-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I9UgLmAkw77milzSlZdynfJgK46rjZe2O+Xxuaw5KTZuKOlgVedISxskopCxJtE5 FMlaZ9Qe3bWr48/dMyHqcQ== 0000922423-09-000712.txt : 20091113 0000922423-09-000712.hdr.sgml : 20091113 20091113150746 ACCESSION NUMBER: 0000922423-09-000712 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartz Capital, Inc. CENTRAL INDEX KEY: 0001399518 IRS NUMBER: 223518633 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12518 FILM NUMBER: 091181173 BUSINESS ADDRESS: STREET 1: 400 PLAZA DRIVE CITY: SECAUCUS STATE: NJ ZIP: 07094 BUSINESS PHONE: 201-272-6041 MAIL ADDRESS: STREET 1: 400 PLAZA DRIVE CITY: SECAUCUS STATE: NJ ZIP: 07094 13F-HR 1 kl11020.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: _________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hartz Capital, Inc. ------------------- Address: 400 Plaza Drive --------------- Secaucus, New Jersey 07094 -------------------------- Form 13F File Number: 28-12518 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ronald J. Bangs --------------- Title: Chief Operating Officer ----------------------- Phone: 201-272-6012 ------------ Signature, Place, and Date of Signing: /s/ Ronald J. Bangs Secaucus, New Jersey 11/12/09 - ------------------- -------------------- -------- Signature City, State Date Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-________________ NONE ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: N/A --------- Form 13F Information Table Entry Total: 7 --------- Form 13F Information Table Value Total: 93,695.53 --------- (thousands) PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS/PRN INVESTMENT OTHER Voting Authority Name Of Issuer CLASS CUSIP NO (x$1000) PUT/CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- -------- ------ -------- ---------- -------- ---- ------ ---- BPW ACQUISTION CORP COM 055637102 37,415.64 3,829,646 SOLE N/A 3,829,646 CAPITOL ACQ CORP W EXP 11/08/201 14055E112 663.11 1,069,527 SOLE N/A 1,069,527 CAPITOL ACQUISITION CO COM 14055E104 15,925.89 1,611,997 SOLE N/A 1,611,997 KERYX BIOPHARMACEUTICALS INC COM 492515101 5,382.00 2,300,000 SHARED N/A 2,300,000 MILLENNIUM INDIA ACQ W EXP 07/19/201 60039Q119 19.89 361,680 SOLE N/A 381,680 OVERTURE ACQ CORP 8HS G6830P100 15,123.90 1,527,667 SOLE N/A 1,527,667 SP ACQUISTION HOLDING COM 78470A104 19,165.10 1,979,866 SOLE N/A 1,979,866 --------- 93,695.53 ========= PURSUANT TO RULE 24B-2 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, CONFIDENTIAL INFORMATION HAS BEEN OMITTED FROM THIS FORM 13F AND FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION.
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