FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BladeLogic, Inc. [ BLOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/22/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/22/2008 | J | 1,527,052(1)(9)(12) | D | $0(9) | 0(1)(9) | D | |||
Common Stock | 01/22/2008 | J | 1,393,412(2)(10)(12) | D | $0(10) | 0(2)(10) | D | |||
Common Stock | 673,954(3)(12) | D | ||||||||
Common Stock | 01/22/2008 | J | 165,954(4)(11)(12) | D | $0(11) | 287(4)(11)(12) | D | |||
Common Stock | 01/22/2008 | J | 30,992(5)(12) | A | $0 | 30,992(5)(12) | D | |||
Common Stock | 01/22/2008 | S(6) | 71,651(3)(6)(12) | D | $18.01 | 602,303(3)(12) | D | |||
Common Stock | 01/22/2008 | S(7) | 61(4)(7)(12) | D | $18.01 | 226(4)(12) | D | |||
Common Stock | 01/22/2008 | S(8) | 3,288(5)(8)(12) | D | $18.01 | 27,704(5)(12) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. These securities are owned solely by JAFCO America Technology Fund III, L.P. |
2. These securities are owned solely by JAFCO America Technology Cayman Fund III, L.P. |
3. These securities are owned solely by JAFCO USIT Fund III, L.P. |
4. These securities are owned solely by JAFCO America Technology Affiliates Fund III, L.P. |
5. These securities are owned solely by JAV Management Associates III, L.L.C., which were received in a distribution made on a pro rata basis for no consideration by JAFCO America Technology Fund III, L.P., JAFCO America Technology Cayman Fund III, L.P. and JAFCO America Technology Affiliates Fund III, L.P. to their general partner and respective limited partners. |
6. Represents a sale by JAFCO USIT Fund III, L.P. |
7. Represents a sale by JAFCO America Technology Affiliates Fund III, L.P. |
8. Represents a sale by JAV Management Associates III, L.L.C. |
9. Represents a pro rata distribution for no consideration made by JAFCO America Technology Fund III, L.P. to its general partner and limited partners. |
10. Represents a pro rata distribution for no consideration made by JAFCO America Technology Cayman Fund III, L.P. to its general partner and limited partners. |
11. Represents a pro rata distribution for no consideration made by JAFCO America Technology Affiliates Fund III, L.P. to its general partner and limited partners. |
12. JAV Management Associates III, L.L.C. is the general partner of JAFCO America Technology Fund III, L.P., JAFCO America Technology Cayman Fund III, L.P., JAFCO USIT Fund III, L.P. and JAFCO America Technology Affiliates Fund III, L.P. (the "Globespan Funds") and may be deemed to have a beneficial interest in the shares held by the Globespan Funds. The voting and investment power with respect to these shares is vested in Andrew P. Goldfarb and Barry J. Schiffman, the managing members of JAV Management Associates III, L.L.C. JAV Management Associates III, L.L.C., Andrew P. Goldfarb and Barry J. Schiffman each disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest in such shares which is subject to indeterminable future events. |
Remarks: |
The reporting persons are members of a 13(d) group owning more than 10% of the Issuer's outstanding equity securities. |
/s/ Andrew P. Goldfarb, Managing Member of JAV Management Associates III, L.L.C. | 01/24/2008 | |
/s/ Barry. J. Schiffman | 01/24/2008 | |
/s/ Andrew P. Goldfarb | 01/24/2008 | |
/s/ Andrew P. Goldfarb, Managing Member of JAV Management Associates III, L.L.C. | 01/24/2008 | |
/s/ Andrew P. Goldfarb, Managing Member of JAV Management Associates III, L.L.C. | 01/24/2008 | |
/s/ Andrew P. Goldfarb, Managing Member of JAV Management Associates III, L.L.C. | 01/24/2008 | |
/s/ Andrew P. Goldfarb, Managing Member of JAV Management Associates III, L.L.C. | 01/24/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |