0001401708-21-000122.txt : 20210413 0001401708-21-000122.hdr.sgml : 20210413 20210413195428 ACCESSION NUMBER: 0001401708-21-000122 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210413 DATE AS OF CHANGE: 20210413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY R BRADLEY CENTRAL INDEX KEY: 0001575739 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 21824286 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 4/A 1 wf-form4a_161835805241275.xml FORM 4/A X0306 4/A 2021-03-15 2021-03-17 0 0001401708 NanoString Technologies Inc NSTG 0001575739 GRAY R BRADLEY 530 FAIRVIEW AVENUE N SEATTLE WA 98109 1 1 0 0 President and CEO Common Stock 2021-03-15 4 M 0 21994 A 205483 D Common Stock 2021-03-16 4 S 0 8817 66.32 D 196666 D Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock. On March 17, 2021, the Reporting Person filed a Form 4 which inadvertently misstated the number of shares held by the Reporting Person following the vesting of 21,994 RSUs reported on the Form 4. The number of shares reported in Column 5 of this Form 4/A reflects the corrected amount of securities beneficially owned by the Reporting Person following the vesting of such RSUs on March 15, 2021. The reported shares were sold to cover the reporting person's tax liability in connection with the vesting of RSUs. On March 17, 2021, the Reporting Person filed a Form 4 which (i) included an incorrect Transaction Code in Column 3 of the Form 4 in relation to a sale of shares to cover the Reporting Person's tax liability in connection with the vesting of RSUs, (ii) in Column 4, inadvertently misstated the price at which the shares were sold, and (iii) in Column 5, inadvertently misstated the number of shares held by the Reporting Person following the sale of shares reported in the Form 4. The Transaction Code reported in Column 3 of this Form 4/A, the price reported in Column 4 of this Form 4/A and the number of shares reported in Column 5 of this Form 4/A reflect corrections to these items. /s/ Shannon Atchison, Attorney in Fact 2021-04-13