0001104659-17-032805.txt : 20170515
0001104659-17-032805.hdr.sgml : 20170515
20170515163241
ACCESSION NUMBER: 0001104659-17-032805
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
EFFECTIVENESS DATE: 20170515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 17844791
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001399770
XXXXXXXX
03-31-2017
03-31-2017
false
Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200
New York
NY
10019
13F COMBINATION REPORT
028-12880
028-16926
Prisma Capital Partners LP
Y
The following information corresponds to the securities indicated in the attached Information Table: Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors.
Christopher Lee
Counsel
(212) 750-8300
/s/ Christopher Lee
New York
NY
05-15-2017
3
49
5562435
false
1
028-13533
KKR Investment Management LLC
2
028-14775
KKR Credit Advisors (US) LLC
3
028-16926
Prisma Capital Partners LP
INFORMATION TABLE
2
a17-12471_1informationtable.xml
INFORMATION TABLE
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
43247
21750000
PRN
OTR
1
0
21750000
0
AMEDISYS INC
COM
023436108
247102
4836608
SH
OTR
2
0
4836608
0
AMERICAN TOWER CORP NEW
PFD CONV SER A
03027X308
8087
70800
SH
OTR
1
0
70800
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
4582
2000000
PRN
OTR
1
0
2000000
0
ARCH COAL INC
CL A
039380407
2075
30094
SH
OTR
2
0
30094
0
BANK AMER CORP
COM
060505104
7171
304000
SH
OTR
3
0
304000
0
BLACK HILLS CORP
UNIT 99/99/9999
092113125
36452
496753
SH
OTR
1
0
496753
0
CIENA CORP
NOTE 0.875% 6/1
171779AE1
1604
1610000
PRN
OTR
1
0
1610000
0
COHERUS BIOSCIENCES INC
COM
19249H103
64614
3055055
SH
OTR
0
3055055
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
28428
3204988
SH
OTR
2
0
3204988
0
ECLIPSE RES CORP
COM
27890G100
28079
11054844
SH
OTR
1
0
11054844
0
ENGILITY HLDGS INC NEW
COM
29286C107
259315
8960446
SH
OTR
0
8960446
0
EPR PPTYS
PFD C CNV 5.75%
26884U208
2868
100000
SH
OTR
1
0
100000
0
GODADDY INC
CL A
380237107
588109
15517400
SH
OTR
0
15517400
0
INTEGER HLDGS CORP
COM
45826H109
115873
2882405
SH
OTR
0
2882405
0
INTERDIGITAL INC
NOTE 1.500% 3/0
458660AD9
4301
3307000
PRN
OTR
1
0
3307000
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
283
5500
SH
OTR
3
0
5500
0
KKR & CO L P DEL
COM UNITS
48248M102
85082
4667166
SH
OTR
1
0
4667166
0
LAUREATE EDUCATION INC
CL A
518613203
50964
3571428
SH
OTR
0
3571428
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
6045
4000000
PRN
OTR
1
0
4000000
0
MGIC INVT CORP WIS
NOTE 5.000% 5/0
552848AD5
1602
1600000
PRN
OTR
1
0
1600000
0
MGIC INVT CORP WIS
NOTE 2.000% 4/0
552848AE3
38583
26829000
PRN
OTR
1
0
26829000
0
NETSCOUT SYS INC
COM
64115T104
83274
2194311
SH
OTR
1
0
2194311
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
60342
15869000
PRN
OTR
1
0
15869000
0
NUVECTRA CORP
COM
67075N108
6562
960802
SH
OTR
0
960802
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
61370
11293000
PRN
OTR
1
0
11293000
0
PENNEY J C INC
COM
708160106
21176
3437584
SH
OTR
2
0
3437584
0
PFIZER INC
COM
717081103
4858
142000
SH
OTR
3
0
142000
0
PRA HEALTH SCIENCES INC
COM
69354M108
1480459
22695984
SH
OTR
0
22695984
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
14303
10000000
PRN
OTR
1
0
10000000
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
43512
23019000
PRN
OTR
1
0
23019000
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
821
35000
SH
OTR
1
0
35000
0
QUORUM HEALTH CORP
COM
74909E106
9048
1663181
SH
OTR
2
0
1663181
0
RIGNET INC
COM
766582100
101888
4750000
SH
OTR
0
4750000
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
2232
94059
SH
OTR
3
0
94059
0
SPANSION LLC
NOTE 2.000% 9/0
84649PAL9
16288
6090000
PRN
OTR
1
0
6090000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9430
40000
SH
Put
OTR
1
0
40000
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
4205
72593
SH
OTR
3
0
72593
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
25661
22500000
PRN
OTR
1
0
22500000
0
T MOBILE US INC
CONV PFD SER A
872590203
112116
1059601
SH
OTR
1
0
1059601
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
15411
8756000
PRN
OTR
1
0
8756000
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
3723
27500
SH
OTR
3
0
27500
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
8586
68995
SH
OTR
3
0
68995
0
US FOODS HLDG CORP
COM
912008109
1752481
62633331
SH
OTR
0
62633331
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
17594
6936000
PRN
OTR
1
0
6936000
0
WEIGHT WATCHERS INTL INC NEW
COM
948626106
3308
212483
SH
OTR
2
0
212483
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
23670
375000
SH
OTR
1
0
375000
0
WILLBROS GROUP INC DEL
COM
969203108
27744
10125410
SH
OTR
2
0
10125410
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
27907
13935000
PRN
OTR
1
0
13935000
0