-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KCd1EYagLZ5pj558ws8fwoSQ+aGnf90q/SVf36ld5XcB4aEhwCsQb6rx+PZSfKaH pzw6eOaGSWl09zN+6QBRSA== 0001047469-08-006683.txt : 20080515 0001047469-08-006683.hdr.sgml : 20080515 20080515145245 ACCESSION NUMBER: 0001047469-08-006683 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 08836646 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 a2185724z13f-hr.txt 13F-HR ............................ OMB APPROVAL ............................ OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response:.............22.6 ............................ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kohlberg Kravis Roberts & Co. L.P. ---------------------------------- Address: 9 West 57th Street, Suite 4200 ---------------------------------- New York, NY 10019 ---------------------------------- Form 13F File Number: 28-12880 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Sorkin ------------------------------- Title: General Counsel ------------------------------- Phone: (212) 750-8300 ------------------------------- Signature, Place, and Date of Signing: /s/ David Sorkin New York, NY May 15, 2008 ------------------------------- ----------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 -------------------- Form 13F Information Table Entry Total: 29 -------------------- Form 13F Information Table Value Total: $ 1,708,757 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1 28-12879 KKR PEI Opportunities GP, Ltd. ------ ----------------- --------------------------------- Explanatory Note: Unless otherwise indicated, the positions reported herein are held by entities affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") that make minority investments in public securities and are not held by KKR's traditional private equity funds. FORM 13F INFORMATION TABLE KOHLBERG KRAVIS ROBERTS & CO. L.P. FOR QUARTER ENDED MARCH 31, 2008
Value (x Shrs or prn SH/ Investment Other Voting Authority -------- ----------- --- ---------- ----- ---------------- Name of Issuer Title of Class CUSIP $1000) amt PRN Put/Call Discretion Managers Sole Shared None - -------------- -------------- ----- ------ --- --- -------- ---------- -------- ---- ------ ---- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 376 5,900 SH SHARED-OTHER 1 5,900 CMS ENERGY CORP COM 125896100 5,224 385,819 SH SHARED-OTHER 1 385,819 CSX CORP COM 126408103 2,624 46,800 SH SHARED-OTHER 1 46,800 CISCO SYS INC COM 17275R102 2,228 92,500 SH SHARED-OTHER 92,500 CITADEL BROADCASTING CORP COM 17285T106 17,697 10,661,018 SH SHARED-OTHER 1 10,661,018 ENERGYSOLUTIONS INC DEPOSITARY SH 292756202 2,294 100,000 SH SHARED-OTHER 100,000 GATEHOUSE MEDIA INC COM 367348109 6,617 1,133,100 SH SHARED-OTHER 1,133,100 HOSPIRA INC COM 441060100 1,860 43,500 SH SHARED-OTHER 1 43,500 HOSPIRA INC COM 441060100 1,967 46,000 SH SHARED-OTHER 46,000 JAZZ PHARMACEUTICALS INC* COM 472147107 77,702 8,614,419 SH SHARED-OTHER 8,614,419 MARTIN MARIETTA MATLS INC COM 573284106 2,123 20,000 SH SHARED-OTHER 1 20,000 MEDCATH CORP* COM 58404W109 35,827 1,968,522 SH SHARED-OTHER 1,968,522 MERRILL LYNCH & CO INC COM 590188108 2,436 59,800 SH SHARED-OTHER 1 59,800 MERRILL LYNCH & CO INC COM 590188108 10 250 SH PUT SHARED-OTHER 1 250 MICROSOFT CORP COM 594918104 2,497 88,000 SH SHARED-OTHER 1 88,000
MICROSOFT CORP COM 594918104 2,129 75,000 SH SHARED-OTHER 75,000 MICROSOFT CORP COM 594918104 25 880 SH PUT SHARED-OTHER 1 880 NEWCASTLE INVT CORP COM 65105M108 1,838 222,500 SH SHARED-OTHER 1 222,500 NEWCASTLE INVT CORP COM 65105M108 881 106,600 SH SHARED-OTHER 106,600 NORFOLK SOUTHERN CORP COM 655844108 2,716 50,000 SH SHARED-OTHER 1 50,000 PRIMEDIA INC* COM NEW 74157K846 191,193 26,012,715 SH SHARED-OTHER 26,012,715 PROSHARES TR ULTRA FINL PRO 74347R743 1,746 58,500 SH SHARED-OTHER 58,500 PROSHARES TR ULTRA RUSS2000 74347R842 2,065 43,816 SH SHARED-OTHER 43,816 ROCKWOOD HLDGS INC* COM 774415103 973,616 29,710,590 SH SHARED-OTHER 29,710,590 SEALY CORP* COM 812139301 354,357 46,625,921 SH SHARED-OTHER 46,625,921 TELETECH HOLDINGS INC COM 879939106 6,873 306,000 SH SHARED-OTHER 1 306,000 TELETECH HOLDINGS INC COM 879939106 1,022 45,500 SH SHARED-OTHER 45,500 TELETECH HOLDINGS INC COM 879939106 34 1,500 SH PUT SHARED-OTHER 1,500 ZHONE TECHNOLOGIES INC NEW* COM 98950P108 8,780 8,959,375 SH SHARED-OTHER 8,959,375
* Position held by one or more entities engaged in the private equity business. -----END PRIVACY-ENHANCED MESSAGE-----