0001104659-15-038732.txt : 20150515
0001104659-15-038732.hdr.sgml : 20150515
20150515164931
ACCESSION NUMBER: 0001104659-15-038732
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 15870428
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001399770
XXXXXXXX
03-31-2015
03-31-2015
false
Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200
New York
NY
10019
13F COMBINATION REPORT
028-12880
0001569846
Prisma Capital Partners LP
Y
The following information corresponds to the securities indicated in the attached Information Table: (i) Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; (ii) KKR may be deemed to have investment discretion over an aggregate number of 15,225,837 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; (iii) KKR may be deemed to have investment discretion over an aggregate number of 14,867,547 shares of NIELSEN N V, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; and (iv) KKR may be deemed to have investment discretion over an aggregate number of 146,088,689 shares of WALGREENS BOOTS ALLIANCE INC, which includes 139,689,339 shares held by an investment vehicle jointly owned by affiliates of KKR and other investors.
David Sorkin
General Counsel
212-750-8300
/s/ David Sorkin
New York
NY
05-15-2015
3
92
9646047
false
1
028-13533
KKR Investment Management LLC
2
028-14775
KKR Credit Advisors (US) LLC
3
Prisma Capital Partners LP
INFORMATION TABLE
2
a15-11193_1informationtable.xml
INFORMATION TABLE
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
3568
3500000
PRN
OTR
1
0
3500000
0
ACTAVIS PLC
PFD CONV SER A
G0083B116
5060
5000
SH
OTR
1
0
5000
0
ACTAVIS PLC
COM
G0083B108
6399
21500
SH
OTR
1
0
21500
0
AIR PRODS & CHEMS INC
COM
009158106
4992
33000
SH
OTR
1
0
33000
0
AIR PRODS & CHEMS INC
COM
009158106
3782
25000
SH
Call
OTR
1
0
25000
0
AKORN INC
NOTE 3.500% 6/0
009728AB2
22182
4500000
PRN
OTR
1
0
4500000
0
ALLY FINL INC
COM
02005N100
2322
110700
SH
OTR
2
0
110700
0
AMEDISYS INC
COM
023436108
129524
4836608
SH
OTR
2
0
4836608
0
AMERICAN INTL GROUP INC
COM NEW
026874784
9539
174100
SH
OTR
1
0
174100
0
AMERIPRISE FINL INC
COM
03076C106
7301
55800
SH
OTR
1
0
55800
0
AMTRUST FINL SVCS INC
COM
032359309
2063
36203
SH
OTR
3
0
36203
0
ANADARKO PETE CORP
COM
032511107
1987
24000
SH
OTR
1
0
24000
0
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
8025
8000000
PRN
OTR
1
0
8000000
0
ASSURED GUARANTY LTD
COM
G0585R106
2005
75981
SH
OTR
3
0
75981
0
AXIALL CORP
COM
05463D100
3684
78484
SH
OTR
1
0
78484
0
CADENCE DESIGN SYSTEM INC
COM
127387108
3118
169100
SH
OTR
1
0
169100
0
CADENCE DESIGN SYSTEM INC
COM
127387108
2050
111154
SH
OTR
3
0
111154
0
CHENIERE ENERGY INC
COM NEW
16411R208
4098
52950
SH
OTR
1
0
52950
0
CIMAREX ENERGY CO
COM
171798101
549
4770
SH
OTR
1
0
4770
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
5943
72000
SH
OTR
1
0
72000
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
8741
7000000
PRN
OTR
1
0
7000000
0
DIAMONDBACK ENERGY INC
COM
25278X109
415
5400
SH
OTR
1
0
5400
0
DISCOVER FINL SVCS
COM
254709108
9101
161500
SH
OTR
1
0
161500
0
DISH NETWORK CORP
CL A
25470M109
2802
40000
SH
OTR
1
0
40000
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
18553
10000000
PRN
OTR
1
0
10000000
0
ENDO HEALTH SOLUTIONS INC
NOTE 1.750% 4/1
29264FAB2
27324
8975000
PRN
OTR
1
0
8975000
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
20917
13000000
PRN
OTR
1
0
13000000
0
ENGILITY HLDGS INC NEW
COM
29286C107
269172
8960446
SH
OTR
0
8960446
0
ESTERLINE TECHNOLOGIES CORP
COM
297425100
1968
17203
SH
OTR
3
0
17203
0
FACEBOOK INC
CL A
30303M102
2152
26181
SH
OTR
3
0
26181
0
FRANCESCAS HLDGS CORP
COM
351793104
36440
2047194
SH
OTR
1
0
2047194
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
52080
12000000
PRN
OTR
1
0
12000000
0
GRACE W R & CO DEL NEW
COM
38388F108
3060
30950
SH
OTR
1
0
30950
0
HANGER INC
COM NEW
41043F208
13375
589450
SH
OTR
1
0
589450
0
HCA HOLDINGS INC
COM
40412C101
1120177
14890037
SH
OTR
0
14890037
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
22478
334700
SH
OTR
1
0
334700
0
HUNTSMAN CORP
COM
447011107
3326
150000
SH
Call
OTR
1
0
150000
0
HUNTSMAN CORP
COM
447011107
3104
140000
SH
OTR
1
0
140000
0
INCYTE CORP
NOTE 1.250%11/1
45337CAN2
2833
1500000
PRN
OTR
1
0
1500000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1987
8519
SH
OTR
3
0
8519
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
11973
7000000
PRN
OTR
1
0
7000000
0
KAPSTONE PAPER & PACKAGING C
COM
48562P103
1566
47700
SH
OTR
1
0
47700
0
KKR & CO L P DEL
COM UNITS
48248M102
106458
4667166
SH
OTR
1
0
4667166
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
3153
108000
SH
OTR
1
0
108000
0
LKQ CORP
COM
501889208
2633
103000
SH
OTR
1
0
103000
0
LPL FINL HLDGS INC
COM
50212V100
58957
1344203
SH
OTR
1
0
1344203
0
MEDIVATION INC
NOTE 2.625% 4/0
58501NAA9
67268
26533000
PRN
OTR
1
0
26533000
0
MENS WEARHOUSE INC
COM
587118100
2004
38392
SH
OTR
1
0
38392
0
MRC GLOBAL INC
COM
55345K103
25918
2187210
SH
OTR
2
0
2187210
0
NCR CORP NEW
COM
62886E108
3028
102600
SH
OTR
1
0
102600
0
NEXTERA ENERGY INC
UNIT 09/01/2015
65339F887
17993
275000
SH
OTR
1
0
275000
0
NIELSEN N V
COM
N63218106
539697
12108971
SH
OTR
0
12108971
0
NOBLE CORP PLC
SHS USD
G65431101
18665
1307100
SH
OTR
1
0
1307100
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
3488
149450
SH
OTR
1
0
149450
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
2938
162122
SH
OTR
1
0
162122
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
8203
4000000
PRN
OTR
1
0
4000000
0
PACKAGING CORP AMER
COM
695156109
3686
47140
SH
OTR
1
0
47140
0
PACKAGING CORP AMER
COM
695156109
3910
50000
SH
Call
OTR
1
0
50000
0
PENNEY J C INC
COM
708160106
43003
5113368
SH
OTR
2
0
5113368
0
PHH CORP
NOTE 6.000% 6/1
693320AQ6
5914
3000000
PRN
OTR
1
0
3000000
0
PIONEER NAT RES CO
COM
723787107
1053
6440
SH
OTR
1
0
6440
0
PRA HEALTH SCIENCES INC
COM
69354M108
1151687
39933657
SH
OTR
0
39933657
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
840
35000
SH
OTR
1
0
35000
0
RIGNET INC
COM
766582100
135803
4750000
SH
OTR
0
4750000
0
RITE AID CORP
NOTE 8.500% 5/1
767754BU7
17690
5596000
PRN
OTR
1
0
5596000
0
SALIX PHARMACEUTICALS INC
NOTE 2.750% 5/1
795435AC0
24144
6500000
PRN
OTR
1
0
6500000
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
12940
9500000
PRN
OTR
1
0
9500000
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
2516
2500000
PRN
OTR
1
0
2500000
0
SMUCKER J M CO
COM NEW
832696405
145169
1254373
SH
OTR
2
0
1254373
0
SMUCKER J M CO
COM NEW
832696405
957954
8277495
SH
OTR
0
8277495
0
SOUTHWESTERN ENERGY CO
DEP SHS 1/20 B
845467208
5039
100000
SH
OTR
1
0
100000
0
SPANSION LLC
NOTE 2.000% 9/0
84649PAL9
24371
9806000
PRN
OTR
1
0
9806000
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1364
12000
SH
OTR
1
0
12000
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2273
20000
SH
Put
OTR
1
0
20000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10322
50000
SH
Put
OTR
1
0
50000
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
14147
360700
SH
OTR
1
0
360700
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
8266
160000
SH
Put
OTR
1
0
160000
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
3514
3265000
PRN
OTR
1
0
3265000
0
TEREX CORP NEW
NOTE 4.000% 6/0
880779AV5
15724
9515000
PRN
OTR
1
0
9515000
0
TIME WARNER CABLE INC
COM
88732J207
2998
20000
SH
OTR
1
0
20000
0
TIME WARNER INC
COM NEW
887317303
7537
89255
SH
OTR
1
0
89255
0
TRAVELPORT WORLDWIDE LTD
SHS
G9019D104
12180
729346
SH
OTR
2
0
729346
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
3472
102600
SH
OTR
1
0
102600
0
VISTEON CORP
COM NEW
92839U206
3028
31410
SH
OTR
1
0
31410
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4225513
49899773
SH
OTR
0
49899773
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
20657
10000000
PRN
OTR
1
0
10000000
0
WILLBROS GROUP INC DEL
COM
969203108
27946
10125410
SH
OTR
2
0
10125410
0
WILLIAMS COS INC DEL
COM
969457100
2083
41170
SH
OTR
1
0
41170
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
13295
583100
SH
OTR
1
0
583100
0
WORKDAY INC
NOTE 1.500% 7/1
98138HAD3
6234
5000000
PRN
OTR
1
0
5000000
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
5913
4000000
PRN
OTR
1
0
4000000
0
YY INC
ADS REPCOM CLA
98426T106
1724
31610
SH
OTR
3
0
31610
0