0000905718-12-000051.txt : 20120214
0000905718-12-000051.hdr.sgml : 20120214
20120214161445
ACCESSION NUMBER: 0000905718-12-000051
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Harvey Partners, LLC
CENTRAL INDEX KEY: 0001406484
IRS NUMBER: 203760303
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12901
FILM NUMBER: 12609967
BUSINESS ADDRESS:
STREET 1: 610 FIFTH AVENUE, SUITE 311
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: (212) 389-8760
MAIL ADDRESS:
STREET 1: 610 FIFTH AVENUE, SUITE 311
CITY: NEW YORK
STATE: NY
ZIP: 10020
13F-HR
1
harvey13fdec11.txt
FORM 13F
FORM 13F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment []; Amendment Number: __________________
This Amendment (check only one.):
[ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Harvey Partners, LLC
---------------------
Address: 610 Fifth Avenue, Suite 311
---------------------------
New York, New York 10020
----------------------------
FORM 13F FILE NUMBER: 28- 12901
---------------------------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffrey C. Moskowitz
--------------------
Title: Managing Member
-----------------
Phone: 212-782-3737
-----------------
Signature, Place, and Date of Signing:
/s/ Jeffrey C. Moskowitz New York, NY February 14, 2012
------------------------- ---------------- -------------------
REPORT TYPE (CHECK ONLY ONE.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
REPORT SUMMARY
Number of Other Included Managers: None
----
Form 13F Information Table Entry Total: 50
--------------------------------------- --
Form 13F Information Table Value Total: $261,375 (thousands)
--------------------------------------- ----------------------
List of Other Included Managers: None
-------------------------------- ----
Harvey Partners, LLC
Form 13F Information Table
December 31, 2011
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCO BRANDS CORP COM 00081T108 2,509 260,000 SH SOLE 260,000 0 0
AEGION CORP COM 00770F104 3,375 220,000 SH SOLE 220,000 0 0
ALCOA INC COM 013817101 3,201 370,000 SH SOLE 370,000 0 0
ALCOA INC COM 013817101 5,406 625,000 SH CALL SOLE
ALLIANCE ONE INTL INC COM 018772103 4,216 1,550,000 SH SOLE 1,550,000 0 0
AUDIOCODES LTD ORD M15342104 4,134 1,060,000 SH SOLE 1,060,000 0 0
AXCELIS TECHNOLOGIES INC COM 054540109 865 650,000 SH SOLE 650,000 0 0
CAL DIVE INTL INC DEL COM 12802T101 6,244 2,775,000 SH SOLE 2,775,000 0 0
CENVEO INC COM 15670S105 2,883 848,000 SH SOLE 848,000 0 0
CHART INDS INC COM PAR
$0.01 16115Q308 751 13,895 SH SOLE 13,895 0 0
CORNING INC COM 219350105 2,635 203,000 SH SOLE 203,000 0 0
CVR ENERGY INC COM 12662P108 2,338 124,800 SH SOLE 124,800 0 0
DEALERTRACK HLDGS INC COM 242309102 1,372 50,314 SH SOLE 50,314 0 0
DIGITALGLOBE INC COM NEW 25389M877 2,738 160,000 SH SOLE 160,000 0 0
EARTHLINK INC COM 270321102 11,753 1,825,000 SH SOLE 1,825,000 0 0
EARTHLINK INC COM 270321102 4,830 750,000 SH CALL SOLE
ENCORE WIRE CORP COM 292562105 6,216 240,000 SH SOLE 240,000 0 0
ENTROPIC COMMUNICATIONS INC COM 29384R105 5,110 1,000,000 SH SOLE 1,000,000 0 0
GRANITE CONSTR INC COM 387328107 9,488 400,000 SH SOLE 400,000 0 0
GREAT LAKES DREDGE & DOCK CO COM 390607109 3,475 625,000 SH SOLE 625,000 0 0
HILLENBRAND INC COM 431571108 22,878 1,025,000 SH SOLE 1,025,000 0 0
INTL PAPER CO COM 460146103 3,552 120,000 SH SOLE 120,000 0 0
LANDEC CORP COM 514766104 7,590 1,375,000 SH SOLE 1,375,000 0 0
LIBBEY INC COM 529898108 10,192 800,000 SH SOLE 800,000 0 0
LSI CORPORATION COM 502161102 8,033 1,350,000 SH SOLE 1,350,000 0 0
LSI CORPORATION COM 502161102 453 76,100 SH CALL SOLE
MARTIN MARIETTA MATLS INC COM 573284106 5,279 70,000 SH SOLE 70,000 0 0
METALICO INC COM 591176102 2,468 750,000 SH SOLE 750,000 0 0
MFC INDL LTD COM 55278T105 8,763 1,250,000 SH SOLE 1,250,000 0 0
MONEYGRAM INTL INC COM 60935Y208 7,136 402,000 SH SOLE 402,000 0 0
MONSTER WORLDWIDE INC COM 611742107 2,776 350,000 SH SOLE 350,000 0 0
ODYSSEY MARINE EXPLORATION I COM 676118102 6,192 2,260,000 SH SOLE 2,260,000 0 0
OIL DRI CORP AMER COM 677864100 6,831 337,500 SH SOLE 337,500 0 0
PHOTRONICS INC COM 719405102 395 65,000 SH SOLE 65,000 0 0
QUANTUM CORP COM DSSG 747906204 2,100 875,000 SH SOLE 875,000 0 0
SANMINA SCI CORP COM NEW 800907206 2,560 275,000 SH SOLE 275,000 0 0
SCHIFF NUTRITION INTL INC COM 806693107 5,778 540,000 SH SOLE 540,000 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 5,740 350,000 SH SOLE 350,000 0 0
SILICON IMAGE INC COM 82705T102 3,995 850,000 SH SOLE 850,000 0 0
SMITH & WESSON HLDG CORP COM 831756101 8,829 2,025,000 SH SOLE 2,025,000 0 0
SUPERTEX INC COM 868532102 3,398 180,000 SH SOLE 180,000 0 0
TESORO CORP COM 881609101 6,774 290,000 SH SOLE 290,000 0 0
THESTREET INC COM 88368Q103 4,242 2,525,000 SH SOLE 2,525,000 0 0
TRAVELCENTERS OF AMERICA LLC COM 894174101 6,758 1,590,000 SH SOLE 1,590,000 0 0
TUESDAY MORNING CORP COM NEW 899035505 5,175 1,500,000 SH SOLE 1,500,000 0 0
ULTRA CLEAN HLDGS INC COM 90385V107 3,758 615,000 SH SOLE 615,000 0 0
UNIVERSAL CORP VA COM 913456109 12,639 275,000 SH SOLE 275,000 0 0
WATTS WATER TECHNOLOGIES INC CL A 942749102 7,697 225,000 SH SOLE 225,000 0 0
WESTERN REFNG INC COM 959319104 2,203 165,789 SH SOLE 165,789 0 0
WESTERN UN CO COM 959802109 3,652 200,000 SH SOLE 200,000 0 0
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