-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eo5Ur+FgJZ5m0lubIsUm2m+Rf6rpwCM7ZDIb0ei7EJZVygqyIcKFuwX7lBTX1MvZ axUU9XWHF3BKfh6nhhgskA== 0001193125-10-019312.txt : 20100202 0001193125-10-019312.hdr.sgml : 20100202 20100202141732 ACCESSION NUMBER: 0001193125-10-019312 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100202 DATE AS OF CHANGE: 20100202 GROUP MEMBERS: GENERAL RE CORPORATION GROUP MEMBERS: GENERAL REINSURANCE CORPORATION GROUP MEMBERS: WARREN E. BUFFETT FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 470813844 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1440 KIEWIT PLZ CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 1440 KIEWIT PLAZA CITY: OMAHA STATE: NE ZIP: 68131 FORMER COMPANY: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Symetra Financial CORP CENTRAL INDEX KEY: 0001403385 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 200978027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85228 FILM NUMBER: 10566345 BUSINESS ADDRESS: STREET 1: 777 108TH AVENUE NE STREET 2: SUITE 1200 CITY: BELLEVUE STATE: WA ZIP: 98004-5135 BUSINESS PHONE: 425-256-8000 MAIL ADDRESS: STREET 1: 777 108TH AVENUE NE STREET 2: SUITE 1200 CITY: BELLEVUE STATE: WA ZIP: 98004-5135 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO RULE 13d-2(b)

(Amendment No.         )*

 

 

 

 

Symetra Financial Corporation

(Name of Issuer)

 

 

Common Stock

(Title of Class of Securities)

 

 

87151Q106

(CUSIP Number)

 

 

January 21, 2010

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

 

 

 


CUSIP No. 87151Q106   13G   Page    2    of    8    Pages
   

 

  1  

NAME OF REPORTING PERSON

 

            Warren E. Buffett

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            United States Citizen

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                NONE

 

  6    SHARED VOTING POWER

 

                26,887,872(1)

 

  7    SOLE DISPOSITIVE POWER

 

                NONE

 

  8    SHARED DISPOSITIVE POWER

 

                26,887,872(1)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            26,887,872(1)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

            Not Applicable.

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            21.9%(2)

   
12  

TYPE OF REPORTING PERSON

 

            IN

   

 

(1) This amount consists of (i) 17,400,000 shares of Common Stock and (ii) warrants to purchase 9,487,872 shares of Common Stock registered in the name of General Reinsurance Corporation which are currently exercisable (the “Warrants”).
(2) Based on 113,428,965 shares of Common Stock outstanding as of January 21, 2010, and 9,487,872 shares of Common Stock issuable upon exercise of the Warrants.

 


CUSIP No. 87151Q106   13G   Page    3    of    8    Pages
   

 

  1  

NAME OF REPORTING PERSON

 

            Berkshire Hathaway Inc.

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                NONE

 

  6    SHARED VOTING POWER

 

                26,887,872(1)

 

  7    SOLE DISPOSITIVE POWER

 

                NONE

 

  8    SHARED DISPOSITIVE POWER

 

                26,887,872(1)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            26,887,872(1)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

            Not Applicable.

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            21.9%(2)

   
12  

TYPE OF REPORTING PERSON

 

            HC, CO

   

 

(1) This amount consists of (i) 17,400,000 shares of Common Stock and (ii) warrants to purchase 9,487,872 shares of Common Stock registered in the name of General Reinsurance Corporation which are currently exercisable (the “Warrants”).
(2) Based on 113,428,965 shares of Common Stock outstanding as of January 21, 2010, and 9,487,872 shares of Common Stock issuable upon exercise of the Warrants.

 


CUSIP No. 87151Q106   13G   Page    4    of    8    Pages
   

 

  1  

NAME OF REPORTING PERSON

 

            General Re Corporation

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                NONE

 

  6    SHARED VOTING POWER

 

                26,887,872(1)

 

  7    SOLE DISPOSITIVE POWER

 

                NONE

 

  8    SHARED DISPOSITIVE POWER

 

                26,887,872(1)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            26,887,872(1)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

            Not Applicable.

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            21.9%(2)

   
12  

TYPE OF REPORTING PERSON

 

            HC, CO

   

 

(1) This amount consists of (i) 17,400,000 shares of Common Stock and (ii) warrants to purchase 9,487,872 shares of Common Stock registered in the name of General Reinsurance Corporation which are currently exercisable (the “Warrants”).
(2) Based on 113,428,965 shares of Common Stock outstanding as of January 21, 2010, and 9,487,872 shares of Common Stock issuable upon exercise of the Warrants.

 


CUSIP No. 87151Q106   13G   Page    5    of    8    Pages
   

 

  1  

NAME OF REPORTING PERSON

 

            General Reinsurance Corporation

   
  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  x

(b)  ¨

   
  3  

SEC USE ONLY

 

   
  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

            State of Delaware

   

 

NUMBER OF  

SHARES  

BENEFICIALLY  

OWNED BY  

EACH  

REPORTING  

PERSON  

WITH  

 

 

  5    SOLE VOTING POWER

 

                NONE

 

  6    SHARED VOTING POWER

 

                26,887,872(1)

 

  7    SOLE DISPOSITIVE POWER

 

                NONE

 

  8    SHARED DISPOSITIVE POWER

 

                26,887,872(1)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

            26,887,872(1)

   
10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

 

            Not Applicable.

 

¨

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

            21.9%(2)

   
12  

TYPE OF REPORTING PERSON

 

            IC, CO

   

 

(1) This amount consists of (i) 17,400,000 shares of Common Stock and (ii) warrants to purchase 9,487,872 shares of Common Stock registered in the name of General Reinsurance Corporation which are currently exercisable (the “Warrants”).
(2) Based on 113,428,965 shares of Common Stock outstanding as of January 21, 2010, and 9,487,872 shares of Common Stock issuable upon exercise of the Warrants.

 


Page 6 of 8 Pages

 

SCHEDULE 13G

 

Item 1.           
 

(a)

   Name of Issuer      
     Symetra Financial Corporation      
 

(b)

   Address of Issuer’s Principal Executive Offices      
     777 108th Avenue, NE      
     Bellevue, Washington 98004      
Item 2  

(a).

   Name of Person Filing:      

Item 2

 

(b).

   Address of Principal Business Office:      

Item 2

 

(c).

   Citizenship:      
    

Warren E. Buffett

1440 Kiewit Plaza

Omaha, Nebraska 68131

United States Citizen

     
    

Berkshire Hathaway Inc.

1440 Kiewit Plaza

Omaha, Nebraska 68131

Delaware corporation

     
    

General Re Corporation

695 East Main Street

Stamford, CT 06904

Delaware Corporation

     
    

General Reinsurance Corporation

695 East Main Street

Stamford, CT 06904

Delaware Corporation

     
 

(d)

   Title of Class of Securities      
     Common Stock      
 

(e)

   CUSIP Number      
     87151Q106      
Item 3.   If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.), Berkshire Hathaway Inc. and General Re Corporation are each a Parent Holding Company or Control Person, in accordance with Rule 13d-1(b)(1)(ii)(G).

General Reinsurance Corporation is an Insurance Company as defined in section 3(a)(19) of the Act.

The Reporting Persons together are a group in accordance with Rule 13d-1(b)(i)(ii)(K).


Page 7 of 8 Pages

 

Item 4.    Ownership      

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

   (a)    Amount beneficially Owned      
      See the Cover Pages for each of the Reporting Persons.      
   (b)    Percent of Class      
      See the Cover Pages for each of the Reporting Persons.      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote      
      (ii)    shared power to vote or to direct the vote      
      (iii)    sole power to dispose or to direct the disposition of      
      (iv)    shared power to dispose or to direct the disposition of      
      See the Cover Pages for each of the Reporting Persons.      
Item 5.    Ownership of Five Percent or Less of a Class.   
   Not Applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.      
   See Exhibit A.      
Item 8.    Identification and Classification of Members of the Group.      
   Not Applicable.      
Item 9.    Notice of Dissolution of Group.      
   Not Applicable.      
Item 10.    Certification.      

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


Page 8 of 8 Pages

 

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated this 2nd day of February, 2010

 

/s/ Warren E. Buffett

Warren E. Buffett
BERKSHIRE HATHAWAY INC.
By:  

/s/ Warren E. Buffett

    Warren E. Buffett
    Chairman of the Board
GENERAL RE CORPORATION and GENERAL REINSURANCE CORPORATION
By:  

/s/ Warren E. Buffett

    Warren E. Buffett
    Attorney-in-Fact


SCHEDULE 13G

EXHIBIT A

RELEVANT SUBSIDIARIES AND MEMBERS OF FILING GROUP

PARENT HOLDING COMPANIES OR CONTROL PERSONS:

Warren E. Buffett (an individual who may be deemed to control Berkshire Hathaway Inc.)

Berkshire Hathaway Inc.

General Re Corporation

INSURANCE COMPANIES AS DEFINED IN SECTION 3(a)(19) OF THE ACT:

General Reinsurance Corporation

Note:    No Common Stock of Symetra Financial Corporation held directly by Berkshire Hathaway Inc. Other than the indirect holdings of Berkshire Hathaway Inc., no Common Stock of Symetra Financial Corporation is held directly or indirectly by Warren E. Buffett, an individual who may be deemed to control Berkshire Hathaway Inc.


SCHEDULE 13G

EXHIBIT B

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1)

The undersigned persons hereby agree that reports on Schedule 13G, and amendments thereto, with respect to the Common Stock of Symetra Financial Corporation may be filed in a single statement on behalf of each of such persons, and further, each of such persons designates Warren E. Buffett as its agent and Attorney-in-Fact for the purpose of executing any and all Schedule 13G filings required to be made by it with the Securities and Exchange Commission.

 

Dated: February 2, 2010  

/S/ Warren E. Buffett

  Warren E. Buffett
  Berkshire Hathaway Inc.
Dated: February 2, 2010  

/S/ Warren E. Buffett

  By: Warren E. Buffett
  Title: Chairman of the Board
  General Re Corporation
Dated: February 2, 2010  

/S/ William Gasdaska

  By: William Gasdaska
  Title: Vice President
  General Reinsurance Corporation
Dated: February 2, 2010  

/S/ William Gasdaska

  By: William Gasdaska
  Title: Vice President
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