0001181431-13-054842.txt : 20131022 0001181431-13-054842.hdr.sgml : 20131022 20131022184203 ACCESSION NUMBER: 0001181431-13-054842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frazier Laura CENTRAL INDEX KEY: 0001403221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 131164471 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 rrd390479.xml LAURA FRAZIER FORM 4 X0306 4 2012-10-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001403221 Frazier Laura 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2012-10-01 4 G 0 77232 0 D 9086138 I Avish Agincourt LLC Class A Common 2012-10-01 4 G 0 77232 0 A 9086138 I Avish Agincourt LLC Class A Common 2013-01-02 4 W 0 1264790 0 D 9086138 I Avish Agincourt LLC Class A Common 2013-01-02 4 W 0 1264790 0 A 9086138 I Avish Agincourt LLC Class A Common 2013-02-20 4 W 0 1551004 0 D 9086138 I Avish Agincourt LLC Class A Common 2013-02-20 4 W 0 1551004 0 A 9086138 I Avish Agincourt LLC Class A Common 2013-08-20 5 W 0 8250 0 A 8250 I OBF Revocable Trust Class A Common 9764 I Estate of Owsley Frazier Class A Common 207313 D Class A Common 354 I Cordt Huneke Trust Class A Common 354 I Chase Huneke Trust Class A Common 354 I Brooke Huneke Trust Class A Common 354 I Kelli Huneke Trust Class A Common 5922 I Brooke Huneke UTMA Class A Common 5922 I Kelli Huneke UTMA Class A Common 4860 I Annsley Frazier Thornton Trust Class B Common 2012-10-01 4 G 0 35260 0 D 4148269 I Avish Agincourt LLC Class B Common 2012-10-01 4 G 0 35260 0 A 4148269 I Avish Agincourt LLC Class B Common 2013-01-02 4 W 0 577439 0 D 4148269 I Avish Agincourt LLC Class B Common 2013-01-02 4 W 0 577439 0 A 4148269 I Avish Agincourt LLC Class B Common 2013-02-20 4 W 0 708110 0 D 4148269 I Avish Agincourt LLC Class B Common 2013-02-20 4 W 0 708110 0 A 4148269 I Avish Agincourt LLC Class B Common 2013-08-20 5 W 0 148 0 A 148 I OBF Revocable Trust Class B Common 223213 D Class B Common 1290 I Cordt Huneke Trust Class B Common 1702 I Chase Huneke Trust Class B Common 1702 I Brooke Huneke Trust Class B Common 1702 I Kelli Huneke Trust Class B Common 5155 I Brooke Huneke UTMA Class B Common 5065 I Kelli Huneke UTMA Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider. Represents transfer of LLC units from the insider to a family trust. The insider was appointed as executor of the Estate of Owsley Brown Frazier on August 23, 2012. The undersigned disclaims beneficial ownership of shares held by any entities set forth on this form except to the extent of her pecuniary interest therein. Laura H. Pulliam, Attorney in Fact for Laura Frazier 2013-10-22