FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HUBSPOT INC [ HUBS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/15/2022 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/15/2022 | M(1) | 17,282(2) | A | $5.76 | 709,295 | D | |||
Common Stock | 03/15/2022 | S(1) | 300 | D | $382.57(3) | 708,995 | D | |||
Common Stock | 03/15/2022 | S(1) | 200 | D | $385.01(4) | 708,795 | D | |||
Common Stock | 03/15/2022 | S(1) | 782 | D | $386.85(5) | 708,013 | D | |||
Common Stock | 03/15/2022 | S(1) | 900 | D | $387.8(6) | 707,113 | D | |||
Common Stock | 03/15/2022 | S(1) | 700 | D | $389.68(7) | 706,413 | D | |||
Common Stock | 03/15/2022 | S(1) | 412 | D | $390.93(8) | 706,001 | D | |||
Common Stock | 03/15/2022 | S(1) | 554 | D | $392.42(9) | 705,447 | D | |||
Common Stock | 03/15/2022 | S(1) | 548 | D | $393.45(10) | 704,899 | D | |||
Common Stock | 03/15/2022 | S(1) | 908 | D | $394.5(11) | 703,991 | D | |||
Common Stock | 03/15/2022 | S(1) | 500 | D | $395.39(12) | 703,491 | D | |||
Common Stock | 03/15/2022 | S(1) | 600 | D | $396.82(13) | 702,891 | D | |||
Common Stock | 03/15/2022 | S(1) | 200 | D | $397.96(14) | 702,691 | D | |||
Common Stock | 03/15/2022 | S(1) | 100 | D | $399.75 | 702,591 | D | |||
Common Stock | 03/15/2022 | S(1) | 400 | D | $401.09(15) | 702,191 | D | |||
Common Stock | 03/15/2022 | S(1) | 263 | D | $402.29(16) | 701,928 | D | |||
Common Stock | 03/15/2022 | S(1) | 360 | D | $403.24(17) | 701,568 | D | |||
Common Stock | 03/15/2022 | S(1) | 100 | D | $382.78 | 701,468 | D | |||
Common Stock | 03/15/2022 | S(1) | 110 | D | $384.87(18) | 701,358 | D | |||
Common Stock | 03/15/2022 | S(1) | 500 | D | $386.79(19) | 700,858 | D | |||
Common Stock | 03/15/2022 | S(1) | 500 | D | $387.95(20) | 700,358 | D | |||
Common Stock | 03/15/2022 | S(1) | 100 | D | $388.75 | 700,258 | D | |||
Common Stock | 03/15/2022 | S(1) | 300 | D | $390.63(21) | 699,958 | D | |||
Common Stock | 03/15/2022 | S(1) | 383 | D | $392.46(22) | 699,575 | D | |||
Common Stock | 03/15/2022 | S(1) | 400 | D | $394.09(23) | 699,175 | D | |||
Common Stock | 03/15/2022 | S(1) | 590 | D | $395.47(24) | 698,585 | D | |||
Common Stock | 03/15/2022 | S(1) | 200 | D | $397.51(25) | 698,385 | D | |||
Common Stock | 03/15/2022 | S(1) | 100 | D | $399.23 | 698,285 | D | |||
Common Stock | 03/15/2022 | S(1) | 200 | D | $401.27(26) | 698,085 | D | |||
Common Stock | 03/15/2022 | S(1) | 310 | D | $402.82(27) | 697,775 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $5.76 | 03/15/2022 | M(1) | 17,282 | (28) | 05/08/2022 | Common Stock | 17,282 | $0.00 | 17,282 | D |
Explanation of Responses: |
1. This transaction was effected pursuant to a written trading plan adopted by the Reporting Person in accordance with Rule 10b5-1. |
2. These shares were acquired in three separate tranches on March 15, 2022: (1) 7,727 shares, (2) 5,762 shares, and (3) 3,793 shares. The first tranche was sold in multiple transactions at prices ranging from $382.14 to $403.56, as shown in rows two through 17 herein. The second and third tranches were sold in multiple transactions at prices ranging from $384.71 to $403.14, as shown in rows 18 through 30 herein. The SEC does not allow more than 30 rows per Form 4. As such, the Reporting Person combined his share acquisitions in row one. |
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.14 to $382.79, inclusive. |
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.99 to $385.03, inclusive. |
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.42 to $387.33, inclusive. |
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.49 to $388.09, inclusive. |
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $389.20 to $390.01, inclusive. |
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $390.57 to $391.54, inclusive. |
9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $392.00 to $392.97, inclusive. |
10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $393.01 to $393.99, inclusive. |
11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.07 to $395.04, inclusive. |
12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $395.22 to $395.66, inclusive. |
13. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $396.47 to $397.46, inclusive. |
14. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.92 to $398.00, inclusive. |
15. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.79 to $401.41, inclusive. |
16. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $401.90 to $402.89, inclusive. |
17. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.08 to $403.56, inclusive. |
18. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.71 to $384.88, inclusive. |
19. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $386.31 to $387.28, inclusive. |
20. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $387.54 to $388.23, inclusive. |
21. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $390.57 to $390.70, inclusive. |
22. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $392.13 to $392.97, inclusive. |
23. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $393.99 to $394.27, inclusive. |
24. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $395.15 to $395.73, inclusive. |
25. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $397.02 to $398.00, inclusive. |
26. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $400.79 to $401.75, inclusive. |
27. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.31 to $403.14, inclusive. The reporting person undertakes to provide to HubSpot, Inc., any security holder of HubSpot, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) - (26) herein. |
28. This stock option is fully vested. |
Remarks: |
/s/ John P. Kelleher, attorney-in-fact | 03/16/2022 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |