-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, StUa76WcIuhpt7UfmMkWzST3nQaXqyms3EhYH/ZzofWOiMdrVxsPNmgHQ50QLtWn 4sOk6t9V2I6xxUselyFzqw== 0001393725-09-000031.txt : 20090217 0001393725-09-000031.hdr.sgml : 20090216 20090217160633 ACCESSION NUMBER: 0001393725-09-000031 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 GROUP MEMBERS: BARRY M. KITT GROUP MEMBERS: THE PINNACLE FUND, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Heckmann CORP CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83364 FILM NUMBER: 09613717 BUSINESS ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 760-341-3606 MAIL ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pinnacle China Fund, L.P. CENTRAL INDEX KEY: 0001342419 IRS NUMBER: 203358646 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4965 PRESTON PARK BLVD. STREET 2: SUITE 240 CITY: PLANO STATE: TX ZIP: 75093 BUSINESS PHONE: 972-985-2121 MAIL ADDRESS: STREET 1: 4965 PRESTON PARK BLVD. STREET 2: SUITE 240 CITY: PLANO STATE: TX ZIP: 75093 SC 13G 1 sch-13g.htm HECKMAN CORPORATION 13G (AMENDMENT 2) sch-13g.htm
 
 



 
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
 
SCHEDULE 13G
(Rule 13d-102)
 
INFORMATION TO BE INCLUDED IN THE STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)
 
(Amendment No. 2)*
 
Heckmann Corporation
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
 
422680108
(CUSIP Number)
 
December 31, 2008
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[  ]
Rule 13d-1(b)
[x]
Rule 13d-1(c)
[  ]
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 2 of 8

1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
 
Pinnacle China Fund, L.P., a Texas limited partnership
20-3358646
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨
 
(b)þ
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Texas
NUMBER OF
 
SHARES
 
BENEFICIALLY
 
OWNED BY EACH
 
REPORTING
 
PERSON WITH
5
SOLE VOTING POWER
 
8,742,449 shares of Common Stock
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
8,742,449 shares of Common Stock
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,742,449 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.8% (See Item 4)
12
TYPE OF REPORTING PERSON
 
PN

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 3 of 8

1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
 
The Pinnacle Fund, L.P., a Texas limited partnership
75-2512784
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨
 
(b)þ
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Texas
NUMBER OF
 
SHARES
 
BENEFICIALLY
 
OWNED BY EACH
 
REPORTING
 
PERSON WITH
5
SOLE VOTING POWER
 
8,742,449 shares of Common Stock
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
8,742,449 shares of Common Stock
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
8,742,449 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
6.8% (See Item 4)
12
TYPE OF REPORTING PERSON
 
PN

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 4 of 8

1
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (Entities Only)
 
 
Barry M. Kitt
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)¨
 
(b)þ
3
SEC USE ONLY
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
United States of America
NUMBER OF
 
SHARES
 
BENEFICIALLY
 
OWNED BY EACH
 
REPORTING
 
PERSON WITH
5
SOLE VOTING POWER
 
17,520,478 shares of Common Stock
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
17,520,478 shares of Common Stock
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
17,520,478 shares of Common Stock
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
13.5% (See Item 4)
12
TYPE OF REPORTING PERSON
 
IN

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 5 of 8

Item 1(a).
Name of Issuer:
   
 
Heckmann Corporation  (the "Issuer")
   
Item 1(b).
Address of Issuer's Principal Executive Offices:
   
 
75080 Frank Sinatra Dr.
 
Palm Desert, California 92211
   
Items 2(a),
Name of Persons Filing, Address of Principal Business Office and
(b) and (c).
Citizenship:
   
 
This Amendment No. 2 to Schedule 13G is being filed on behalf of Pinnacle China Fund, L.P. ("Pinnacle China"), The Pinnacle Fund, L.P. ("Pinnacle") and Barry M. Kitt, as joint filers (collectively, the "Reporting Persons").
   
 
The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Amendment No. 2 to Schedule 13G as Exhibit 1, pursuant to which the Reporting Persons have agreed to file this Amendment No. 2 to Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934, as amended.
   
 
The principal business office of the Reporting Persons is 4965 Preston Park Blvd., Suite 240, Plano, TX 75093.  For citizenship, see Item 4 of each cover page.
   
Item 2(d).
Title of Class of Securities:
   
 
Common Stock, par value $0.001 per share (the "Common Stock")
   
Item 2(e).
CUSIP Number:
   
 
422680108
   
Item 3.
Not applicable
   
Item 4.
Ownership.
   
 
(a)
Amount beneficially owned:
   
17,520,478 shares of Common Stock *
     

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 6 of 8

 
(b)
Percent of class:
     
   
Based on 127,655,342 shares of Common Stock of the Issuer outstanding as of November 4, 2008, and 2,403,600 shares of Common Stock issuable upon the exercise of warrants held by the Reporting Persons, the Reporting Persons hold approximately 13.5%* of the issued and outstanding Common Stock of the Issuer.
     
 
(c)
Number of shares to which such person has:
     
   
(i)
Sole power to vote or direct the vote:  17,520,478 shares of Common Stock *
       
   
(ii)
Shared power to vote or direct the vote:  0
       
   
(iii)
Sole power to dispose or to direct the disposition of:  17,520,478 shares of Common Stock *
       
   
(iv)
Shared power to dispose of or direct the disposition of:  0
       
 
*This statement is filed on behalf of Pinnacle, Pinnacle China and Barry M. Kitt.  Pinnacle Advisers, L.P. ("Advisers") is the general partner of Pinnacle.  Pinnacle Fund Management, LLC ("Management") is the general partner of Advisers.  Mr. Kitt is the sole member of Management.  Pinnacle China Advisers, L.P. ("China Advisers") is the general partner of Pinnacle China.  Pinnacle China Management, LLC ("China Management") is the general partner of China Advisers.  Kitt China Management, LLC ("China Manager") is the manager of China Management.  Mr. Kitt is the manager of China Manager.  The Common Stock reported in this Amendment No. 2 to Schedule 13G includes an aggregate of 35,580 shares of Common Stock held by Mr. Kitt and his children.  Each of Pinnacle and Pinnacle China expressly disclaim beneficial ownership of all shares of Common Stock beneficially owned by Mr. Kitt and his children.  Mr. Kitt may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by his children, Pinnacle and Pinnacle China, respectively.  Mr. Kitt expressly disclaims beneficial ownership of all shares of Common Stock beneficially owned by his children, Pinnacle and Pinnacle China, respectively.
   
Item 5.
Ownership of Five Percent or Less of a Class.
   
 
Not applicable
   

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 7 of 8

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
 
Not applicable
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported By the Parent Holding Company.
   
 
Not applicable
   
Item 8.
Identification and Classification of Members of the Group.
   
 
Not applicable
   
Item 9.
Notice of Dissolution of a Group.
   
 
Not applicable
   
Item 10.
Certification.
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 
 
 

SCHEDULE 13G
CUSIP NO. 422680108
Page 8 of 8

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:
 February 17, 2009
 

 
PINNACLE CHINA FUND, L.P.
 
By:
Pinnacle China Advisers, L.P., its general partner
 
By:
Pinnacle China Management, LLC, its general partner
 
By:
Kitt China Management, LLC, its manager
   
 
By:
/s/ Barry M. Kitt
   
Barry M. Kitt, its manager
   
 

 
 
THE PINNACLE FUND, L.P.
 
By: Pinnacle Advisers, L.P., its general partner
 
By: Pinnacle Fund Management, LLC, its general partner
   
 
By:
/s/ Barry M. Kitt
   
Barry M. Kitt, its sole member
   
   
   
 
/s/ Barry M. Kitt
 
Barry M. Kitt
EX-1 2 exh-1.htm EXHIBIT 1 exh-1.htm

SCHEDULE 13G
 
CUSIP NO. 422680108
 
 
Exhibit 1
 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to 17,520,478 shares of Common Stock of Heckmann Corporation and further agree that this Joint Filing Agreement shall be included as an exhibit to such joint filings.
 
The undersigned further agree that each party hereto is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such party contained therein; provided, however, that no party is responsible for the completeness or accuracy of the information concerning any other party making the filing, unless such party knows or has reason to believe that such information is inaccurate.
 
IN WITNESS WHEREOF, the parties have executed this Joint Filing Agreement on February 17, 2009.
 

 
PINNACLE CHINA FUND, L.P.
 
By:
Pinnacle China Advisers, L.P., its general partner
 
By:
Pinnacle China Management, LLC, its general partner
 
By:
Kitt China Management, LLC, its manager
   
 
By:
/s/ Barry M. Kitt
   
Barry M. Kitt, its manager
   
 

 
 
THE PINNACLE FUND, L.P.
 
By: Pinnacle Advisers, L.P., its general partner
 
By: Pinnacle Fund Management, LLC, its general partner
   
 
By:
/s/ Barry M. Kitt
   
Barry M. Kitt, its sole member
   
   
   
 
/s/ Barry M. Kitt
 
Barry M. Kitt
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