0001140361-17-031949.txt : 20170814
0001140361-17-031949.hdr.sgml : 20170814
20170814160534
ACCESSION NUMBER: 0001140361-17-031949
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 171030026
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001399770
XXXXXXXX
06-30-2017
06-30-2017
Kohlberg Kravis Roberts & Co. L.P.
9 WEST 57TH STREET SUITE 4200
NEW YORK
NY
10019
13F HOLDINGS REPORT
028-12880
Y
The following information corresponds to the securities indicated in the attached Information Table: Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors.
Christopher Lee
Counsel
(212) 750-8300
/s/ Christopher Lee
New York
NY
08-14-2017
2
45
8248533
false
1
0001463931
028-13533
KKR Investment Management LLC
2
0001520692
028-14775
KKR Credit Advisors (US) LLC
INFORMATION TABLE
2
form13fInfoTable.xml
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
38362
21750000
PRN
OTR
1
0
21750000
0
AMEDISYS INC
COM
023436108
303787
4836608
SH
OTR
2
0
4836608
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
7053
7000000
PRN
OTR
1
0
7000000
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
5142
2000000
PRN
OTR
1
0
2000000
0
ARCH COAL INC
CL A
039380407
2055
30094
SH
OTR
2
0
30094
0
BECTON DICKINSON & CO
PFD SHS CONV A
075887208
6848
125000
SH
OTR
1
0
125000
0
BLACK HILLS CORP
UNIT 99/99/9999
092113125
46339
626961
SH
OTR
1
0
626961
0
BROADSOFT INC
COM
11133B409
36472
847194
SH
OTR
1
0
847194
0
COHERUS BIOSCIENCES INC
COM
19249H103
43840
3055055
SH
OTR
0
3055055
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
31922
3204988
SH
OTR
2
0
3204988
0
ECLIPSE RES CORP
COM
27890G100
31617
11054844
SH
OTR
1
0
11054844
0
ENGILITY HLDGS INC NEW
COM
29286C107
254477
8960446
SH
OTR
0
8960446
0
ENVISION HEALTHCARE CORP
PFD CNV 5.25% A1
29414D209
4373
38452
SH
OTR
1
0
38452
0
GARDNER DENVER HLDGS INC
COM
36555P107
3163885
146408353
SH
OTR
0
146408353
0
GODADDY INC
CL A
380237107
453696
10695328
SH
OTR
0
10695328
0
INTEGER HLDGS CORP
COM
45826H109
124664
2882405
SH
OTR
0
2882405
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
9818
8000000
PRN
OTR
1
0
8000000
0
KKR & CO L P DEL
COM UNITS
48248M102
86809
4667166
SH
OTR
1
0
4667166
0
LAUREATE EDUCATION INC
CL A
518613203
62607
3571428
SH
OTR
0
3571428
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
11685
7000000
PRN
OTR
1
0
7000000
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
3549
2000000
PRN
OTR
1
0
2000000
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
4491
3868000
PRN
OTR
1
0
3868000
0
NETSCOUT SYS INC
COM
64115T104
53459
1554047
SH
OTR
1
0
1554047
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
27377
27380000
PRN
OTR
1
0
27380000
0
NOMAD FOODS LTD
USD ORD SHS
G6564A105
24738
1753200
SH
OTR
2
0
1753200
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
62547
14869000
PRN
OTR
1
0
14869000
0
NUVECTRA CORP
COM
67075N108
12759
960802
SH
OTR
0
960802
0
PRA HEALTH SCIENCES INC
COM
69354M108
1702426
22695984
SH
OTR
0
22695984
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
53066
36000000
PRN
OTR
1
0
36000000
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
1349
60000
SH
OTR
1
0
60000
0
QUORUM HEALTH CORP
COM
74909E106
11843
2853781
SH
OTR
2
0
2853781
0
RIGNET INC
COM
766582100
76238
4750000
SH
OTR
0
4750000
0
SPANSION LLC
NOTE 2.000% 9/0
84649PAL9
16735
6090000
PRN
OTR
1
0
6090000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
24
100
SH
Put
OTR
1
0
100
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
14271
14200000
PRN
OTR
1
0
14200000
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
31774
27750000
PRN
OTR
1
0
27750000
0
T MOBILE US INC
CONV PFD SER A
872590203
185404
1879601
SH
OTR
1
0
1879601
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
16450
8756000
PRN
OTR
1
0
8756000
0
TYSON FOODS INC
UNIT 99/99/9999
902494301
12795
188769
SH
OTR
1
0
188769
0
US FOODS HLDG CORP
COM
912008109
1088195
39977772
SH
OTR
0
39977772
0
VISTRA ENERGY CORP
COM
92840M102
3261
194247
SH
OTR
2
0
194247
0
WARRIOR MET COAL INC
COM
93627C101
69749
4071745
SH
OTR
2
0
4071745
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
21535
325000
SH
OTR
1
0
325000
0
WILLBROS GROUP INC DEL
COM
969203108
25010
10125410
SH
OTR
2
0
10125410
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
4037
3000000
PRN
OTR
1
0
3000000
0