0001406666-13-000098.txt : 20131129 0001406666-13-000098.hdr.sgml : 20131128 20131129205146 ACCESSION NUMBER: 0001406666-13-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131126 FILED AS OF DATE: 20131129 DATE AS OF CHANGE: 20131129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CALIX, INC CENTRAL INDEX KEY: 0001406666 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 680438710 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 BUSINESS PHONE: 707-766-3000 MAIL ADDRESS: STREET 1: 1035 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 95954 FORMER COMPANY: FORMER CONFORMED NAME: CALIX NETWORKS INC DATE OF NAME CHANGE: 20070713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weingarth Roger CENTRAL INDEX KEY: 0001483787 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34674 FILM NUMBER: 131250567 MAIL ADDRESS: STREET 1: C/O CALIX NETWORKS, INC. STREET 2: 1035 N. MCDOWELL BLVD. CITY: PETALUMA STATE: CA ZIP: 94954 4 1 wf-form4_138577629496608.xml FORM 4 X0306 4 2013-11-26 0 0001406666 CALIX, INC (CALX) 0001483787 Weingarth Roger C/O CALIX, INC. 1035 N. MCDOWELL BLVD. PETALUMA CA 94954 0 1 0 0 Advisor to the CEO Common Stock 2013-11-26 4 S 0 15000 9.83 D 72595 D Common Stock 2013-11-27 4 S 0 5095 9.95 D 67500 D The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.77 to $9.99, inclusive. Full information on the number of shares sold at each sale price is available upon request. Includes 22,500 restricted stock units. The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $9.88 to $10.00, inclusive. Full information on the number of shares sold at each sale price is available upon request. /s/ Michael Ashby as Attorney-in-Fact for Roger Weingarth 2013-11-29