0001406666-24-000006.txt : 20240212
0001406666-24-000006.hdr.sgml : 20240212
20240212181246
ACCESSION NUMBER: 0001406666-24-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240208
FILED AS OF DATE: 20240212
DATE AS OF CHANGE: 20240212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weening Michael
CENTRAL INDEX KEY: 0001678385
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 24621796
MAIL ADDRESS:
STREET 1: 1035 N. MCDOWELL BLVD
CITY: PETALUMA
STATE: CA
ZIP: 94954-1173
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wk-form4_1707779557.xml
FORM 4
X0508
4
2024-02-08
0
0001406666
CALIX, INC
(CALX)
0001678385
Weening Michael
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
1
1
0
0
President & CEO
0
Common Stock
2023-08-14
5
P
0
E
341
34.9775
A
14685
D
Stock Option (right to buy)
51.55
2024-02-08
4
A
0
54500
0
A
2024-02-08
2033-02-09
Common Stock
54500
54500
D
The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of February 15, 2022 through August 14, 2023. This transaction is exempt under Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on August 14, 2023, the last trading day of the purchase period.
On February 9, 2023, the reporting person was awarded a performance-based nonqualified stock option grant covering 100,000 shares of common stock. On February 8, 2024, the Compensation Committee of Calix, Inc. determined that the performance criteria governing 54.5% of the grant had been achieved, resulting in a nonqualified stock option award of 54,500 shares of common stock for the reporting person. The nonqualified stock option award shall vest: (i) as to 25% of the shares of common stock subject to the stock option award, on February 8, 2024; and (ii) as to the remaining 75% of the shares of common stock subject to the stock option award, quarterly in equal installments over 36 months from February 8, 2024.
/s/ Tom Gemetti as Attorney-in-Fact for Michael Weening
2024-02-12