0001104659-14-061103.txt : 20140814
0001104659-14-061103.hdr.sgml : 20140814
20140814163859
ACCESSION NUMBER: 0001104659-14-061103
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 141043610
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001399770
XXXXXXXX
06-30-2014
06-30-2014
false
Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200
New York
NY
10019
13F HOLDINGS REPORT
028-12880
Y
The following information corresponds to the securities indicated in the attached Information Table: (i) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 15,225,838 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of Kohlberg Kravis Roberts & Co. L.P. ("KKR") and other investors; (ii) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 18,867,547 shares of NIELSEN N V, which consists of shares held by an investment vehicle jointly owned by KKR and other investors; and (iii) Kohlberg Kravis Roberts & Co. L.P. may be deemed to have investment discretion over an aggregate number of 7,112,048 shares of WALGREEN CO, which consists of shares held by an investment vehicle jointly owned by KKR and other investors (less shares previously distributed to investors).
David Sorkin
General Counsel
212-750-8300
/s/ David Sorkin
New York
NY
08-14-2014
2
79
3401065
false
1
028-13533
KKR Investment Management LLC
2
028-14775
KKR Asset Management LLC
INFORMATION TABLE
2
a14-18752_1informationtable.xml
INFORMATION TABLE
AKORN INC
NOTE 3.500% 6/0
009728AB2
12217
3500000
PRN
OTR
1
0
3500000
0
ALLY FINL INC
COM
02005N100
13068
546530
SH
OTR
2
0
546530
0
AMEDISYS INC
COM
023436108
80965
4836608
SH
OTR
2
0
4836608
0
AMERICAN INTL GROUP INC
COM NEW
026874784
1637
30000
SH
OTR
2
0
30000
0
AMERICAN INTL GROUP INC
COM NEW
026874784
6686
122500
SH
OTR
1
0
122500
0
AMERIPRISE FINL INC
COM
03076C106
5556
46300
SH
OTR
1
0
46300
0
ANADARKO PETE CORP
COM
032511107
6450
58920
SH
OTR
1
0
58920
0
APOLLO GLOBAL MGMT LLC
CL A SHS
037612306
554
20000
SH
OTR
2
0
20000
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
40323
2237688
SH
OTR
1
0
2237688
0
ASSURED GUARANTY LTD
COM
G0585R106
1225
50000
SH
OTR
2
0
50000
0
AVIS BUDGET GROUP
NOTE 3.500%10/0
053774AB1
59114
16375000
PRN
OTR
1
0
16375000
0
BANK OF AMERICA CORPORATION
COM
060505104
1153
75000
SH
OTR
2
0
75000
0
BARCLAYS BANK PLC
ADR PFD SR 5
06739H362
2107
81469
SH
OTR
2
0
81469
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
401
12000
SH
OTR
2
0
12000
0
BRISTOL MYERS SQUIBB CO
DBCV 9/1
110122AN8
4838
3894000
PRN
OTR
1
0
3894000
0
CABOT OIL & GAS CORP
COM
127097103
1997
58500
SH
OTR
1
0
58500
0
CADENCE DESIGN SYSTEM INC
NOTE 2.625% 6/0
127387AJ7
14220
6000000
PRN
OTR
1
0
6000000
0
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
357
10500
SH
OTR
2
0
10500
0
CHENIERE ENERGY INC
COM NEW
16411R208
2036
28400
SH
OTR
1
0
28400
0
CIT GROUP INC
COM NEW
125581801
412
9000
SH
OTR
2
0
9000
0
COBALT INTL ENERGY INC
COM
19075F106
918
50000
SH
Put
OTR
1
0
50000
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
936
1000000
PRN
OTR
1
0
1000000
0
COMCAST CORP NEW
CL A
20030N101
1482
27600
SH
OTR
1
0
27600
0
DISCOVER FINL SVCS
COM
254709108
6434
103800
SH
OTR
1
0
103800
0
ENDO HEALTH SOLUTIONS INC
NOTE 1.750% 4/1
29264FAB2
9488
4000000
PRN
OTR
1
0
4000000
0
ENERGEN CORP
COM
29265N108
2969
33400
SH
OTR
1
0
33400
0
ENERSYS
NOTE 3.375% 6/0
29275YAA0
22523
13000000
PRN
OTR
1
0
13000000
0
EQT CORP
COM
26884L109
1999
18700
SH
OTR
1
0
18700
0
ESSEX RENT CORP
COM
297187106
972
400000
SH
OTR
2
0
400000
0
FRANCESCAS HLDGS CORP
COM
351793104
27744
1882194
SH
OTR
1
0
1882194
0
FXCM INC
COM CL A
302693106
898
60000
SH
OTR
2
0
60000
0
GOLDCORP INC NEW
NOTE 2.000% 8/0
380956AB8
87507
87411000
PRN
OTR
1
0
87411000
0
GULFPORT ENERGY CORP
COM NEW
402635304
6924
110248
SH
OTR
1
0
110248
0
HALLIBURTON CO
COM
406216101
1042
14675
SH
OTR
1
0
14675
0
HARBINGER GROUP INC
COM
41146A106
6553
515993
SH
OTR
2
0
515993
0
HCA HOLDINGS INC
COM
40412C101
839500
14890038
SH
OTR
0
14890038
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1444
25000
SH
OTR
1
0
25000
0
HESS CORP
COM
42809H107
1384
14000
SH
OTR
1
0
14000
0
INSULET CORP
NOTE 2.000% 6/1
45784PAD3
1665
1500000
PRN
OTR
1
0
1500000
0
ISHARES
MSCI BRZ CAP ETF
464286400
2867
60000
SH
Put
OTR
1
0
60000
0
J2 GLOBAL INC
NOTE 3.250% 6/1
48123VAC6
2550
2500000
PRN
OTR
1
0
2500000
0
KKR & CO L P DEL
COM UNITS
48248M102
113552
4667166
SH
OTR
1
0
4667166
0
LEAP WIRELESS INTL INC
NOTE 4.500% 7/1
521863AL4
82930
82839000
PRN
OTR
1
0
82839000
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.875% 7/1
538034AB5
720
720000
PRN
OTR
1
0
720000
0
LORILLARD INC
COM
544147101
305
5000
SH
OTR
2
0
5000
0
MARKEL CORP
COM
570535104
983
1500
SH
OTR
2
0
1500
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
95239
6646127
SH
OTR
1
0
6646127
0
MOLINA HEALTHCARE INC
NOTE 3.750%10/0
60855RAA8
2887
2000000
PRN
OTR
1
0
2000000
0
NEWMONT MINING CORP
NOTE 1.250% 7/1
651639AH9
93454
90741000
PRN
OTR
1
0
90741000
0
NIELSEN N V
COM
N63218106
743906
15366790
SH
OTR
0
15366790
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
500
10000
SH
OTR
2
0
10000
0
PENN VA CORP
COM
707882106
5663
334100
SH
OTR
1
0
334100
0
PFIZER INC
COM
717081103
5357
180500
SH
OTR
1
0
180500
0
PINNACLE ENTMT INC
COM
723456109
3657
145226
SH
OTR
2
0
145226
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
3173
127600
SH
OTR
1
0
127600
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
1186
1000000
PRN
OTR
2
0
1000000
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
2850
2000000
PRN
OTR
1
0
2000000
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
576
20000
SH
OTR
1
0
20000
0
PROSPECT CAPITAL CORPORATION
NOTE 5.375%10/1
74348TAK8
1051
1000000
PRN
OTR
2
0
1000000
0
RANGE RES CORP
COM
75281A109
2000
23000
SH
OTR
1
0
23000
0
RIGNET INC
COM
766582100
255645
4750000
SH
OTR
0
4750000
0
RYLAND GROUP INC
NOTE 0.250% 6/0
783764AS2
689
750000
PRN
OTR
2
0
750000
0
SALIX PHARMACEUTICALS INC
NOTE 1.500% 3/1
795435AE6
3927
2000000
PRN
OTR
1
0
2000000
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
59745
29268000
PRN
OTR
1
0
29268000
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
97666
5023977
SH
OTR
0
5023977
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20942
107000
SH
Put
OTR
1
0
107000
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
12532
300300
SH
OTR
1
0
300300
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
1149
1000000
PRN
OTR
2
0
1000000
0
TEREX CORP NEW
NOTE 4.000% 6/0
880779AV5
4910
2000000
PRN
OTR
1
0
2000000
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
2425
2500000
PRN
OTR
1
0
2500000
0
TIME WARNER CABLE INC
COM
88732J207
4500
30550
SH
OTR
1
0
30550
0
TOLL BROS FIN CORP
NOTE 0.500% 9/1
88947EAM2
800
750000
PRN
OTR
2
0
750000
0
UNITED THERAPEUTICS CORP DEL
NOTE 1.000% 9/1
91307CAF9
5483
3000000
PRN
OTR
1
0
3000000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
5959
121779
SH
OTR
1
0
121779
0
VIASYSTEMS GROUP INC
COM PAR$.01
92553H803
108
9900
SH
OTR
2
0
9900
0
WALGREEN CO
COM
931422109
476236
6424340
SH
OTR
0
6424340
0
WALKER & DUNLOP INC
COM
93148P102
3156
223646
SH
OTR
2
0
223646
0
WALTER INVT MGMT CORP
COM
93317W102
539
18100
SH
OTR
2
0
18100
0
WISDOMTREE TR
INDIA ERNGS FD
97717W422
1550
69000
SH
OTR
1
0
69000
0