0001406484-11-000007.txt : 20110815 0001406484-11-000007.hdr.sgml : 20110815 20110815160356 ACCESSION NUMBER: 0001406484-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvey Partners, LLC CENTRAL INDEX KEY: 0001406484 IRS NUMBER: 203760303 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12901 FILM NUMBER: 111036228 BUSINESS ADDRESS: STREET 1: 610 FIFTH AVENUE, SUITE 311 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: (212) 389-8760 MAIL ADDRESS: STREET 1: 610 FIFTH AVENUE, SUITE 311 CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 harvey13f063011.txt 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 ------------------- Check here if Amendment [ ]; Amendment Number: --------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Harvey Partners, LLC Address: 610 Fifth Avenue Suite 311 New York, NY 10020 Form 13F File Number: 28-12901 ----------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey C. Moskowitz Title: Managing Member Phone: (212) 782-3737 Signature, Place, and Date of Signing: /S/ Jeffrey C. Moskowitz New York, NY 8/15/11 ------------------------------------- -------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holding of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ----------------- Form 13F Information Table Entry Total: 52 ----------------- Form 13F Information Table Value Total: $ 272,546 ----------------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE Harvey Partners, LLC FORM 13F AS OF DATE: 6/30/11
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1 800 FLOWERS COM CL A 68243Q106 222 71687 SH SOLE 71687 0 0 AAR CORP COM 000361105 3643 134490 SH SOLE 134490 0 0 ACTUATE CORP COM 00508B102 7898 1350000 SH SOLE 1350000 0 0 ALLIANCE ONE INTL INC COM 018772103 1324 410000 SH SOLE 410000 0 0 AUDIOCODES LTD ORD M15342104 4968 905000 SH SOLE 905000 0 0 BLACKBOARD INC COM 091935502 10461 241100 SH SOLE 241100 0 0 CALGON CARBON CORP COM 129603106 4590 270000 SH SOLE 270000 0 0 CHART INDS INC COM PAR $.01 16115Q308 6194 114753 SH SOLE 114753 0 0 CODEXIS INC COM 192005106 6091 632500 SH SOLE 632500 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 5629 260000 SH SOLE 260000 0 0 CVR ENERGY INC COM 12662P108 7390 300151 SH SOLE 300151 0 0 DORAL FINL CORP COM NEW 25811P886 3920 2000000 SH SOLE 2000000 0 0 DOUGLAS DYNAMICS INC COM 25960R105 3316 210000 SH SOLE 210000 0 0 EARTHLINK INC COM 270321102 3309 430000 SH SOLE 430000 0 0 EARTHLINK INC CALL 270321902 50 10000 SH CALL SOLE 10000 0 0 ENCORE WIRE CORP COM 292562105 6498 268295 SH SOLE 268295 0 0 ENPRO INDS INC COM 29355X107 16969 353000 SH SOLE 353000 0 0 ENTEGRIS INC COM 29362U104 1553 153428 SH SOLE 153428 0 0 ENTEROMEDICS INC COM NEW 29365M208 1579 582500 SH SOLE 582500 0 0 FUSION-IO INC COM 36112J107 301 10000 SH SOLE 10000 0 0 GLATFELTER COM 377316104 2461 160000 SH SOLE 160000 0 0 GRAFTECH INTL LTD COM 384313102 813 40089 SH SOLE 40089 0 0 GRAHAM CORP COM 384556106 1138 55788 SH SOLE 55788 0 0 GRANITE CONSTR INC COM 387328107 5213 212500 SH SOLE 212500 0 0 HILLENBRAND INC COM 431571108 16319 690000 SH SOLE 690000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 15013 1910000 SH SOLE 1910000 0 0 INTEGRATED DEVICE TECHNOLOGY CALL 458118906 88 5025 SH CALL SOLE 5025 0 0 LANDEC CORP COM 514766104 5890 907500 SH SOLE 907500 0 0 LIBBEY INC COM 529898108 12408 765000 SH SOLE 765000 0 0 LOGMEIN INC COM 54142L109 4860 126003 SH SOLE 126003 0 0 MAGMA DESIGN AUTOMATION COM 559181102 63 7823 SH SOLE 7823 0 0 MICRON TECHNOLOGY INC CALL 595112903 13 5000 SH CALL SOLE 5000 0 0 NUTRI SYS INC NEW COM 67069D108 7171 510000 SH SOLE 510000 0 0 ODYSSEY MARINE EXPLORATION I COM 676118102 6933 2215059 SH SOLE 2215059 0 0 OIL DRI CORP AMER COM 677864100 6837 319200 SH SOLE 319200 0 0 PULSE ELECTRONICS CORP COM 74586W106 1149 260000 SH SOLE 260000 0 0 REDDY ICE HLDGS INC COM 75734R105 4765 1695800 SH SOLE 1695800 0 0 RF MICRODEVICES INC COM 749941100 8843 1445000 SH SOLE 1445000 0 0 ROGERS CORP COM 775133101 801 17328 SH SOLE 17328 0 0 SCHIFF NUTRITION INTL INC COM 806693107 8728 780000 SH SOLE 780000 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 3232 200000 SH SOLE 200000 0 0 SILICON IMAGE INC COM 82705T102 55 8510 SH SOLE 8510 0 0 SMITH & WESSON HLDG CORP COM 831756101 4125 1375000 SH SOLE 1375000 0 0 SUNCOR ENERGY INC NEW COM 867224107 6823 174500 SH SOLE 174500 0 0 SUNOCO INC COM 86764P109 5771 138358 SH SOLE 138358 0 0 TERRA NOVA RTY CORP COM 88102D103 8224 1085000 SH SOLE 1085000 0 0 TESORO CORP COM 881609101 6616 288789 SH SOLE 288789 0 0 THESTREET COM COM 88368Q103 5878 1914500 SH SOLE 1914500 0 0 TRAVELCENTERS OF AMERICA LLC COM 894174101 5178 950000 SH SOLE 950000 0 0 TUESDAY MORNING CORP COM NEW 899035505 6045 1300000 SH SOLE 1300000 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 7219 795000 SH SOLE 795000 0 0 WESTERN REFNG INC COM 959319104 7969 440982 SH SOLE 440982 0 0