-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P0yBELgD36EzUPre2wNJHAk0bHRo3ged/Z6ICV5VUgf005SfuiiWrLX7DdafDYXQ 4pyiwvHxhrOyNCaLZCrb/Q== 0001193125-10-033334.txt : 20100217 0001193125-10-033334.hdr.sgml : 20100217 20100217172250 ACCESSION NUMBER: 0001193125-10-033334 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HECKMANN RICHARD J CENTRAL INDEX KEY: 0000904781 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 40-004 COOK ST CITY: PALM DESERT STATE: CA ZIP: 92211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Heckmann CORP CENTRAL INDEX KEY: 0001403853 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83364 FILM NUMBER: 10613701 BUSINESS ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 BUSINESS PHONE: 760-341-3606 MAIL ADDRESS: STREET 1: 75080 FRANK SINATRA DRIVE CITY: PALM DESERT STATE: CA ZIP: 92211 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 2 Schedule 13G Amendment No. 2

 

 

 

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Amendment No. 2)*

Under the Securities Exchange Act of 1934

 

 

    Heckmann Corporation    

(Name of Issuer)

 

 

    Common Stock, $0.001 par value per share     

(Title of Class of Securities)

    422680108    

(CUSIP Number)

    December 31, 2009    

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No. 422680108

 

    
  1   

NAMES OF REPORTING PERSONS

 

Richard J. Heckmann

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

     United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    17,757,736

   6   

SHARED VOTING POWER

 

    -0-

   7   

SOLE DISPOSITIVE POWER

 

    17,757,736

   8   

SHARED DISPOSITIVE POWER

 

    -0-

  9

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    17,757,736

10

 

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

   ¨

11

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    14.171

12

 

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

    

 

 

1

Based on 125,282,740 shares of common stock outstanding as reported in the Issuer’s consolidated balance sheet as of September 30, 2009 included in the Issuer’s Form 10-Q filed with the Securities and Exchange Commission on November 9, 2009.


SCHEDULE 13G

 

Item 1(a)    Name of Issuer:
   Heckmann Corporation (the “Issuer”)
Item 1(b)    Address of Issuer’s Principal Executive Offices:
   75080 Frank Sinatra Drive, Palm Desert, California 92211 USA
Item 2(a)    Name of Person Filing:
   Richard J. Heckmann
Item 2(b)    Address of Principal Business Office:
   c/o Heckmann Corporation
   75080 Frank Sinatra Drive, Palm Desert, California 92211 USA
Item 2(c)    Place of Citizenship:
   United States
Item 2(d)    Title of Class of Securities:
   Common Stock, $0.001 per value per share
Item 2(e)    CUSIP Number:
   422680108
  
Item 3    Not Applicable. This Schedule 13G is filed pursuant to Rule 13d-1(d)


Item 4

   Ownership.      
   (a)    Amount beneficially owned:      
     

Mr. Heckmann beneficially owns 12,757,736 shares of common stock held of record by Heckmann Acquisition, LLC, a Delaware limited liability company, of which Heckmann Enterprises, Inc., a California corporation, is the sole member. Mr. Heckmann is sole shareholder of Heckmann Enterprises, Inc. Mr. Heckmann also owns 5,000,000 sponsor warrants.

 

Beneficial ownership of shares and percentage ownership are determined in accordance with the rules of the SEC. In calculating the number of shares beneficially owned by an individual or entity and the percentage ownership of that individual or entity, shares underlying warrants held by that individual or entity that are currently exercisable or exercisable within 60 days are deemed outstanding. Mr. Heckmann disclaims beneficial ownership of (i) 150,000 shares of common stock held of record by Heckmann Acquisition, LLC, in which such shares Donald G. Ezzell and Brian G. Anderson have an interest by virtue of their interest in Heckmann Acquisition, LLC, (ii) 68,500 shares of common stock gifted to and held of record by his spouse, Wendy Hope Heckmann, and (iii) 326,500 shares of common stock gifted to and held of record by his children.

     
   (b)    Percent of Class: 14.17%      
   (c)    Number of shares as to which such person has:      
      (i)    Sole power to vote or to direct the vote: 17,757,736      
      (ii)    Shared power to vote or to direct the vote: -0-      
      (iii)    Sole power to dispose or direct the disposition of: 17,757,736      
      (iv)    Shared power to dispose or direct the disposition of: -0-      

Item 5

   Ownership of Five Percent or Less of a Class.   
   Not Applicable   

Item 6

   Ownership of More Than Five Percent on Behalf of Another Person.      
   Not Applicable      

Item 7

   Identification and Classification of the Subsidiary which Acquired the Security Being Reported On by the Parent Holding Company.
   Not Applicable

Item 8

   Identification and Classification of Members of the Group.      
   Not Applicable      

Item 9

   Notice of Dissolution of Group.      
   Not Applicable      

Item 10

   Certification.      
   Not Applicable      


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 17, 2010     By:  

/s/ Richard J. Heckmann

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