0001401257-15-000089.txt : 20150728 0001401257-15-000089.hdr.sgml : 20150728 20150728170708 ACCESSION NUMBER: 0001401257-15-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150728 FILED AS OF DATE: 20150728 DATE AS OF CHANGE: 20150728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001401257 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 611488595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-351-7900 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC. DATE OF NAME CHANGE: 20100726 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC DATE OF NAME CHANGE: 20070529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAUT C CHRISTOPHER CENTRAL INDEX KEY: 0001191238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35504 FILM NUMBER: 151010384 MAIL ADDRESS: STREET 1: 1401 MCKINNEY STREET STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77010 4 1 wf-form4_143811761795965.xml FORM 4 X0306 4 2015-07-28 0 0001401257 FORUM ENERGY TECHNOLOGIES, INC. FET 0001191238 GAUT C CHRISTOPHER 920 MEMORIAL CITY WAY SUITE 1000 HOUSTON TX 77024 1 1 0 0 President, CEO & COB Common Stock 2015-07-28 4 M 0 95000 7.68 A 497946 D Common Stock 338092 I See Footnote Common Stock 338092 I See Footnote Employee Stock Option (Right to Buy) 7.68 2015-07-28 4 M 0 95000 0 D 2020-08-01 Common Stock 95000.0 2002609 D Includes 596 shares of common stock that were acquired under the Forum Energy Technologies, Inc. (the "Company") Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c). These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. 2,002,609 of these options, granted under the Company's 2010 Stock Incentive Plan, are currently exercisable. /s/ C. Christopher Gaut by John C. Ivascu as Attorney-in- Fact 2015-07-28