0001144204-12-007623.txt : 20120213 0001144204-12-007623.hdr.sgml : 20120213 20120213142919 ACCESSION NUMBER: 0001144204-12-007623 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 GROUP MEMBERS: CHICAGO INVESTMENTS, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Kanter Joshua CENTRAL INDEX KEY: 0001406480 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 427 RIVERVIEW PLAZA CITY: TRENTON STATE: NJ ZIP: 08611 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MEDGENICS, INC. CENTRAL INDEX KEY: 0001138776 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 980217544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86182 FILM NUMBER: 12598031 BUSINESS ADDRESS: STREET 1: TERADION BUSINESS PK. STREET 2: P.O. BOX 14 CITY: MISGAV STATE: L3 ZIP: 20179 BUSINESS PHONE: 1-646-239-1690 MAIL ADDRESS: STREET 1: TERADION BUSINESS PK. STREET 2: P.O. BOX 14 CITY: MISGAV STATE: L3 ZIP: 20179 FORMER COMPANY: FORMER CONFORMED NAME: MEDGENICS INC DATE OF NAME CHANGE: 20010419 SC 13G 1 v302333_sc13g.htm SHEDULE 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO § 240.13d-2

 

 

Medgenics, Inc.
(Name of Issuer)

 

Common Stock, par value $0.0001 per share
(Title of Class of Securities)

 

58436Q203
(CUSIP Number)

 

December 31, 2011
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

£Rule 13d-1(b)

£Rule 13d-1(c)

SRule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 
CUSIP No. 58436Q203
 
  1.

Names of Reporting Persons

Joshua Kanter

 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) £
    (b) £
 
  3. SEC Use Only
 
  4. Citizenship or Place of Organization U.S.A.
 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power 672,903*
 
6. Shared Voting Power -0-
 
7. Sole Dispositive Power 672,903*
 
8. Shared Dispositive Power -0-

 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person: 672,903*
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) £
 
  11. Percent of Class Represented by Amount in Row (9) 6.9%**
 
  12. Type of Reporting Person (See Instructions) IN

 

* The interests of Joshua Kanter (who is the brother of Joel Kanter, a director of Medgenics, Inc.) consist of:

(i) 11,015 shares of common stock held directly by him;

(ii) Securities held by Chicago Investments, Inc. (“CII”). Sole voting and investment control of common stock held by CII is vested in Joshua Kanter, as President and a Director of CII, but he disclaims any and all beneficial ownership of securities owned by such entity. Securities beneficially owned by CII consist of 637,008 shares of common stock, 5,357 shares of common stock subject to warrants exercisable at $4.54 per share expiring on 9/22/15 and 8,368 shares of common stock subject to warrants exercisable at having an exercise price of $4.99 per share expiring on 4/12/16;

(iii) 4,285 shares of common stock held by The Holding Company, Inc. (“THC”). Sole voting and investment control of common stock owned by THC is vested in Joshua Kanter, as President and a Director of THC, but he disclaims any and all beneficial ownership of securities owned by such entity; and

(iv) 6,870 shares of common stock held by Chicago Private Investments, Inc (“CPI”). Sole voting and investment control of common stock owned by CPI is vested in Joshua Kanter, as President and a Director of CPI, but he disclaims any and all beneficial ownership of securities owned by such entity.

** Based on 9,757,725 shares of common stock outstanding as of February 7, 2012, plus 13,725 shares underlying the warrants beneficially owned by the reporting person.

 

 
 

 

CUSIP No. 58436Q203
 
  1.

Names of Reporting Persons

Chicago Investments, Inc.

 
  2. Check the Appropriate Box if a Member of a Group (See Instructions)
    (a) £
    (b) £
 
  3. SEC Use Only
 
  4. Citizenship or Place of Organization Delaware
 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5. Sole Voting Power 650,733*
 
6. Shared Voting Power -0-
 
7. Sole Dispositive Power 650,733*
 
8. Shared Dispositive Power -0-

 
  9. Aggregate Amount Beneficially Owned by Each Reporting Person: 650,733*
 
  10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
 
  11. Percent of Class Represented by Amount in Row (9) 6.7%**
 
  12. Type of Reporting Person (See Instructions) CO

 

* Sole voting and investment control of common stock held by CII is vested in Joshua Kanter, as President and a Director of CII, but he disclaims any and all beneficial ownership of securities owned by such entity. Securities beneficially owned by CII consist of 637,008 shares of common stock, 5,357 shares of common stock subject to warrants exercisable at $4.54 per share expiring on 9/22/15 and 8,368 shares of common stock subject to warrants exercisable at having an exercise price of $4.99 per share expiring on 4/12/16.

** Based on 9,757,725 shares of common stock outstanding as of February 7, 2012, plus 13,725 shares underlying the warrants beneficially owned by the reporting person.

 

 
 

Item 1.

 

       
  (a) Name of Issuer
       
    Medgenics, Inc., a Delaware corporation
       
  (b) Address of Issuer’s Principal Executive Offices
     
    555 California Street, Suite 365
    San Francisco, California 94104
       
ITEM 2.
       
  (a) Name of Person Filing
     
    (i) Joshua Kanter
       
    (ii) Chicago Investments, Inc. (“CII”)
       
  (b) Address of Principal Business Office or, if none, Residence
     
    (i) The address for Joshua Kanter is:
       
      7090 Union Park Avenue, Suite 460
      Salt Lake City, Utah 84047
       
    (ii) The address for CII is:
       
      8000 Towers Crescent Drive, Suite 1300
      Vienna, Virginia 22182
       
  (c) Citizenship
     
    Joshua Kanter is a citizen of the United States of America. CII is a Delaware corporation.
       
  (d) Title of Class of Securities
       
    Common Stock, par value $0.0001 per share
       
  (e) CUSIP Number
       
    58436Q203
     
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: 

 

    (a) £ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
    (b) £ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
    (c) £ Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
    (d) £ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
    (e) £ An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
    (f) £ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
    (g) £ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
    (h) £ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
    (i) £ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
    (j) £ A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
    (k) £ Group, in accordance with §240.13d-1(b)(1)(ii)(K).
         
    Not Applicable. 

 
 

 

 

         
Item 4. Ownership 

 

  (a) Amount beneficially owned: See Row 9 on the cover page hereto for each reporting person.
  (b) Percent of class: See Row 11 on the cover page hereto for each reporting person.
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or direct the vote: See Row 5 on the cover page hereto for each reporting person.
    (ii) Shared power to vote or direct the vote: See Row 6 on the cover page hereto for each reporting person.
    (iii) Sole power to dispose or to direct the disposition of: See Row 7 on the cover page hereto for each reporting person.
    (iv) Shared power to dispose or to direct the disposition of: See Row 8 on the cover page hereto for each reporting person.

 

 
ITEM 5. Ownership of Five Percent or Less of a Class
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following: £
   
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
   
  Not Applicable.
   
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
   
  Not Applicable.
   
ITEM 8. Identification and Classification of Members of the Group
   
  Not Applicable.
   
ITEM 9. Notice of Dissolution of Group
   
  Not Applicable.
   
ITEM 10. Certification
   
  Not Applicable.

 

 

 
 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2012

  /s/ Joshua Kanter  
  Joshua Kanter  
     
  CHICAGO INVESTMENTS, INC.  
     
  /s/ Joshua Kanter  
  By:Joshua Kanter  
  Its:President  

 

 

 

 

 
 

EXHIBIT A

AGREEMENT OF JOINT FILING

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing with the other reporting persons of a statement on Schedule 13G (including any amendments thereto) with respect to the common stock of Medgenics, Inc., a Delaware corporation, and that this Agreement be included as an exhibit to such joint filing.

This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of this 12th day of February, 2012.

 

  /s/ Joshua Kanter  
  Joshua Kanter  
     
  CHICAGO INVESTMENTS, INC.  
     
  /s/ Joshua Kanter  
  By:Joshua Kanter  
  Its:President