-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P5F4+gjkB2N/7I5TuKoyP2NhGAoz094nmGKWHTYZpbzpcobNc/mMl8XQ/F3awj+R 6rZijpq4Vy80JcAlRcgZLA== 0000905148-11-000426.txt : 20110214 0000905148-11-000426.hdr.sgml : 20110214 20110214135303 ACCESSION NUMBER: 0000905148-11-000426 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Corriente Advisors, LLC CENTRAL INDEX KEY: 0001406718 IRS NUMBER: 752939516 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12875 FILM NUMBER: 11605311 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1800 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8178700400 MAIL ADDRESS: STREET 1: 201 MAIN STREET STREET 2: SUITE 1800 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 efc11-131_form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]: Amendment Number: _________________ This Amendment (Check only one): | | is a restatement | | adds new holdings entries Institutional Investment Manager Filing this Report: Name: Corriente Advisors, LLC Address: 201 Main Street Suite 1800 Fort Worth, TX 76102 Form 13F File Number: 28-12875 -------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Yatrik Munshi Title: Chief Operating Officer Phone: (817) 870-0400 Signature, Place and Date of Signing: /s/ Yatrik Munshi Fort Worth, TX February 14, 2011 ------------------- -------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) | | 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | | 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 --------------------------------- Form 13F Information Table Entry Total: 22 --------------------------------- Form 13F Information Table Value Total: $85,052 --------------------------------- (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None
CORRIENTE ADVISORS, LLC FORM 13F INFORMATION TABLE Quarter Ended December 31, 2010 - ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY -------- -------- --- ---- ---------- -------- -------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AK STL HLDG CORP COM 001547108 2,594 158,431 SH SOLE 158,431 AMERICAN INTL GROUP INC COM NEW 026874784 7,062 122,568 SH SOLE 122,568 BARRICK GOLD CORP COM 067901108 1,064 20,000 SH SOLE 20,000 CHENIERE ENERGY INC COM NEW 16411R208 1,714 310,485 SH SOLE 310,485 COVIDIEN PLC SHS G2554F105 2,283 50,000 SH SOLE 50,000 GOLDCORP INC NEW COM 380956409 2,299 50,000 SH SOLE 50,000 HEALTH MGMT ASSOC INC NEW CL A 421933102 1,908 200,000 SH SOLE 200,000 HEALTHSOUTH CORP COM NEW 421924309 1,036 50,000 SH SOLE 50,000 HEARTWARE INTL INC COM 422368100 5,429 62,000 SH SOLE 62,000 ISHARES SILVER TRUST ISHARES 46428Q109 7,243 240,000 SH SOLE 240,000 KB HOME COM 48666K109 2,024 150,000 SH SOLE 150,000 LEAP WIRELESS INTL INC COM NEW 521863308 1,716 140,000 SH SOLE 140,000 NEWMONT MINING CORP COM 651639106 9,050 147,327 SH SOLE 147,327 PENNEY J C INC COM 708160106 1,616 50,000 SH SOLE 50,000 POPULAR INC COM 733174106 2,072 660,000 SH SOLE 660,000 POTASH CORP SASK INC COM 73755L107 3,097 20,000 SH SOLE 20,000 RESEARCH IN MOTION LTD COM 760975102 9,882 170,000 SH SOLE 170,000 SILVER WHEATON CORP COM 828336107 5,270 135,000 SH SOLE 135,000 SIRIUS XM RADIO INC COM 82967N108 4,727 2,900,000 SH SOLE 2,900,000 UNIVERSAL HLTH SVCS INC CL B 913903100 2,171 50,000 SH SOLE 50,000 VERTEX PHARMACEUTICALS INC COM 92532F100 1,401 40,000 SH SOLE 40,000 YAHOO INC COM 984332106 9,394 564,910 SH SOLE 564,910
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