0001209191-15-071379.txt : 20150918 0001209191-15-071379.hdr.sgml : 20150918 20150918151947 ACCESSION NUMBER: 0001209191-15-071379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150720 FILED AS OF DATE: 20150918 DATE AS OF CHANGE: 20150918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Catherine Frazier CENTRAL INDEX KEY: 0001403220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 151115354 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-20 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001403220 Joy Catherine Frazier 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class A Common 2015-07-20 5 W 0 E 1277720 0.00 A 9104152 I Avish Agincourt LLC Class A Common 2015-07-20 5 W 0 E 2555440 0.00 D 9104152 I Avish Agincourt LLC Class B Common 2015-07-20 5 W 0 E 579690 0.00 A 4130474 I Avish Agincourt LLC Class B Common 2015-07-20 5 W 0 E 1159381 0.00 D 4130474 I Avish Agincourt LLC Class A Common 2015-09-16 5 G 0 E 651681 A 9104152 I Avish Agincourt LLC Class A Common 2015-09-16 5 G 0 E 651681 D 9104152 I Avish Agincourt LLC Class B Common 2015-09-16 5 G 0 E 295662 A 4130474 I Avish Agincourt LLC Class B Common 2015-09-16 5 G 0 E 295662 D 4130474 I Avish Agincourt LLC Class A Common 190326 D Class B Common 489549 D Class A Common 10000 I Alexander Joy Class B Common 641 I Alexander Joy IMA Class A Common 15633 I Alexander Joy UTMA Class B Common 13125 I Alexander Joy UTMA Class A Common 56334 I Annsley Frazier Thornton Trust Class B Common 41046 I Annsley Frazier Thornton Trust Class A Common 23184 I By Spouse Class B Common 30726 I By Spouse Class A Common 22000 I Caitlin Joy Class B Common 641 I Caitlin Joy IMA Class A Common 5922 I Caitlin Joy UTMA Class B Common 4893 I Caitlin Joy UTMA Class A Common 16000 I Charles Joy Class B Common 641 I Charles Joy IMA Class A Common 10548 I Charles Joy UTMA Class B Common 8895 I Charles Joy UTMA Class A Common 5000 I Christopher Joy Class B Common 641 I Christopher Joy IMA Class A Common 22824 I Christopher Joy UTMA Class B Common 20773 I Christopher Joy UTMA Represents the division of a family trust holding units of Avish Agincourt LLC following the death of the settlor. On September 16, 2015, the reporting person transferred units of Avish Agincourt LLC to a grantor trust for the benefit of family members in which the reporting person retains a pecuniary interest. The reporting person received a note under the terms of the trust providing for a periodic payment similar in operation to a grantor retained annuity trust. The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth in this report except to the extent of her pecuniary interest therein. Kelly Bowen, Attorney in Fact for Catherine Frazier Joy 2015-09-18