0001012975-19-000362.txt : 20190515 0001012975-19-000362.hdr.sgml : 20190515 20190515110208 ACCESSION NUMBER: 0001012975-19-000362 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Goldfarb Andrew P CENTRAL INDEX KEY: 0001404740 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12945 FILM NUMBER: 19826019 MAIL ADDRESS: STREET 1: C/O GLOBESPAN CAPITAL MANAGEMENT, LLC STREET 2: ONE BOSTON PLACE, SUITE 2810 CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001404740 XXXXXXXX 03-31-2019 03-31-2019 Goldfarb Andrew P

C/O GLOBESPAN CAPITAL MANAGEMENT, LLC ONE BOSTON PLACE, SUITE 2810 BOSTON MA 02108

13F HOLDINGS REPORT 028-12945 Y The shares of common stock of Roku Inc. and Redfin Corp. reported in this Form 13F are held directly by Globespan Capital Partners V, L.P. ("Globespan V") and Globespan Capital Partners Opportunity Fund VI, L.P. ("Globespan VI"). The shares of common stock of Upwork Inc. reported in this Form 13F are held directly by Globespan Capital Partners IV, L.P., Globespan Capital Partners (Cayman) IV, L.P., JAFCO Globespan USIT IV, L.P., Globespan Capital Partners IV GmbH & Co. KG., and GCP IV Affiliates Fund, L.P. (collectively, the "Globespan IV Funds"). Mr. Goldfarb is the executive managing director of the ultimate general partners of each of Globespan V, Globespan VI and the Globespan IV Funds. Andrew P. Goldfarb 617-305-2300 /s/ Andrew P. Goldfarb Boston MA 05-15-2019 1 3 282801 false 1 0001754247 028-19332 Globespan Management Associates IV, LLC INFORMATION TABLE 2 globespan.xml Redfin Corp COM 75737F108 8460 417374 SH DFND 417374 0 0 Roku Inc COM 77543R102 33718 522677 SH DFND 522677 0 0 Upwork Inc COM 91688F104 240623 12571727 SH DFND 1 12571727 0 0