0001127602-11-033265.txt : 20111228 0001127602-11-033265.hdr.sgml : 20111228 20111228150109 ACCESSION NUMBER: 0001127602-11-033265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111223 FILED AS OF DATE: 20111228 DATE AS OF CHANGE: 20111228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freedman Larry R. CENTRAL INDEX KEY: 0001406538 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15136 FILM NUMBER: 111283767 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL PLC CENTRAL INDEX KEY: 0001125259 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5 GAINSFORD ST STREET 2: CARNIVAL HOUSE CITY: LONDON WC1A 1PP ENGL STATE: X0 ZIP: 00000 BUSINESS PHONE: 011 44 20 7940 5381 MAIL ADDRESS: STREET 1: 77 NEW OXFORD ST CITY: LONDON STATE: X0 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: P&O PRINCESS CRUISES PLC DATE OF NAME CHANGE: 20000929 4 1 form4.xml PRIMARY DOCUMENT X0304 4 2011-12-23 0001125259 CARNIVAL PLC CUK 0001406538 Freedman Larry R. CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 1 Chief Accounting Officer VP & Controller Trust Shares (beneficial Interest In Special Voting Share) 2011-12-23 4 S 0 2431 32.7205 D 25276 D Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share. These shares were sold upon the vesting of restricted stock granted under the Company's 2002 Stock Plan. The plan administrator aggregated all shares to be sold by plan participants and sold the shares over a two-day period ending on December 23, 2011. The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices between $32.43 and $33.43. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Larry R Freedman 2011-12-28