0001209191-20-063922.txt : 20201216 0001209191-20-063922.hdr.sgml : 20201216 20201216202902 ACCESSION NUMBER: 0001209191-20-063922 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ahlholm Frederick W CENTRAL INDEX KEY: 0001405279 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 201393967 MAIL ADDRESS: STREET 1: C/O MINERVA NEUROSCIENCES, INC. STREET 2: 1601 TRAPELO ROAD, SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Minerva Neurosciences, Inc. CENTRAL INDEX KEY: 0001598646 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260784194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-600-7373 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 286 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-14 0 0001598646 Minerva Neurosciences, Inc. NERV 0001405279 Ahlholm Frederick W C/O MINERVA NEUROSCIENCES, INC. 1601 TRAPELO ROAD, SUITE 286 WALTHAM MA 02451 0 1 0 0 SVP, Chief Accounting Officer Common Stock 2020-12-14 4 M 0 5000 A 11884 D Common Stock 2020-12-16 4 S 0 1845 2.64 D 10039 D Restricted Stock Unit 2020-12-14 4 M 0 5000 0.00 D Common Stock 5000 0 D Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock grants. Represents shares issuable upon the vesting of RSUs awarded to the Reporting Person on December 14, 2016. The RSUs vest in 4 equal annual installments beginning on December 14, 2017 and will be fully vested on December 14, 2020, in all cases so long as there has been no break in the Reporting Person's continuous service through such date. /s/ Ryan Sansom, Attorney-in-Fact 2020-12-16