-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BFiE3JA03OPTcyKiqRilgehaIfC4WJm/I1GYbNRyYpv6c3Ofj4Dl81PRs7tfgTSk OH8GRwWS+XV8ymdeGdeJug== 0001127602-09-025636.txt : 20091218 0001127602-09-025636.hdr.sgml : 20091218 20091218115902 ACCESSION NUMBER: 0001127602-09-025636 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091216 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linville Judson C CENTRAL INDEX KEY: 0001405459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07657 FILM NUMBER: 091249131 MAIL ADDRESS: STREET 1: 200 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10285 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN EXPRESS CO CENTRAL INDEX KEY: 0000004962 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 134922250 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 BUSINESS PHONE: 2126402000 MAIL ADDRESS: STREET 1: 200 VESEY STREET STREET 2: 50TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10285 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2009-12-16 0000004962 AMERICAN EXPRESS CO AXP 0001405459 Linville Judson C 3 WORLD FINANCIAL CENTER 200 VESEY STREET, AMERICAN EXPRESS TOWER NEW YORK NY 1 CEO, U.S. Consumer Division Common Stock 2009-12-16 4 M 0 47981 38.224 A 102065 D Common Stock 2009-12-16 4 S 0 47091 41.32 D 54974 D Common Stock 2811 I by spouse as custodian for children Common Stock 28.42 I by 401(k) Trust Employee Stock Option (Right to Buy) 38.224 2009-12-16 4 M 0 47981 0 D 2002-02-28 2010-02-27 Common Stock 47981 0 D 46,202 of these shares were sold to cover the cost of exercise and taxes due upon the exercise of employee stock options. Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. These shares became exercisable in three annual installments beginning on date shown as "Date Exercisable." /s/ Michael G. Kuchs, attorney-in-fact 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----