0001209191-12-028024.txt : 20120514 0001209191-12-028024.hdr.sgml : 20120514 20120514182016 ACCESSION NUMBER: 0001209191-12-028024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120510 FILED AS OF DATE: 20120514 DATE AS OF CHANGE: 20120514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Stephanie L CENTRAL INDEX KEY: 0001405364 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 12840249 MAIL ADDRESS: STREET 1: C/O ONE BEACON STREET STREET 2: 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Investment Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-10 0 0001397911 LPL Investment Holdings Inc. LPLA 0001405364 Brown Stephanie L C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET BOSTON MA 02108 0 1 0 0 MD & General Counsel Common Stock 2012-05-10 4 M 0 14498 22.08 A 633604.8 D Option to Purchase Common Stock 22.08 2012-05-10 4 M 0 14498 0.00 D 2019-09-14 Common Stock 14498 25502 D This option is currently exercisable for 16,000 shares. The remainder of the option shall become exercisable in increments of 8,000 shares on each of September 14, 2012, 2013 and 2014. This filing relates to an exercise of stock options by the Reporting Person. /s/ Stephanie L. Brown 2012-05-14