0001406666-20-000045.txt : 20200513
0001406666-20-000045.hdr.sgml : 20200513
20200513181837
ACCESSION NUMBER: 0001406666-20-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200513
FILED AS OF DATE: 20200513
DATE AS OF CHANGE: 20200513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PLANTS J DANIEL
CENTRAL INDEX KEY: 0001626681
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34674
FILM NUMBER: 20874712
MAIL ADDRESS:
STREET 1: 600 MONTGOMERY STREET
STREET 2: SUITE 210
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CALIX, INC
CENTRAL INDEX KEY: 0001406666
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 680438710
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-514-3000
MAIL ADDRESS:
STREET 1: 2777 ORCHARD PARKWAY
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: CALIX NETWORKS INC
DATE OF NAME CHANGE: 20070713
4
1
wf-form4_158940829817901.xml
FORM 4
X0306
4
2020-05-13
0
0001406666
CALIX, INC
(CALX)
0001626681
PLANTS J DANIEL
C/O CALIX, INC.
2777 ORCHARD PARKWAY
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2020-05-13
4
A
0
12477
0
A
61211
D
Common Stock
623907
I
Owned by Voce Capital Management LLC
Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock.
Amount of securities beneficially owned includes 12,477 unvested RSUs.
Shares held by Voce Capital Management LLC. Mr. Plants is managing member of Voce Capital Management LLC and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
/s/ Tom Gemetti as Attorney-in-Fact for J. Daniel Plants
2020-05-13