0001406666-20-000045.txt : 20200513 0001406666-20-000045.hdr.sgml : 20200513 20200513181837 ACCESSION NUMBER: 0001406666-20-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200513 FILED AS OF DATE: 20200513 DATE AS OF CHANGE: 20200513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PLANTS J DANIEL CENTRAL INDEX KEY: 0001626681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 20874712 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 210 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-514-3000 MAIL ADDRESS: STREET 1: 2777 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 4 1 wf-form4_158940829817901.xml FORM 4 X0306 4 2020-05-13 0 0001406666 CALIX, INC (CALX) 0001626681 PLANTS J DANIEL C/O CALIX, INC. 2777 ORCHARD PARKWAY SAN JOSE CA 95134 1 0 0 0 Common Stock 2020-05-13 4 A 0 12477 0 A 61211 D Common Stock 623907 I Owned by Voce Capital Management LLC Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. Amount of securities beneficially owned includes 12,477 unvested RSUs. Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. /s/ Tom Gemetti as Attorney-in-Fact for J. Daniel Plants 2020-05-13