Director and CCO of KKR Private and Capital Markets

0001567619-18-000992.txt : 20180814 0001567619-18-000992.hdr.sgml : 20180814 20180814160202 ACCESSION NUMBER: 0001567619-18-000992 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 181017233 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co. DATE OF NAME CHANGE: 20070517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001399770 XXXXXXXX 06-30-2018 06-30-2018 Kohlberg Kravis Roberts & Co. L.P.

9 WEST 57TH STREET SUITE 4200 NEW YORK NY 10019

13F HOLDINGS REPORT 028-12880 Y The following information corresponds to the securities indicated in the attached Information Table: Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors. Lew Breckenridge Director and CCO of KKR Private and Capital Markets (212) 271-9102 /s/ Lew Breckenridge New York NY 08-14-2018 2 51 8783164 false 1 0001463931 028-13533 KKR Investment Management LLC 2 0001520692 028-14775 KKR Credit Advisors (US) LLC INFORMATION TABLE 2 form13fInfoTable.xml ACXIOM CORP COM 005125109 57894 1933007 SH OTR 1 0 1933007 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 36415 18000000 PRN OTR 1 0 18000000 0 AMEDISYS INC COM 023436108 206668 2418304 SH OTR 2 0 2418304 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 32514 32514000 PRN OTR 1 0 32514000 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 17695 5415000 PRN OTR 1 0 5415000 0 APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 9454 8895000 PRN OTR 1 0 8895000 0 BLACKHAWK NETWORK HLDGS INC NOTE 1.500% 1/1 09238EAB0 59262 53102000 PRN OTR 1 0 53102000 0 BRIGHTVIEW HLDGS INC COM 10948C107 1282280 58418246 SH OTR 0 58418246 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 6449 4500000 PRN OTR 1 0 4500000 0 COHERUS BIOSCIENCES INC COM 19249H103 42771 3055055 SH OTR 0 3055055 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 15995 12000000 PRN OTR 1 0 12000000 0 EASTMAN KODAK CO COM NEW 277461406 242 63705 SH OTR 2 0 63705 0 ECLIPSE RES CORP COM 27890G100 17688 11054844 SH OTR 1 0 11054844 0 ENGILITY HLDGS INC NEW COM 29286C107 274548 8960446 SH OTR 0 8960446 0 ENVISION HEALTHCARE CORP COM 29414D100 128730 2925024 SH OTR 2 0 2925024 0 GARDNER DENVER HLDGS INC COM 36555P107 2666302 90721409 SH OTR 0 90721409 0 GODADDY INC CL A 380237107 257576 3648384 SH OTR 0 3648384 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 11495 8000000 PRN OTR 1 0 8000000 0 INTEGER HLDGS CORP COM 45826H109 34517 533913 SH OTR 0 533913 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 10935 9000000 PRN OTR 1 0 9000000 0 KKR & CO L P DEL COM UNITS 48251W104 115979 4667166 SH OTR 1 0 4667166 0 KKR REAL ESTATE FIN TR INC COM 48251K100 469945 23758616 SH OTR 2 0 23758616 0 LAUREATE EDUCATION INC CL A 518613203 128964 8999608 SH OTR 0 8999608 0 LEAR CORP COM NEW 521865204 228 1225 SH OTR 0 1225 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 9361 8000000 PRN OTR 1 0 8000000 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 946 305068 SH OTR 1 0 305068 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 10756 7828000 PRN OTR 1 0 7828000 0 NATIONAL VISION HLDGS INC COM 63845R107 1184813 32398495 SH OTR 0 32398495 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 7589 5704000 PRN OTR 1 0 5704000 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 12115 9500000 PRN OTR 1 0 9500000 0 PALO ALTO NETWORKS INC NOTE 7/0 697435AB1 13125 7000000 PRN OTR 1 0 7000000 0 PRA HEALTH SCIENCES INC COM 69354M108 1231977 13195984 SH OTR 0 13195984 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 73522 47306000 PRN OTR 1 0 47306000 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1094 48300 SH OTR 1 0 48300 0 QUORUM HEALTH CORP COM 74909E106 14944 2988781 SH OTR 2 0 2988781 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 2487 1767000 PRN OTR 1 0 1767000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 8957 5760000 PRN OTR 1 0 5760000 0 RIGNET INC COM 766582100 48925 4750000 SH OTR 0 4750000 0 SEQUENTIAL BRNDS GROUP INC N COM NEW 81734P107 1459 740740 SH OTR 2 0 740740 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 8553 7000000 PRN OTR 1 0 7000000 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3934 14500 SH OTR 1 0 14500 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 3687 3000000 PRN OTR 1 0 3000000 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 8070 6000000 PRN OTR 1 0 6000000 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 22248 11813000 PRN OTR 1 0 11813000 0 UXIN LTD ADS 91818X108 73360 8115058 SH OTR 0 8115058 0 VERSO CORP COM 92531L207 218 10023 SH OTR 2 0 10023 0 VICI PPTYS INC COM 925652109 11557 559920 SH OTR 2 0 559920 0 WARRIOR MET INC COM 93627C101 76168 2762715 SH OTR 2 0 2762715 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 12844 8592000 PRN OTR 1 0 8592000 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 6058 4000000 PRN OTR 1 0 4000000 0 WPX ENERGY INC PFD SER A CV 98212B202 49851 660800 SH OTR 1 0 660800 0