0001209191-14-023815.txt : 20140331
0001209191-14-023815.hdr.sgml : 20140331
20140331083031
ACCESSION NUMBER: 0001209191-14-023815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140327
FILED AS OF DATE: 20140331
DATE AS OF CHANGE: 20140331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc.
CENTRAL INDEX KEY: 0001403853
STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14646 N. KIERLAND BLVD
STREET 2: SUITE 260
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
BUSINESS PHONE: 602-903-7802
MAIL ADDRESS:
STREET 1: 14646 N. KIERLAND BLVD
STREET 2: SUITE 260
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann Corp
DATE OF NAME CHANGE: 20111205
FORMER COMPANY:
FORMER CONFORMED NAME: Heckmann CORP
DATE OF NAME CHANGE: 20070620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOHNSRUD MARK D
CENTRAL INDEX KEY: 0001563359
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33816
FILM NUMBER: 14727923
MAIL ADDRESS:
STREET 1: C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC
STREET 2: 14646 N. KIERLAND BLVD., SUITE 260
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85254
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-27
0
0001403853
Nuverra Environmental Solutions, Inc.
NES
0001563359
JOHNSRUD MARK D
C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC
14624 N. SCOTTSDALE RD., SUITE 300
SCOTTSDALE
AZ
85254
1
1
1
0
See Remarks
Common Stock
2014-03-27
4
P
0
10000
19.0663
A
9664768
D
Common Stock
398
I
401(k)
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.8396 to $19.5601. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4.
Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches its employees' cash contributions with common stock. Represents shares received between November 25, 2013 and March 27, 2014 through Issuer's Match Plan, 1/3rd of which, or 132.66 shares, have vested, 1/3rd of which, or 132.66 shares, will vest on 6/1/2014, and 1/3rd of which, or 132.66 shares, will vest on 6/1/2015.
Chief Executive Officer and Vice Chairman
/s/ Sean D. Hawkins, attorney-in-fact
2014-03-27