SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kanwar Rahul

(Last) (First) (Middle)
80 LAMBERTON ROAD

(Street)
WINDSOR CT 06095

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SS&C Technologies Holdings Inc [ SSNC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
3. Date of Earliest Transaction (Month/Day/Year)
05/16/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/16/2013 M 220 A $6.42 220 D
Common Stock 05/16/2013 S 220 D $32.0685 (1) 0 D
Common Stock 05/16/2013 M 9,173 A $8.77 9,173 D
Common Stock 05/16/2013 S 9,173 D $32.0685 (1) 0 D
Common Stock 05/17/2013 M 92,827 A $8.77 92,827 D
Common Stock 05/17/2013 S 92,827 D $31.9171 (2) 0 D
Common Stock 05/17/2013 M 10,000 A $8.77 10,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $6.42 05/16/2013 M 220 11/23/2005 (3) 05/16/2015 Common Stock 220 $0.00 0 D
Stock Option (right to buy) $8.77 05/16/2013 M 9,173 12/31/2007 (4) 08/09/2016 Common Stock 9,173 $0.00 160,827 D
Stock Option (right to buy) $8.77 05/17/2013 M 92,827 12/31/2007 (5) 08/09/2016 Common Stock 92,827 $0.00 68,000 D
Stock Option (right to buy) $8.77 05/17/2013 M 10,000 08/09/2007 (6) 08/09/2016 Common Stock 10,000 $0.00 58,000 D
Explanation of Responses:
1. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $32.01 to $32.15. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
2. The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.80 to $32.00. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
3. The vesting of this "time-based" option accelerated and became vested in full on November 23, 2005 pursuant to the terms of the option award agreement.
4. This option is a "performance-based" option that vested on December 31, 2007 based on the satisfaction of the established performance target.
5. The option is a "performance-based" option that vested on varying dates between December 31, 2007 and December 31, 2011 based on satisfaction of established performance targets.
6. The option is a "time-based" option that vested as to 25% of the shares on November 23, 2006 and as to 1/36 of the shares each month thereafter until fully vested on November 23, 2009.
Remarks:
Paul G. Igoe, Attorney-in-fact for Rahul Kanwar 05/20/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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