0001209191-12-028024.txt : 20120514
0001209191-12-028024.hdr.sgml : 20120514
20120514182016
ACCESSION NUMBER: 0001209191-12-028024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120510
FILED AS OF DATE: 20120514
DATE AS OF CHANGE: 20120514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Stephanie L
CENTRAL INDEX KEY: 0001405364
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 12840249
MAIL ADDRESS:
STREET 1: C/O ONE BEACON STREET
STREET 2: 22ND FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Investment Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE BEACON STREET , FLOOR 22
CITY: BOSTON
STATE: MA
ZIP: 02108
BUSINESS PHONE: 617 423 3644
MAIL ADDRESS:
STREET 1: ONE BEACON STREET , FLOOR 22
CITY: BOSTON
STATE: MA
ZIP: 02108
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2012-05-10
0
0001397911
LPL Investment Holdings Inc.
LPLA
0001405364
Brown Stephanie L
C/O LPL INVESTMENT HOLDINGS INC.
ONE BEACON STREET
BOSTON
MA
02108
0
1
0
0
MD & General Counsel
Common Stock
2012-05-10
4
M
0
14498
22.08
A
633604.8
D
Option to Purchase Common Stock
22.08
2012-05-10
4
M
0
14498
0.00
D
2019-09-14
Common Stock
14498
25502
D
This option is currently exercisable for 16,000 shares. The remainder of the option shall become exercisable in increments of 8,000 shares on each of September 14, 2012, 2013 and 2014.
This filing relates to an exercise of stock options by the Reporting Person.
/s/ Stephanie L. Brown
2012-05-14