0001401257-14-000012.txt : 20140117 0001401257-14-000012.hdr.sgml : 20140117 20140117131403 ACCESSION NUMBER: 0001401257-14-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140116 FILED AS OF DATE: 20140117 DATE AS OF CHANGE: 20140117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001401257 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 611488595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-351-7900 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC. DATE OF NAME CHANGE: 20100726 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC DATE OF NAME CHANGE: 20070529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAUT C CHRISTOPHER CENTRAL INDEX KEY: 0001191238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35504 FILM NUMBER: 14534351 MAIL ADDRESS: STREET 1: 1401 MCKINNEY STREET STREET 2: SUITE 2400 CITY: HOUSTON STATE: TX ZIP: 77010 4 1 wf-form4_138998243336799.xml FORM 4 X0306 4 2014-01-16 0 0001401257 FORUM ENERGY TECHNOLOGIES, INC. FET 0001191238 GAUT C CHRISTOPHER 920 MEMORIAL CITY WAY SUITE 1000 HOUSTON TX 77024 1 1 0 0 President, CEO & COB Common Stock 2014-01-16 4 M 0 100000 7.68 A 391183 D Common Stock 167300 I See Footnote Common Stock 167300 I See Footnote Employee Stock Option (Right to Buy) 7.68 2014-01-16 4 M 0 100000 0 D 2020-08-01 Common Stock 100000.0 2177609 D Includes an aggregate of 9,500 shares of common stock, which were distributed from trusts established for the benefit of the Reporting Person and the Reporting Person's spouse, and for which the Reporting Person and the Reporting Person's spouse serves as trustee, respectively. These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. 1,608,206 of these options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. The remaining 569,403 options are exercisable on the fourth anniversary of the date of grant (8/2/2010). /s/ C. Christopher Gaut by John C. Ivascu as Attorney-in- Fact 2014-01-17