0001085146-20-002222.txt : 20200814 0001085146-20-002222.hdr.sgml : 20200814 20200813173712 ACCESSION NUMBER: 0001085146-20-002222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200813 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corriente Advisors, LLC CENTRAL INDEX KEY: 0001406718 IRS NUMBER: 752939516 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12875 FILM NUMBER: 201100447 BUSINESS ADDRESS: STREET 1: 1401 FOCH ST STREET 2: SUITE 100 CITY: FORT WORTH STATE: TX ZIP: 76107 BUSINESS PHONE: 8178700400 MAIL ADDRESS: STREET 1: 1401 FOCH ST STREET 2: SUITE 100 CITY: FORT WORTH STATE: TX ZIP: 76107 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001406718 XXXXXXXX 06-30-2020 06-30-2020 false Corriente Advisors, LLC

1401 FOCH ST SUITE 100 FORT WORTH TX 76107

13F HOLDINGS REPORT 028-12875 N Matthew H. Gilman 817 870 0404 /s/Matthew Gilman Fort Worth TX 08-12-2020 0 16 154336 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE CELLDEX THERAPEUTICS INC NEW COM NEW 15117B202 5980 460000 SH SOLE 460000 0 0 CUE BIOPHARMA INC COM 22978P106 16176 659987 SH SOLE 659987 0 0 PAN AMERN SILVER CORP COM 697900108 912 30000 SH SOLE 30000 0 0 REPLIMUNE GROUP INC COM 76029N106 12052 485000 SH SOLE 485000 0 0 APTOSE BIOSCIENCES INC COM NEW 03835T200 17487 2771312 SH SOLE 2771312 0 0 MAXAR TECHNOLOGIES INC COM 57778K105 34124 1900000 SH SOLE 1900000 0 0 REATA PHARMACEUTICALS INC CL A 75615P103 23013 147500 SH SOLE 147500 0 0 OCULAR THERAPEUTIX INC COM 67576A100 5998 720000 SH SOLE 720000 0 0 DIAMEDICA THERAPEUTICS INC COM NEW 25253X207 1395 201248 SH SOLE 201248 0 0 PIERIS PHARMACEUTICALS INC COM 720795103 837 270000 SH SOLE 270000 0 0 TESLA INC COM 88160R101 2160 2000 SH SOLE 2000 0 0 CARDIFF ONCOLOGY INC COM 14147L108 869 173361 SH SOLE 173361 0 0 UNIQURE NV SHS N90064101 8111 180000 SH SOLE 180000 0 0 SONOS INC COM 83570H108 22969 1570000 SH SOLE 1570000 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 1728 40000 SH SOLE 40000 0 0 REDWOOD TR INC COM 758075402 525 75000 SH SOLE 75000 0 0