STATE: CT
ZIP: 06880
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001407409
XXXXXXXX
09-30-2016
09-30-2016
Parametric Risk Advisors LLC
518 RIVERSIDE AVENUE
WESTPORT
CT
06880
13F HOLDINGS REPORT
028-12535
N
Randall Hegarty
Chief Compliance Officer
206-233-2204
/S/ Randall Hegarty
Seattle
WA
11-14-2016
0
110
1482064
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COMMON SHARES
88579Y101
43034
244191
SH
SOLE
0
0
244191
ABBOTT LABORATORIES
COMMON SHARES
002824100
4567
108000
SH
SOLE
0
0
108000
ADVANCE AUTO PARTS INC
COMMON SHARES
00751Y106
8947
60000
SH
SOLE
0
0
60000
AMAZON.COM INC
COMMON SHARES
023135106
289
345
SH
SOLE
0
0
345
AMERICAN EXPRESS CO
COMMON SHARES
025816109
1921
30000
SH
SOLE
0
0
30000
AMGEN INC
COMMON SHARES
031162100
12703
76154
SH
SOLE
0
0
76154
ANADARKO PETROLEUM CORP
COMMON SHARES
032511107
169
2674
SH
SOLE
0
0
2674
APPLE INC
COMMON SHARES
037833100
23817
210680
SH
SOLE
0
0
210680
ARCHER-DANIELS-MIDLAND CO
COMMON SHARES
039483102
709
16821
SH
SOLE
0
0
16821
BAIDU INC - SPON ADR
COMMON SHARES
056752108
2199
12078
SH
SOLE
0
0
12078
BANK OF MONTREAL
COMMON SHARES
063671101
8518
129901
SH
SOLE
0
0
129901
BB&T CORP
COMMON SHARES
054937107
1924
51000
SH
SOLE
0
0
51000
BERKSHIRE HATHAWAY INC-CL B
COMMON SHARES
084670207
10302
71306
SH
SOLE
0
0
71306
BHP BILLITON LTD-SPON ADR
COMMON SHARES
088606108
1567
45217
SH
SOLE
0
0
45217
BOEING CO
COMMON SHARES
097023105
1699
12900
SH
SOLE
0
0
12900
BRISTOL-MYERS SQUIBB CO
COMMON SHARES
110122108
7402
137272
SH
SOLE
0
0
137272
C.H. ROBINSON WORLDWIDE INC
COMMON SHARES
12541W209
4445
63082
SH
SOLE
0
0
63082
CATERPILLAR INC
COMMON SHARES
149123101
20260
228225
SH
SOLE
0
0
228225
CBOE HOLDINGS INC
COMMON SHARES
12503M108
660
10174
SH
SOLE
0
0
10174
CELANESE CORP-SERIES A
COMMON SHARES
150870103
838
12590
SH
SOLE
0
0
12590
CELGENE CORP
COMMON SHARES
151020104
2062
19730
SH
SOLE
0
0
19730
CHEVRON CORP
COMMON SHARES
166764100
2848
27668
SH
SOLE
0
0
27668
CHUBB CORP
COMMON SHARES
171232101
331
2633
SH
SOLE
0
0
2633
CISCO SYSTEMS INC
COMMON SHARES
17275R102
18569
585396
SH
SOLE
0
0
585396
CME GROUP INC
COMMON SHARES
12572Q105
4727
45226
SH
SOLE
0
0
45226
COCA-COLA CO/THE
COMMON SHARES
191216100
14752
348571
SH
SOLE
0
0
348571
COLGATE-PALMOLIVE CO
COMMON SHARES
194162103
6542
88238
SH
SOLE
0
0
88238
COMCAST CORP-CL A
COMMON SHARES
20030N101
55064
830032
SH
SOLE
0
0
830032
CONOCOPHILLIPS
COMMON SHARES
20825C104
4106
94464
SH
SOLE
0
0
94464
CORNING INC
COMMON SHARES
219350105
2558
108175
SH
SOLE
0
0
108175
CREE INC
COMMON SHARES
225447101
6378
247965
SH
SOLE
0
0
247965
DEERE & CO
COMMON SHARES
244199105
838
9816
SH
SOLE
0
0
9816
DISCOVER FINANCIAL SERVICES
COMMON SHARES
254709108
5235
92574
SH
SOLE
0
0
92574
DOW CHEMICAL
COMMON SHARES
260543103
7204
139000
SH
SOLE
0
0
139000
DR HORTON INC
COMMON SHARES
23331A109
26123
865000
SH
SOLE
0
0
865000
EDISON INTERNATIONAL
COMMON SHARES
281020107
364
5039
SH
SOLE
0
0
5039
ELI LILLY & CO
COMMON SHARES
532457108
3031
37763
SH
SOLE
0
0
37763
EMERSON ELECTRIC CO
COMMON SHARES
291011104
15405
282600
SH
SOLE
0
0
282600
EOG RESOURCES INC
COMMON SHARES
26875P101
1236
12780
SH
SOLE
0
0
12780
EXXON MOBIL CORP
COMMON SHARES
30231G102
19530
223758
SH
SOLE
0
0
223758
FACEBOOK INC-A
COMMON SHARES
30303M102
552260
4305449
SH
SOLE
0
0
4305449
GENERAL ELECTRIC CO
COMMON SHARES
369604103
14967
505284
SH
SOLE
0
0
505284
GENERAL MILLS INC
COMMON SHARES
370334104
7346
115000
SH
SOLE
0
0
115000
GILEAD SCIENCES INC
COMMON SHARES
375558103
942
11900
SH
SOLE
0
0
11900
GOLDMAN SACHS GROUP INC
COMMON SHARES
38141G104
45598
282742
SH
SOLE
0
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282742
GOOGLE INC-CL C
COMMON SHARES
38259P508
10996
14146
SH
SOLE
0
0
14146
HCA Holdings, Inc
COMMON SHARES
40412C101
1442
19070
SH
SOLE
0
0
19070
HOME DEPOT INC
COMMON SHARES
437076102
1875
14573
SH
SOLE
0
0
14573
HONEYWELL INTERNATIONAL INC
COMMON SHARES
438516106
6179
53000
SH
SOLE
0
0
53000
INTEL CORP
COMMON SHARES
458140100
5874
155613
SH
SOLE
0
0
155613
INTL BUSINESS MACHINES CORP
COMMON SHARES
459200101
3077
19368
SH
SOLE
0
0
19368
INTUIT INC
COMMON SHARES
461202103
10968
99698
SH
SOLE
0
0
99698
INVESCO LTD
COMMON SHARES
G491BT108
23453
750000
SH
SOLE
0
0
750000
ISHARES MSCI EAFE INDEX FUND
Equity Option
464287955
38
3616
SH
Put
SOLE
0
0
3616
ISHARES RUSSELL 2000
Equity Option
464287955
21
1016
SH
Put
SOLE
0
0
1016
ISHARES S&P 500 INDEX FUND
COMMON SHARES
464287200
3433
15779
SH
SOLE
0
0
15779
JETBLUE AIRWAYS CORP
COMMON SHARES
477143101
12511
725700
SH
SOLE
0
0
725700
JOHNSON & JOHNSON
COMMON SHARES
478160104
35452
300106
SH
SOLE
0
0
300106
JPMORGAN CHASE & CO
COMMON SHARES
46625H100
8037
120692
SH
SOLE
0
0
120692
JUNIPER NETWORKS INC
COMMON SHARES
48203R104
435
18100
SH
SOLE
0
0
18100
KIMBERLY-CLARK CORP
COMMON SHARES
494368103
3418
27100
SH
SOLE
0
0
27100
LOCKHEED MARTIN CORP
COMMON SHARES
539830109
839
3500
SH
SOLE
0
0
3500
M & T BANK CORP
COMMON SHARES
55261F104
3483
30000
SH
SOLE
0
0
30000
MARATHON PETROLEUM CORP
COMMON SHARES
56585A102
406
10000
SH
SOLE
0
0
10000
MARRIOTT INTERNATIONAL-CL A
COMMON SHARES
571903202
929
13800
SH
SOLE
0
0
13800
MCDONALDS CORP
COMMON SHARES
580135101
2319
20105
SH
SOLE
0
0
20105
MCKESSON CORP
COMMON SHARES
58155Q103
475
2850
SH
SOLE
0
0
2850
MEDTRONIC INC
COMMON SHARES
585055106
10126
117200
SH
SOLE
0
0
117200
MERCK & CO. INC.
COMMON SHARES
589331107
7540
120819
SH
SOLE
0
0
120819
MICROCHIP TECHNOLOGY INC
COMMON SHARES
595017104
13029
209676
SH
SOLE
0
0
209676
MICROSOFT CORP
COMMON SHARES
594918104
7484
129933
SH
SOLE
0
0
129933
MORGAN STANLEY
COMMON SHARES
617446448
13723
428028
SH
SOLE
0
0
428028
NETAPP INC
COMMON SHARES
64110D104
3310
92400
SH
SOLE
0
0
92400
NEWMONT MINING CORP
COMMON SHARES
651639106
1726
43935
SH
SOLE
0
0
43935
NOVARTIS ADR
COMMON SHARES
66987V109
1407
17818
SH
SOLE
0
0
17818
OCCIDENTAL PETROLEUM CORP
COMMON SHARES
674599105
697
9560
SH
SOLE
0
0
9560
ORACLE CORP
COMMON SHARES
68389X105
47434
1207597
SH
SOLE
0
0
1207597
PEPSICO INC
COMMON SHARES
713448108
7225
66423
SH
SOLE
0
0
66423
PFIZER INC
COMMON SHARES
717081103
3373
99589
SH
SOLE
0
0
99589
PHILIP MORRIS INTERNATIONAL
COMMON SHARES
718172109
5007
51500
SH
SOLE
0
0
51500
PNC FINANCIAL SERVICES GROUP
COMMON SHARES
693475105
2284
25354
SH
SOLE
0
0
25354
PPG INDUSTRIES INC
COMMON SHARES
693506107
2320
22448
SH
SOLE
0
0
22448
PRICELINE.COM INC
COMMON SHARES
741503403
2502
1700
SH
SOLE
0
0
1700
PROCTER & GAMBLE CO
COMMON SHARES
742718109
18496
206082
SH
SOLE
0
0
206082
QUALCOMM INC
COMMON SHARES
747525103
8824
128813
SH
SOLE
0
0
128813
RAYTHEON COMPANY
COMMON SHARES
755111507
1003
7368
SH
SOLE
0
0
7368
REGENERON PHARMACEUTICALS
COMMON SHARES
75886F107
1033
2570
SH
SOLE
0
0
2570
SCHLUMBERGER LTD
COMMON SHARES
806857108
1971
25065
SH
SOLE
0
0
25065
SPDR DJIA TRUST
COMMON SHARES
78467X109
2118
11588
SH
SOLE
0
0
11588
SPDR S&P HOMEBUILDERS ETF
COMMON SHARES
78464A888
505
14868
SH
SOLE
0
0
14868
SPDR TRUST SERIES 1
COMMON SHARES
78462F103
44259
204617
SH
SOLE
0
0
204617
STRYKER CORP
COMMON SHARES
863667101
3492
30000
SH
SOLE
0
0
30000
TARGET CORP
COMMON SHARES
87612E106
4167
60670
SH
SOLE
0
0
60670
TEVA PHARM
COMMON SHARES
881624209
8742
190000
SH
SOLE
0
0
190000
TEXAS INSTRUMENTS INC
COMMON SHARES
882508104
28072
400000
SH
SOLE
0
0
400000
TEXTRON INC
COMMON SHARES
883203101
2385
60000
SH
SOLE
0
0
60000
THE WALT DISNEY CO
COMMON SHARES
254687106
1489
16039
SH
SOLE
0
0
16039
TJX COMPANIES INC
COMMON SHARES
872540109
977
13059
SH
SOLE
0
0
13059
UNION PACIFIC CORP
COMMON SHARES
907818108
488
5000
SH
SOLE
0
0
5000
UNITED PARCEL SERVICE-CL B
COMMON SHARES
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SH
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638945
UNITED TECHNOLOGIES CORP
COMMON SHARES
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29000
SH
SOLE
0
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29000
US BANCORP
COMMON SHARES
902973304
5996
139795
SH
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0
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139795
VALERO ENERGY CORP
COMMON SHARES
91913Y100
256
4829
SH
SOLE
0
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4829
VISA INC-CLASS A SHARES
COMMON SHARES
92826C839
1401
16939
SH
SOLE
0
0
16939
WALGREEN CO
COMMON SHARES
931422109
11596
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SH
SOLE
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0
143834
WAL-MART STORES INC
COMMON SHARES
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SH
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64861
WASTE MANAGEMENT INC
COMMON SHARES
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572
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SH
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8966
WELLS FARGO & COMPANY
COMMON SHARES
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SH
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177856
YUM! BRANDS INC
COMMON SHARES
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4817
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SH
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0
0
53050
ZIMMER HOLDINGS INC
COMMON SHARES
98956P102
5201
40000
SH
SOLE
0
0
40000