0001104659-14-061103.txt : 20140814 0001104659-14-061103.hdr.sgml : 20140814 20140814163859 ACCESSION NUMBER: 0001104659-14-061103 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 141043610 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co. DATE OF NAME CHANGE: 20070517 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001399770 XXXXXXXX 06-30-2014 06-30-2014 false Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200 New York NY 10019
13F HOLDINGS REPORT 028-12880 Y The following information corresponds to the securities indicated in the attached Information Table: (i) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 15,225,838 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of Kohlberg Kravis Roberts & Co. L.P. ("KKR") and other investors; (ii) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 18,867,547 shares of NIELSEN N V, which consists of shares held by an investment vehicle jointly owned by KKR and other investors; and (iii) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 7,112,048 shares of WALGREEN CO, which consists of shares held by an investment vehicle jointly owned by KKR and other investors (less shares previously distributed to investors).
David Sorkin General Counsel 212-750-8300 /s/ David Sorkin New York NY 08-14-2014 2 79 3401065 false 1 028-13533 KKR Investment Management LLC 2 028-14775 KKR Asset Management LLC
INFORMATION TABLE 2 a14-18752_1informationtable.xml INFORMATION TABLE AKORN INC NOTE 3.500% 6/0 009728AB2 12217 3500000 PRN OTR 1 0 3500000 0 ALLY FINL INC COM 02005N100 13068 546530 SH OTR 2 0 546530 0 AMEDISYS INC COM 023436108 80965 4836608 SH OTR 2 0 4836608 0 AMERICAN INTL GROUP INC COM NEW 026874784 1637 30000 SH OTR 2 0 30000 0 AMERICAN INTL GROUP INC COM NEW 026874784 6686 122500 SH OTR 1 0 122500 0 AMERIPRISE FINL INC COM 03076C106 5556 46300 SH OTR 1 0 46300 0 ANADARKO PETE CORP COM 032511107 6450 58920 SH OTR 1 0 58920 0 APOLLO GLOBAL MGMT LLC CL A SHS 037612306 554 20000 SH OTR 2 0 20000 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 40323 2237688 SH OTR 1 0 2237688 0 ASSURED GUARANTY LTD COM G0585R106 1225 50000 SH OTR 2 0 50000 0 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 59114 16375000 PRN OTR 1 0 16375000 0 BANK OF AMERICA CORPORATION COM 060505104 1153 75000 SH OTR 2 0 75000 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 2107 81469 SH OTR 2 0 81469 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 401 12000 SH OTR 2 0 12000 0 BRISTOL MYERS SQUIBB CO DBCV 9/1 110122AN8 4838 3894000 PRN OTR 1 0 3894000 0 CABOT OIL & GAS CORP COM 127097103 1997 58500 SH OTR 1 0 58500 0 CADENCE DESIGN SYSTEM INC NOTE 2.625% 6/0 127387AJ7 14220 6000000 PRN OTR 1 0 6000000 0 CARLYLE GROUP L P COM UTS LTD PTN 14309L102 357 10500 SH OTR 2 0 10500 0 CHENIERE ENERGY INC COM NEW 16411R208 2036 28400 SH OTR 1 0 28400 0 CIT GROUP INC COM NEW 125581801 412 9000 SH OTR 2 0 9000 0 COBALT INTL ENERGY INC COM 19075F106 918 50000 SH Put OTR 1 0 50000 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 936 1000000 PRN OTR 1 0 1000000 0 COMCAST CORP NEW CL A 20030N101 1482 27600 SH OTR 1 0 27600 0 DISCOVER FINL SVCS COM 254709108 6434 103800 SH OTR 1 0 103800 0 ENDO HEALTH SOLUTIONS INC NOTE 1.750% 4/1 29264FAB2 9488 4000000 PRN OTR 1 0 4000000 0 ENERGEN CORP COM 29265N108 2969 33400 SH OTR 1 0 33400 0 ENERSYS NOTE 3.375% 6/0 29275YAA0 22523 13000000 PRN OTR 1 0 13000000 0 EQT CORP COM 26884L109 1999 18700 SH OTR 1 0 18700 0 ESSEX RENT CORP COM 297187106 972 400000 SH OTR 2 0 400000 0 FRANCESCAS HLDGS CORP COM 351793104 27744 1882194 SH OTR 1 0 1882194 0 FXCM INC COM CL A 302693106 898 60000 SH OTR 2 0 60000 0 GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 87507 87411000 PRN OTR 1 0 87411000 0 GULFPORT ENERGY CORP COM NEW 402635304 6924 110248 SH OTR 1 0 110248 0 HALLIBURTON CO COM 406216101 1042 14675 SH OTR 1 0 14675 0 HARBINGER GROUP INC COM 41146A106 6553 515993 SH OTR 2 0 515993 0 HCA HOLDINGS INC COM 40412C101 839500 14890038 SH OTR 0 14890038 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1444 25000 SH OTR 1 0 25000 0 HESS CORP COM 42809H107 1384 14000 SH OTR 1 0 14000 0 INSULET CORP NOTE 2.000% 6/1 45784PAD3 1665 1500000 PRN OTR 1 0 1500000 0 ISHARES MSCI BRZ CAP ETF 464286400 2867 60000 SH Put OTR 1 0 60000 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 2550 2500000 PRN OTR 1 0 2500000 0 KKR & CO L P DEL COM UNITS 48248M102 113552 4667166 SH OTR 1 0 4667166 0 LEAP WIRELESS INTL INC NOTE 4.500% 7/1 521863AL4 82930 82839000 PRN OTR 1 0 82839000 0 LIVE NATION ENTERTAINMENT IN NOTE 2.875% 7/1 538034AB5 720 720000 PRN OTR 1 0 720000 0 LORILLARD INC COM 544147101 305 5000 SH OTR 2 0 5000 0 MARKEL CORP COM 570535104 983 1500 SH OTR 2 0 1500 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 95239 6646127 SH OTR 1 0 6646127 0 MOLINA HEALTHCARE INC NOTE 3.750%10/0 60855RAA8 2887 2000000 PRN OTR 1 0 2000000 0 NEWMONT MINING CORP NOTE 1.250% 7/1 651639AH9 93454 90741000 PRN OTR 1 0 90741000 0 NIELSEN N V COM N63218106 743906 15366790 SH OTR 0 15366790 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 500 10000 SH OTR 2 0 10000 0 PENN VA CORP COM 707882106 5663 334100 SH OTR 1 0 334100 0 PFIZER INC COM 717081103 5357 180500 SH OTR 1 0 180500 0 PINNACLE ENTMT INC COM 723456109 3657 145226 SH OTR 2 0 145226 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 3173 127600 SH OTR 1 0 127600 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 1186 1000000 PRN OTR 2 0 1000000 0 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 2850 2000000 PRN OTR 1 0 2000000 0 PROSHARES TR SHRT 20+YR TRE 74347X849 576 20000 SH OTR 1 0 20000 0 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 1051 1000000 PRN OTR 2 0 1000000 0 RANGE RES CORP COM 75281A109 2000 23000 SH OTR 1 0 23000 0 RIGNET INC COM 766582100 255645 4750000 SH OTR 0 4750000 0 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 689 750000 PRN OTR 2 0 750000 0 SALIX PHARMACEUTICALS INC NOTE 1.500% 3/1 795435AE6 3927 2000000 PRN OTR 1 0 2000000 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 59745 29268000 PRN OTR 1 0 29268000 0 SANTANDER CONSUMER USA HDG I COM 80283M101 97666 5023977 SH OTR 0 5023977 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20942 107000 SH Put OTR 1 0 107000 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 12532 300300 SH OTR 1 0 300300 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 1149 1000000 PRN OTR 2 0 1000000 0 TEREX CORP NEW NOTE 4.000% 6/0 880779AV5 4910 2000000 PRN OTR 1 0 2000000 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 2425 2500000 PRN OTR 1 0 2500000 0 TIME WARNER CABLE INC COM 88732J207 4500 30550 SH OTR 1 0 30550 0 TOLL BROS FIN CORP NOTE 0.500% 9/1 88947EAM2 800 750000 PRN OTR 2 0 750000 0 UNITED THERAPEUTICS CORP DEL NOTE 1.000% 9/1 91307CAF9 5483 3000000 PRN OTR 1 0 3000000 0 VERIZON COMMUNICATIONS INC COM 92343V104 5959 121779 SH OTR 1 0 121779 0 VIASYSTEMS GROUP INC COM PAR$.01 92553H803 108 9900 SH OTR 2 0 9900 0 WALGREEN CO COM 931422109 476236 6424340 SH OTR 0 6424340 0 WALKER & DUNLOP INC COM 93148P102 3156 223646 SH OTR 2 0 223646 0 WALTER INVT MGMT CORP COM 93317W102 539 18100 SH OTR 2 0 18100 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 1550 69000 SH OTR 1 0 69000 0