0001510192-16-000118.txt : 20160613 0001510192-16-000118.hdr.sgml : 20160613 20160613191028 ACCESSION NUMBER: 0001510192-16-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160610 FILED AS OF DATE: 20160613 DATE AS OF CHANGE: 20160613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Francesca's Holdings CORP CENTRAL INDEX KEY: 0001399935 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 208874704 BUSINESS ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 BUSINESS PHONE: 713-864-1358 MAIL ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KUNES RICHARD W CENTRAL INDEX KEY: 0001125668 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 161711776 MAIL ADDRESS: STREET 1: C/O ESTEE LAUDER COMPANIES INC STREET 2: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-10 0 0001399935 Francesca's Holdings CORP FRAN 0001125668 KUNES RICHARD W C/O FRANCESCA'S HOLDINGS CORPORATION 8760 CLAY ROAD HOUSTON TX 77080 1 1 0 0 Interim CEO and President Common Stock 2016-06-13 4 P 0 20000 10.56 A 20000 D Employee Stock Option (right to buy) 10.44 2016-06-10 4 A 0 76628 0 A 2026-06-09 Common Stock 76628 76628 D The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.52 to $10.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. This stock option was granted on June 10, 2016 and vests in full on the first anniversary of the award date, subject to the Reporting Person's continued service with the Issuer. However, if the Reporting Person ceases serving as Interim CEO of the Issuer prior to the vesting date, the number of shares subject to the option will be reduced on a prorated basis to reflect the portion of the one-year vesting period the Reporting Person served as Interim CEO (plus credit for an additional 30 days), and the remainder of the option will be cancelled. /s/ Kal Malik, as attorney in fact 2016-06-13