0001104659-21-081026.txt : 20210614 0001104659-21-081026.hdr.sgml : 20210614 20210614213619 ACCESSION NUMBER: 0001104659-21-081026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210614 DATE AS OF CHANGE: 20210614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Segal Jonathan CENTRAL INDEX KEY: 0001581001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37379 FILM NUMBER: 211016642 MAIL ADDRESS: STREET 1: 411 WEST 14TH STREET CITY: NEW YORK STATE: NY ZIP: 10014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ONE Group Hospitality, Inc. CENTRAL INDEX KEY: 0001399520 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 141961545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212 277 5351 MAIL ADDRESS: STREET 1: 411 W. 14TH STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: COMMITTED CAPITAL ACQUISITION Corp DATE OF NAME CHANGE: 20110523 FORMER COMPANY: FORMER CONFORMED NAME: PLASTRON ACQUISITION CORP II DATE OF NAME CHANGE: 20070515 4 1 tm2119729-3_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-06-11 0 0001399520 ONE Group Hospitality, Inc. STKS 0001581001 Segal Jonathan 1624 MARKET ST. SUITE 311 DENVER CO 80202 1 1 1 0 Director, Business Development Common Stock 2021-06-11 4 M 0 40183 2.73 A 4216287 D Common Stock 2021-06-11 4 S 0 40183 12.67 D 4176104 D Common Stock 2021-06-11 4 S 0 7115 12.90 D 4168989 D Common Stock 2021-06-14 4 M 0 3920 2.73 A 4172909 D Common Stock 2021-06-14 4 S 0 3920 12.74 D 4168989 D Common Stock 2021-06-14 4 S 0 1000 12.80 D 4167989 D Option to Purchase Common Stock 2.73 2021-06-11 4 M 0 40183 2.73 D 2021-03-31 2026-04-07 Common Stock 40183 64317 D Option to Purchase Common Stock 2.73 2021-06-14 4 M 0 3920 2.73 D 2021-03-31 2026-04-07 Common Stock 3920 60397 D Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.49 to $13.17, inclusive. The reporting person undertakes to provide The ONE Group Hospitality, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.79 to $13.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.49 to $13.09, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above. Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.78 to $12.85, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above. By: Christi Hing, attorney-in-fact for Jonathan Segal 2021-06-14