0001401257-14-000012.txt : 20140117
0001401257-14-000012.hdr.sgml : 20140117
20140117131403
ACCESSION NUMBER: 0001401257-14-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140116
FILED AS OF DATE: 20140117
DATE AS OF CHANGE: 20140117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001401257
STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
IRS NUMBER: 611488595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 713-351-7900
MAIL ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC.
DATE OF NAME CHANGE: 20100726
FORMER COMPANY:
FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC
DATE OF NAME CHANGE: 20070529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GAUT C CHRISTOPHER
CENTRAL INDEX KEY: 0001191238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35504
FILM NUMBER: 14534351
MAIL ADDRESS:
STREET 1: 1401 MCKINNEY STREET
STREET 2: SUITE 2400
CITY: HOUSTON
STATE: TX
ZIP: 77010
4
1
wf-form4_138998243336799.xml
FORM 4
X0306
4
2014-01-16
0
0001401257
FORUM ENERGY TECHNOLOGIES, INC.
FET
0001191238
GAUT C CHRISTOPHER
920 MEMORIAL CITY WAY
SUITE 1000
HOUSTON
TX
77024
1
1
0
0
President, CEO & COB
Common Stock
2014-01-16
4
M
0
100000
7.68
A
391183
D
Common Stock
167300
I
See Footnote
Common Stock
167300
I
See Footnote
Employee Stock Option (Right to Buy)
7.68
2014-01-16
4
M
0
100000
0
D
2020-08-01
Common Stock
100000.0
2177609
D
Includes an aggregate of 9,500 shares of common stock, which were distributed from trusts established for the benefit of the Reporting Person and the Reporting Person's spouse, and for which the Reporting Person and the Reporting Person's spouse serves as trustee, respectively.
These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
1,608,206 of these options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. The remaining 569,403 options are exercisable on the fourth anniversary of the date of grant (8/2/2010).
/s/ C. Christopher Gaut by John C. Ivascu as Attorney-in- Fact
2014-01-17