0001209191-14-023815.txt : 20140331 0001209191-14-023815.hdr.sgml : 20140331 20140331083031 ACCESSION NUMBER: 0001209191-14-023815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140327 FILED AS OF DATE: 20140331 DATE AS OF CHANGE: 20140331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nuverra Environmental Solutions, Inc. CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14646 N. KIERLAND BLVD STREET 2: SUITE 260 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 BUSINESS PHONE: 602-903-7802 MAIL ADDRESS: STREET 1: 14646 N. KIERLAND BLVD STREET 2: SUITE 260 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann Corp DATE OF NAME CHANGE: 20111205 FORMER COMPANY: FORMER CONFORMED NAME: Heckmann CORP DATE OF NAME CHANGE: 20070620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSRUD MARK D CENTRAL INDEX KEY: 0001563359 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33816 FILM NUMBER: 14727923 MAIL ADDRESS: STREET 1: C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC STREET 2: 14646 N. KIERLAND BLVD., SUITE 260 CITY: SCOTTSDALE STATE: AZ ZIP: 85254 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-27 0 0001403853 Nuverra Environmental Solutions, Inc. NES 0001563359 JOHNSRUD MARK D C/O NUVERRA ENVIRONMENTAL SOLUTIONS, INC 14624 N. SCOTTSDALE RD., SUITE 300 SCOTTSDALE AZ 85254 1 1 1 0 See Remarks Common Stock 2014-03-27 4 P 0 10000 19.0663 A 9664768 D Common Stock 398 I 401(k) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.8396 to $19.5601. The reporting person undertakes to provide to Nuverra Environmental Solutions, Inc., any security holder of Nuverra Environmental Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote 1 to this Form 4. Shares acquired through Issuer's 401(k) Match Plan (the "Match Plan"), through which the Issuer matches its employees' cash contributions with common stock. Represents shares received between November 25, 2013 and March 27, 2014 through Issuer's Match Plan, 1/3rd of which, or 132.66 shares, have vested, 1/3rd of which, or 132.66 shares, will vest on 6/1/2014, and 1/3rd of which, or 132.66 shares, will vest on 6/1/2015. Chief Executive Officer and Vice Chairman /s/ Sean D. Hawkins, attorney-in-fact 2014-03-27