0000356028-13-000096.txt : 20130524 0000356028-13-000096.hdr.sgml : 20130524 20130524160340 ACCESSION NUMBER: 0000356028-13-000096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130522 FILED AS OF DATE: 20130524 DATE AS OF CHANGE: 20130524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 13872105 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-22 0000356028 CA, INC. CA 0001405285 Lamm Jacob ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2013-05-22 4 M 0 12366 25.24 A 51377 D Common Stock, $.10 par value 2013-05-22 4 M 0 7732 24.10 A 59109 D Common Stock, $.10 par value 2013-05-22 4 S 0 20098 27.44 D 39011 D Common Stock, $.10 par value 163.519 I 401(k) Plan Employee Stock Option (right to buy) 25.24 2013-05-22 4 M 0 12366 0 D 2019-05-22 Common Stock, $.10 par value 12366 24003 D Employee Stock Option (right to buy) 24.10 2013-05-22 4 M 0 7732 0 D 2019-05-22 Common Stock, $.10 par value 7732 15008 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $27.27 to $27.77. The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 20, 2013. This option becomes exercisable over a three-year period as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. This option became exercisable over a three-year period as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015. /s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact 2013-05-24