0001209191-15-071379.txt : 20150918
0001209191-15-071379.hdr.sgml : 20150918
20150918151947
ACCESSION NUMBER: 0001209191-15-071379
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150720
FILED AS OF DATE: 20150918
DATE AS OF CHANGE: 20150918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROWN FORMAN CORP
CENTRAL INDEX KEY: 0000014693
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 610143150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0430
BUSINESS ADDRESS:
STREET 1: 850 DIXIE HWY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
BUSINESS PHONE: 5025851100
MAIL ADDRESS:
STREET 1: P O BOX 1080
CITY: LOUISVILLE
STATE: KY
ZIP: 40201
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN INC
DATE OF NAME CHANGE: 19870816
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP
DATE OF NAME CHANGE: 19840807
FORMER COMPANY:
FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO
DATE OF NAME CHANGE: 19670730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joy Catherine Frazier
CENTRAL INDEX KEY: 0001403220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 002-26821
FILM NUMBER: 151115354
MAIL ADDRESS:
STREET 1: 850 DIXIE HIGHWAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-07-20
0
0000014693
BROWN FORMAN CORP
BFA, BFB
0001403220
Joy Catherine Frazier
850 DIXIE HIGHWAY
LOUISVILLE
KY
40210
0
0
1
0
Class A Common
2015-07-20
5
W
0
E
1277720
0.00
A
9104152
I
Avish Agincourt LLC
Class A Common
2015-07-20
5
W
0
E
2555440
0.00
D
9104152
I
Avish Agincourt LLC
Class B Common
2015-07-20
5
W
0
E
579690
0.00
A
4130474
I
Avish Agincourt LLC
Class B Common
2015-07-20
5
W
0
E
1159381
0.00
D
4130474
I
Avish Agincourt LLC
Class A Common
2015-09-16
5
G
0
E
651681
A
9104152
I
Avish Agincourt LLC
Class A Common
2015-09-16
5
G
0
E
651681
D
9104152
I
Avish Agincourt LLC
Class B Common
2015-09-16
5
G
0
E
295662
A
4130474
I
Avish Agincourt LLC
Class B Common
2015-09-16
5
G
0
E
295662
D
4130474
I
Avish Agincourt LLC
Class A Common
190326
D
Class B Common
489549
D
Class A Common
10000
I
Alexander Joy
Class B Common
641
I
Alexander Joy IMA
Class A Common
15633
I
Alexander Joy UTMA
Class B Common
13125
I
Alexander Joy UTMA
Class A Common
56334
I
Annsley Frazier Thornton Trust
Class B Common
41046
I
Annsley Frazier Thornton Trust
Class A Common
23184
I
By Spouse
Class B Common
30726
I
By Spouse
Class A Common
22000
I
Caitlin Joy
Class B Common
641
I
Caitlin Joy IMA
Class A Common
5922
I
Caitlin Joy UTMA
Class B Common
4893
I
Caitlin Joy UTMA
Class A Common
16000
I
Charles Joy
Class B Common
641
I
Charles Joy IMA
Class A Common
10548
I
Charles Joy UTMA
Class B Common
8895
I
Charles Joy UTMA
Class A Common
5000
I
Christopher Joy
Class B Common
641
I
Christopher Joy IMA
Class A Common
22824
I
Christopher Joy UTMA
Class B Common
20773
I
Christopher Joy UTMA
Represents the division of a family trust holding units of Avish Agincourt LLC following the death of the settlor.
On September 16, 2015, the reporting person transferred units of Avish Agincourt LLC to a grantor trust for the benefit of family members in which the reporting person retains a pecuniary interest. The reporting person received a note under the terms of the trust providing for a periodic payment similar in operation to a grantor retained annuity trust.
The reporting person disclaims beneficial ownership of shares held by trusts and entities set forth in this report except to the extent of her pecuniary interest therein.
Kelly Bowen, Attorney in Fact for Catherine Frazier Joy
2015-09-18