0001181431-13-054840.txt : 20131022 0001181431-13-054840.hdr.sgml : 20131022 20131022184111 ACCESSION NUMBER: 0001181431-13-054840 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121001 FILED AS OF DATE: 20131022 DATE AS OF CHANGE: 20131022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROWN FORMAN CORP CENTRAL INDEX KEY: 0000014693 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 610143150 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 850 DIXIE HWY CITY: LOUISVILLE STATE: KY ZIP: 40210 BUSINESS PHONE: 5025851100 MAIL ADDRESS: STREET 1: P O BOX 1080 CITY: LOUISVILLE STATE: KY ZIP: 40201 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN INC DATE OF NAME CHANGE: 19870816 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERS CORP DATE OF NAME CHANGE: 19840807 FORMER COMPANY: FORMER CONFORMED NAME: BROWN FORMAN DISTILLERY CO DATE OF NAME CHANGE: 19670730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joy Catherine Frazier CENTRAL INDEX KEY: 0001403220 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 002-26821 FILM NUMBER: 131164469 MAIL ADDRESS: STREET 1: 850 DIXIE HIGHWAY CITY: LOUISVILLE STATE: KY ZIP: 40210 4 1 rrd393205.xml CATHERINE JOY FORM 4 X0306 4 2012-10-01 0 0000014693 BROWN FORMAN CORP BFA, BFB 0001403220 Joy Catherine Frazier 850 DIXIE HIGHWAY LOUISVILLE KY 40210 0 0 1 0 Class B Common 2012-10-01 4 G 0 63469 0 D 4148269 I Avish Agincourt, LLC Class B Common 2012-10-01 4 G 0 63469 0 A 4148269 I Avish Agincourt, LLC Class B Common 2013-01-02 4 W 0 577439 0 D 4148269 I Avish Agincourt, LLC Class B Common 2013-01-02 4 W 0 577439 0 A 4148269 I Avish Agincourt, LLC Class B Common 2013-02-20 4 W 0 708110 0 D 4148269 I Avish Agincourt, LLC Class B Common 2013-02-20 4 W 0 708110 0 A 4148269 I Avish Agincourt, LLC Class B Common 489549 D Class B Common 30726 I Spouse Class B Common 4893 I Caitlin Joy UTMA Class B Common 8895 I Charles Joy UTMA Class B Common 20773 I Christopher Joy UTMA Class B Common 13125 I Alexander Joy UTMA Class B Common 41046 I Annsley Thornton Trust Class B Common 300 I Caitlin Joy IMA Class B Common 300 I Charles Joy IMA Class B Common 300 I Christopher Joy IMA Class B Common 300 I Alexander Joy IMA Class B Common 339 I C.F. Joy Irrev. Trust FBO Caitlin Joy Class B Common 339 I C.F. Joy Irrev. Trust FBO Charles Joy Class B Common 339 I C.F. Joy Irrev. Trust FBO Christopher Joy Class B Common 339 I C.F. Joy Irrev. Trust FBO Alexander Joy Represents transfer of LLC units from the insider to a family trust. Represents termination of a trust following the death of a family member and the distribution of LLC units from the trust to the insider. The undersigned disclaims beneficial ownership of shares held by any entities set forth in this form except to the extent of her pecuniary interest therein. Laura H. Pulliam, Attorney in Fact for Catherine Frazier Joy 2013-10-22