0001628280-23-041670.txt : 20231215
0001628280-23-041670.hdr.sgml : 20231215
20231215160146
ACCESSION NUMBER: 0001628280-23-041670
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231215
DATE AS OF CHANGE: 20231215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sepulveda Carlos M
CENTRAL INDEX KEY: 0001405703
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 231490202
MAIL ADDRESS:
STREET 1: 3900 DALLAS PARKWAY
STREET 2: SUITE 500
CITY: PLANO
STATE: TX
ZIP: 75093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
wk-form4_1702674090.xml
FORM 4
X0508
4
2023-12-14
0
0001539638
Triumph Financial, Inc.
TFIN
0001405703
Sepulveda Carlos M
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
0
0
0
0
Common Stock
2023-12-14
4
S
0
13500
76.10
D
366625
D
Depository Shares
12798
D
The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Consists of (i) 224,399 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
/s/ Adam D. Nelson, Attorney-in-fact
2023-12-15