-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Is7YozBnJFswmvfwdreP1OuIShdH7kcFOVxjZnUU0LEIJWkUv47+Q9AOceag138M AoQF7ogu1DoluoeH5rKqJw== 0001047469-08-009412.txt : 20080814 0001047469-08-009412.hdr.sgml : 20080814 20080814130732 ACCESSION NUMBER: 0001047469-08-009412 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 081017062 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 a2187467z13f-hr.txt FORM 13F-HR ............................... . OMB APPROVAL . ............................... .OMB Number: 3235-0006. .Expires: December 31, 2009. .Estimated average . . burden hours per . . response:..............22.6. ............................... UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kohlberg Kravis Roberts & Co. L.P. ---------------------------------- Address: 9 West 57th Street, Suite 4200 ---------------------------------- New York, NY 10019 ---------------------------------- Form 13F File Number: 28-12880 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Sorkin ------------------------------- Title: General Counsel ------------------------------- Phone: (212) 750-8300 ------------------------------- Signature, Place, and Date of Signing: /s/ David Sorkin New York, New York August 14, 2008 ------------------------------- ------------------ --------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 30 -------------------- Form 13F Information Table Value Total: $1,323,589 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-12879 KKR PEI Opportunities GP, Ltd. ------ ----------------- --------------------------------- Explanatory Note: Unless otherwise indicated, the positions reported herein are held by entities affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") that make minority investments in public securities and are not held by KKR's traditional private equity funds. FORM 13F INFORMATION TABLE KOHLBERG KRAVIS ROBERTS & CO. L.P. FOR QUARTER ENDED JUNE 30, 2008
VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE (x SHRS OR PRN SH/ PUT/CALL INVESTMENT OTHER -------------------- $1000) AMT PRN DISCRETION MANAGERS SOLE SHARED NONE AMERICAN INTL GROUP INC COM 026874107 968 36,600 SH SHARED-OTHER 36,600 BERKLEY W R CORP COM 084423102 7,137 295,400 SH SHARED-OTHER 1 295,400 CISCO SYS INC COM 17275R102 2,152 92,500 SH SHARED-OTHER 92,500 CITADEL BROADCASTING CORP COM 17285T106 5,211 4,271,214 SH SHARED-OTHER 1 4,271,214 CMS ENERGY CORP COM 125896100 5,749 385,819 SH SHARED-OTHER 1 385,819 COMERICA INC COM 200340107 4,462 174,100 SH SHARED-OTHER 1 174,100 CSX CORP COM 126408103 2,940 46,800 SH SHARED-OTHER 1 46,800 EXTERRAN HLDGS INC COM 30225X103 2,045 28,600 SH SHARED-OTHER 1 28,600 GATEHOUSE MEDIA INC COM 367348109 2,787 1,133,100 SH SHARED-OTHER 1,133,100 HOSPIRA INC COM 441060100 1,845 46,000 SH SHARED-OTHER 46,000 HOSPIRA INC COM 441060100 1,745 43,500 SH SHARED-OTHER 1 43,500 JAZZ PHARMACEUTICALS INC* COM 472147107 63,833 8,614,419 SH SHARED-OTHER 8,614,419 JP MORGAN CHASE & CO COM 46625H100 858 25,000 SH SHARED-OTHER 25,000 MARTIN MARIETTA MATLS INC COM 573284106 2,072 20,000 SH SHARED-OTHER 1 20,000 MEDCATH CORP* COM 58404W109 35,394 1,968,522 SH SHARED-OTHER 1,968,522
MERRILL LYNCH & CO INC COM 590188108 793 25,000 SH SHARED-OTHER 1 25,000 MERRILL LYNCH & CO INC COM 590188108 8 250 SH PUT SHARED-OTHER 1 250 MICROSOFT CORP COM 594918104 138 5,000 SH SHARED-OTHER 5,000 MICROSOFT CORP COM 594918104 2,421 88,000 SH SHARED-OTHER 1 88,000 MICROSOFT CORP COM 594918104 24 880 SH PUT SHARED-OTHER 1 880 NEWCASTLE INVT CORP COM 65105M108 747 106,600 SH SHARED-OTHER 106,600 NEWCASTLE INVT CORP COM 65105M108 2,313 330,000 SH SHARED-OTHER 1 330,000 NORFOLK SOUTHERN CORP COM 655844108 3,134 50,000 SH SHARED-OTHER 1 50,000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 3,607 160,400 SH SHARED-OTHER 160,400 PRIMEDIA INC* COM NEW 74157K846 121,219 26,012,715 SH SHARED-OTHER 26,012,715 ROCKWOOD HLDGS INC* COM 774415103 770,288 22,134,709 SH SHARED-OTHER 22,134,709 SEALY CORP* COM 812139301 267,633 46,625,921 SH SHARED-OTHER 46,625,921 SPDR TR UNIT SER 1 78462F103 2,112 16,500 SH SHARED-OTHER 16,500 TELETECH HOLDINGS INC COM 879939106 2,966 148,600 SH SHARED-OTHER 1 148,600 ZHONE TECHNOLOGIES INC NEW* COM 98950P108 6,988 8,959,375 SH SHARED-OTHER 8,959,375
* Position held by one or more entities engaged in the private equity business. -----END PRIVACY-ENHANCED MESSAGE-----