0001209191-12-011847.txt : 20120221
0001209191-12-011847.hdr.sgml : 20120220
20120221181122
ACCESSION NUMBER: 0001209191-12-011847
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111203
FILED AS OF DATE: 20120221
DATE AS OF CHANGE: 20120221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howd Thomas C
CENTRAL INDEX KEY: 0001412647
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33707
FILM NUMBER: 12628041
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Constant Contact, Inc.
CENTRAL INDEX KEY: 0001405277
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331]
IRS NUMBER: 043285398
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-472-8100
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 329
CITY: WALTHAM
STATE: MA
ZIP: 02451
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0304
4/A
2011-12-03
2012-02-21
0
0001405277
Constant Contact, Inc.
CTCT
0001412647
Howd Thomas C
C/O CONSTANT CONTACT, INC.
1601 TRAPELO RD., SUITE 329
WALTHAM
MA
02451
0
1
0
0
SVP, Customer Operations
Common Stock
2011-12-03
4
M
0
652
A
652
D
Common Stock
2011-12-05
4
M
0
6381
22.27
A
7033
D
Common Stock
2011-12-05
4
S
0
6381
24.27
D
652
D
Restricted Stock Units
2011-12-03
4
F
0
348
D
Common Stock
348
3652
D
Restricted Stock Units
2011-12-03
4
M
0
652
D
Common Stock
652
3000
D
The original Form 4, filed on December 6, 2011, erroneously reported in Boxes 5 and 7 of Table II that 349 shares of Common Stock were withheld to satisfy the reporting person's tax obligation and 651 shares of Common Stock were acquired instead of 348 shares of Common Stock being withheld and 652 shares of Common Stock being acquired. As a result, the original Form 4 also erroneously reported the number of shares acquired in Box 4 of Table I, and the remaining number of shares reported in Box 9 of Table II and Box 5 of Table I. This amendment is being filed to correct the foregoing errors.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2011.
25% of the restricted stock units vested on December 3, 2011, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 3, 2014. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.
/s/ Robert P. Nault, attorney-in-fact
2012-02-21