0000356028-13-000093.txt : 20130522 0000356028-13-000093.hdr.sgml : 20130522 20130522165618 ACCESSION NUMBER: 0000356028-13-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130520 FILED AS OF DATE: 20130522 DATE AS OF CHANGE: 20130522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lamm Jacob CENTRAL INDEX KEY: 0001405285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09247 FILM NUMBER: 13865421 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CA, INC. CENTRAL INDEX KEY: 0000356028 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 132857434 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 BUSINESS PHONE: 1-800-225-5224 MAIL ADDRESS: STREET 1: ONE CA PLAZA CITY: ISLANDIA STATE: NY ZIP: 11749 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-20 0000356028 CA, INC. CA 0001405285 Lamm Jacob ONE CA PLAZA ISLANDIA NY 11749 0 1 0 0 EVP, STRATEGY & CORPORATE DEV Common Stock, $.10 par value 2013-05-20 4 M 0 3668 27.26 A 42679 D Common Stock, $.10 par value 2013-05-20 4 M 0 1549 27.26 A 44228 D Common Stock, $.10 par value 2013-05-20 4 S 0 5217 27.75 D 39011 D Common Stock, $.10 par value 163.519 I 401(k) Plan Employee Stock Option (right to buy) 27.26 2013-05-20 4 M 0 3668 0 D 2015-04-01 Common Stock, $.10 par value 3668 0 D Employee Stock Option (right to buy) 27.26 2013-05-20 4 M 0 1549 0 D 2015-04-01 Common Stock, $.10 par value 1549 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Shares held in the CA Savings Harvest Plan, a 401(k) Plan. Information presented as of May 20, 2013. This option became exercisable over a three-year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008. This option became exercisable over a three-year period as follows: 34% on April 1, 2006, 33% on April 1, 2007 and 33% on April 1, 2008. /s/ Jacob Lamm by Brandt Schmidt as attorney-in-fact 2013-05-22