0001213900-21-031392.txt : 20210608
0001213900-21-031392.hdr.sgml : 20210608
20210608120159
ACCESSION NUMBER: 0001213900-21-031392
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210604
FILED AS OF DATE: 20210608
DATE AS OF CHANGE: 20210608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sheldon Michael Joseph
CENTRAL INDEX KEY: 0001402601
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37503
FILM NUMBER: 211001604
MAIL ADDRESS:
STREET 1: C/O ALDILA, INC.
STREET 2: 14145 DANIELSON ST. STE B
CITY: POWAY
STATE: CA
ZIP: 92064
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: B. Riley Financial, Inc.
CENTRAL INDEX KEY: 0001464790
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 270223495
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
BUSINESS PHONE: 818-884-3737
MAIL ADDRESS:
STREET 1: 11100 SANTA MONICA BLVD
STREET 2: SUITE 800
CITY: LOS ANGELES
STATE: CA
ZIP: 90025
FORMER COMPANY:
FORMER CONFORMED NAME: Great American Group, Inc.
DATE OF NAME CHANGE: 20090522
4
1
ownership.xml
X0306
4
2021-06-04
0
0001464790
B. Riley Financial, Inc.
RILY
0001402601
Sheldon Michael Joseph
C/O B. RILEY FINANCIAL, INC.,
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES
CA
90025
1
0
0
0
Common Stock
2021-06-04
4
A
0
1074
0
A
24734
D
Represents a restricted stock unit that settles in common stock of the Company and vests in full on the earlier of June 4, 2022, or the Company's next Annual Shareholder Meeting.
/s/ Michael J. Sheldon
2021-06-08