0001399248-11-000007.txt : 20111104 0001399248-11-000007.hdr.sgml : 20111104 20111104103148 ACCESSION NUMBER: 0001399248-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 EFFECTIVENESS DATE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMERICA SECURITIES INC CENTRAL INDEX KEY: 0001399248 IRS NUMBER: 382621207 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12565 FILM NUMBER: 111179740 BUSINESS ADDRESS: STREET 1: 201 W. FORT STREET STREET 2: 3RD FLOOR CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (313) 222-0146 MAIL ADDRESS: STREET 1: 201 W. FORT STREET STREET 2: 3RD FLOOR CITY: DETROIT STATE: MI ZIP: 48226 13F-HR 1 cs3q2011.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Comerica Securities, Inc Address: 201 West Fort Street Detroit, MI 48226 13F File Number: 028-12565 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: L. Joseph Granata Title: Sr. Compliance Manager, V.P. Phone: 313-222-7885 Signature, Place, and Date of Signing: L Joseph Granata Detroit, MI November 04, 2011 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-10331 Comerica Bank FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 372 Form 13F Information Table Value Total: $112,988 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABERDEEN EQUITY MUTFUND 003020328 137 12083 SH 12083 0 0 ABN AMRO BK N V CORPDEBT 00080QAB1 18 20000 SH 20000 0 0 ABSOLUTE STRATEGIES MUTFUND 34984T600 248 22461 SH 22461 0 0 ALLIANZ AGIC MUTFUND 01900C680 249 8791 SH 8791 0 0 ALLIANZ FUNDS NFJ MUTFUND 018918482 276 20196 SH 20196 0 0 ALLIANZ NFJ MUTFUND 018920702 287 15253 SH 15253 0 0 ALLY BK MIDVALE UTAH MONEYMKT 02004M6C2 10 10000 SH 10000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 1445 89286 SH 89286 0 0 ALPS ETF TR C&S GLOBL ETF 00162Q106 234 6892 SH 6892 0 0 AMAZON COM INC COM 023135106 208 973 SH 973 0 0 AMERICAN BEACON MUTFUND 02368A240 266 24233 SH 24233 0 0 AMERICAN CENTURY MUTFUND 025086588 78 11035 SH 11035 0 0 AMERICAN CENTURY MUTFUND 02508H600 159 12224 SH 12224 0 0 AMGEN INC TEMPER INC CORPDEBT 031162AJ9 15 13000 SH 13000 0 0 ANCHOR BAY MICH SCH MUNIDEBT 032879LC0 34 30000 SH 30000 0 0 ANTIOCH AREA PUB MUNIDEBT 037060JX9 26 25000 SH 25000 0 0 APPLE INC COM 037833100 661 1634 SH 1634 0 0 ASCENTIA MUTFUND 66538A307 299 27284 SH 27284 0 0 ASTRAZENECA PLC NT CORPDEBT 046353AC2 18 17000 SH 17000 0 0 AUSTIN TEX CONV MUNIDEBT 052409BZ1 53 55000 SH 55000 0 0 AUSTIN TEX UTIL SYS MUNIDEBT 052474AM5 57 75000 SH 75000 0 0 AZUSA CALIF SPL TAX MUNIDEBT 055032BB1 25 25000 SH 25000 0 0 BAIDU INC SPON ADR REP A 056752108 425 3033 SH 3033 0 0 BANK AMER CORP CORPDEBT 060505AX2 18 18000 SH 18000 0 0 BANK AMER CORP SUB CORPDEBT 06050XTW3 30 30000 SH 30000 0 0 BANK AMER N A CORPDEBT 06050TJP8 246 245000 SH 245000 0 0 BANK OF CHINA MONEYMKT 06425PF29 50 50000 SH 50000 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 857 36503 SH 36503 0 0 BELL CALIF PUB FING MUNIDEBT 07786MAK2 148 155000 SH 155000 0 0 BELLSOUTH CORP NT CORPDEBT 079860AG7 23 21000 SH 21000 0 0 BIRMINGHAM JEFFERSON MUNIDEBT 091156KS7 25 30000 SH 30000 0 0 BLACKROCK MUTFUND 091929307 481 15920 SH 15920 0 0 BLACKROCK HIGH YIELD TR SH BEN INT 09248N102 85 12629 SH 12629 0 0 BLACKROCK NATIONAL MUTFUND 09253C876 1348 130405 SH 130405 0 0 BOEING CAP CORP CORPDEBT 09700PAT5 10 10000 SH 10000 0 0 BOWLING GREEN OHIO MUNIDEBT 102869AG9 50 50000 SH 50000 0 0 BRAZOS RIVER AUTH MUNIDEBT 106214FR5 21 20000 SH 20000 0 0 CALIFORNIA ST MUNIDEBT 13067JLV1 27 25000 SH 25000 0 0 CALIFORNIA ST DEPT MUNIDEBT 13066YML0 64 55000 SH 55000 0 0 CALIFORNIA ST RFDG MUNIDEBT 13062TZP2 68 60000 SH 60000 0 0 CALIFORNIA ST UNIV MUNIDEBT 13077CEV2 65 60000 SH 60000 0 0 CALVERT SHORT MUTFUND 13161T401 811 50000 SH 50000 0 0 CALVERT ULTRA SHORT MUTFUND 131582611 220 14254 SH 14254 0 0 CAMERON TEX ED CORP MUNIDEBT 133582AL0 48 50000 SH 50000 0 0 CAPISTRANO CALIF UNI MUNIDEBT 139707BN2 13 15000 SH 15000 0 0 CAPITAL INCOME MUTFUND 140194101 212 4291 SH 4291 0 0 CAPITAL PROJS FIN MUNIDEBT 140427AR6 44 50000 SH 50000 0 0 CAROLINE CNTY MD MUNIDEBT 144240JS8 26 25000 SH 25000 0 0 CATERPILLAR INC DEL COM 149123101 220 2331 SH 2331 0 0 CEDAR HILL TEX INDPT MUNIDEBT 150429TH1 81 150000 SH 150000 0 0 CHANDLER ARIZ MUNIDEBT 158843SC7 10 10000 SH 10000 0 0 CHICAGO ILL BRD ED MUNIDEBT 1675016A8 10 10000 SH 10000 0 0 CHICAGO ILL BRD ED MUNIDEBT 167501VB8 56 100000 SH 100000 0 0 CHICAGO ILL BRD ED MUNIDEBT 167501VD4 5 10000 SH 10000 0 0 CHIMERA INVT CORP COM 16934Q109 87 29000 SH 29000 0 0 CHINO HILLS CALIF MUNIDEBT 169573EU2 15 15000 SH 15000 0 0 CISCO SYS INC SR NT CORPDEBT 17275RAC6 23 20000 SH 20000 0 0 CITIGROUP INC GLOBAL CORPDEBT 172967BJ9 25 25000 SH 25000 0 0 CITIGROUP INC GLOBAL CORPDEBT 172967EL1 26 25000 SH 25000 0 0 CITIZENS PPTY INS MUNIDEBT 176553BV6 26 25000 SH 25000 0 0 CNI CHARTER MUTFUND 125977637 162 12880 SH 12880 0 0 COCA COLA CORPDEBT 191219AV6 9 12000 SH 12000 0 0 COMMERCE BK MONEYMKT 20056QKB8 98 98000 SH 98000 0 0 COMMERCE CALIF JT MUNIDEBT 20056NDU1 20 20000 SH 20000 0 0 COOK CNTY ILL SCH MUNIDEBT 214579JS4 75 100000 SH 100000 0 0 CURRENCYSHARES SWISS FRANC T SWISS FRANC SH 23129V109 312 2776 SH 2776 0 0 DAVIS NEW YORK MUTFUND 239080104 331 10134 SH 10134 0 0 DETROIT MICH WTR MUNIDEBT 251255WE1 52 50000 SH 50000 0 0 DIVIDEND & INCOME FD INC COM 25538A105 45 12515 SH 12515 0 0 DOWNTOWN PHOENIX MUNIDEBT 26116PAL4 14 15000 SH 15000 0 0 EATON VANCE ATLANTA MUTFUND 277902656 396 27034 SH 27034 0 0 EATON VANCE GLOBAL MUTFUND 277923280 237 23622 SH 23622 0 0 EATON VANCE GLOBAL MUTFUND 277923736 382 38364 SH 38364 0 0 EATON VANCE INCOME MUTFUND 277907101 327 57166 SH 57166 0 0 ESCAMBIA CNTY FLA MUNIDEBT 296177PA0 24 25000 SH 25000 0 0 ESCONDIDO CALIF UN MUNIDEBT 296371RE9 68 60000 SH 60000 0 0 EUROPACIFIC GROWTH MUTFUND 298706409 219 5852 SH 5852 0 0 FBR CORE BOND FUND MUTFUND 30246J638 350 36580 SH 36580 0 0 FEDERAL HOME LN BKS GOVTSEC 3133XMQ87 12 10000 SH 10000 0 0 FEDERAL HOME LN MTG ASSTBACK 3128M5ED8 8 22000 SH 22000 0 0 FEDERATED MUTFUND 314172560 53 11248 SH 11248 0 0 FEDERATED MUTFUND 31420B300 508 52159 SH 52159 0 0 FEDERATED ADJUSTABLE MUTFUND 314082108 233 23697 SH 23697 0 0 FEDERATED KAUFMAN MUTFUND 314172636 215 9271 SH 9271 0 0 FEDERATED KAUFMANN MUTFUND 314172412 449 40303 SH 40303 0 0 FEDERATED MARKET MUTFUND 314172453 113 11385 SH 11385 0 0 FEDERATED MARKET MUTFUND 314172743 346 35034 SH 35034 0 0 FEDERATED MUNICIPAL MUTFUND 31417P858 2062 205588 SH 205588 0 0 FEDERATED PRUDENT MUTFUND 314172339 312 69547 SH 69547 0 0 FEDERATED PRUDENT MUTFUND 314172354 754 169524 SH 169524 0 0 FEDERATED PRUDENT MUTFUND 31420C688 484 36561 SH 36561 0 0 FEDERATED U.S. GOVT MUTFUND 31428P103 271 22485 SH 22485 0 0 FEDERATED ULTRA MUTFUND 31428Q747 1147 125065 SH 125065 0 0 FIDELITY MUTFUND 31638R204 174 16970 SH 16970 0 0 FIRST EAGLE MUTFUND 32008F101 347 15594 SH 15594 0 0 FIRST EAGLE GLOBAL MUTFUND 32008F606 243 5145 SH 5145 0 0 FIRST EAGLE U.S. MUTFUND 32008F861 306 17674 SH 17674 0 0 FIRST TR GNMA SER UIT 33733D551 38 14602 SH 14602 0 0 FLORIDA ST BRD ED MUNIDEBT 341507YD7 11 10000 SH 10000 0 0 FLORIDA ST BRD ED MUNIDEBT 34153PNH7 64 55000 SH 55000 0 0 FNMA GTD MTG PASS ASSTBACK 31368HNG4 7 18000 SH 18000 0 0 FNMA GTD MTG PASS ASSTBACK 31402RFV6 8 21000 SH 21000 0 0 FNMA GTD MTG PASS ASSTBACK 31403C6L0 5 12000 SH 12000 0 0 FNMA GTD MTG PASS ASSTBACK 31410KJY1 21 60000 SH 60000 0 0 FNMA GTD MTG PASS ASSTBACK 31416BK72 4 11000 SH 11000 0 0 FNMA GTD REMIC PASS ASSTBACK 31396YFF4 5 50000 SH 50000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 288 24696 SH 24696 0 0 FORD MTR CO DEL DEB. CORPDEBT 345370BX7 107 100000 SH 100000 0 0 FRANKLIN ADJUSTABLE MUTFUND 353612625 558 63059 SH 63059 0 0 FRANKLIN CONVERTIBLE MUTFUND 353612104 223 15512 SH 15512 0 0 FRANKLIN HIGH MUTFUND 353538101 22 11004 SH 11004 0 0 FRANKLIN INCOME MUTFUND 353496300 231 108785 SH 108785 0 0 FRANKLIN INCOME MUTFUND 353496847 693 328567 SH 328567 0 0 FRANKLIN NATURAL MUTFUND 354713851 476 12168 SH 12168 0 0 FRANKLIN REAL MUTFUND 353612716 207 18711 SH 18711 0 0 FRANKLIN REAL MUTFUND 353612724 160 14433 SH 14433 0 0 FRANKLIN TEMPLETON MUTFUND 354728701 657 65626 SH 65626 0 0 FRANKLIN TEMPLETON MUTFUND 35472P844 150 14698 SH 14698 0 0 FT UNIT 2690 UIT 30270B832 107 11427 SH 11427 0 0 GANNETT CO INC SR NT CORPDEBT 364725AC5 25 25000 SH 25000 0 0 GENERAL ELEC CAP CORPDEBT 36962GXS8 25 25000 SH 25000 0 0 GENERAL ELEC CO CORPDEBT 369604AY9 10 10000 SH 10000 0 0 GLEN COVE N Y INDL MUNIDEBT 377446AY5 83 100000 SH 100000 0 0 GNMA GTD REMIC ASSTBACK 38374HCK4 15 30000 SH 30000 0 0 GNMA GTD REMIC PASS ASSTBACK 38373AC53 5 30000 SH 30000 0 0 GNMA GTD REMIC PASS ASSTBACK 38373AC61 163 156000 SH 156000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374TM76 89 195000 SH 195000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374UNR8 92 160000 SH 160000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374VNS4 26 103000 SH 103000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374VNT2 294 282000 SH 282000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374YC84 174 174000 SH 174000 0 0 GNMA GTD REMIC PASS ASSTBACK 38374YSJ3 41 50000 SH 50000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376C4W6 31 45000 SH 45000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376CAL3 4 80000 SH 80000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376CT33 2 35000 SH 35000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376CYR4 11 211000 SH 211000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376FKB7 42 47000 SH 47000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376FXW7 35 35000 SH 35000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376LVM8 19 22000 SH 22000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376PKY5 23 101000 SH 101000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376VAV9 13 30000 SH 30000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376VXC6 2 10000 SH 10000 0 0 GNMA GTD REMIC PASS ASSTBACK 38376YBK6 11 44000 SH 44000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377GE39 13 30000 SH 30000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377GRK7 32 81000 SH 81000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377JAH6 87 112000 SH 112000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377JAJ2 98 99000 SH 99000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377KMV9 12 18000 SH 18000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377KY79 30 42000 SH 42000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377MRK4 98 119000 SH 119000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377QFL6 144 154000 SH 154000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377RAG0 66 96000 SH 96000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377TKZ3 38 40000 SH 40000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377URC4 51 58000 SH 58000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377VBR6 111 118000 SH 118000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377VCS3 126 131000 SH 131000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377VZ33 41 60000 SH 60000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377WGM0 66 75000 SH 75000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377WWE0 87 101000 SH 101000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377XSF0 499 523000 SH 523000 0 0 GNMA GTD REMIC PASS ASSTBACK 38377YCM0 19 20000 SH 20000 0 0 GOLDMAN SACHS MUTFUND 38142Y153 1641 123449 SH 123449 0 0 GOLDMAN SACHS MUTFUND 38145N246 221 24467 SH 24467 0 0 GOLDMAN SACHS GROUP CORPDEBT 38141GCM4 21 20000 SH 20000 0 0 GOLDMAN SACHS GROUP CORPDEBT 38141GDK7 31 30000 SH 30000 0 0 GOLDMAN SACHS GROUP CORPDEBT 38141GDQ4 14 13000 SH 13000 0 0 GOLDMAN SACHS GROUP CORPDEBT 38143UAB7 10 10000 SH 10000 0 0 GOLDMAN SACHS HIGH MUTFUND 38141W653 77 10965 SH 10965 0 0 GOLDMAN SACHS SHORT MUTFUND 38141W406 2109 200300 SH 200300 0 0 GULF COAST WASTE MUNIDEBT 401905DK7 21 20000 SH 20000 0 0 GULFPORT MISS RFDG MUNIDEBT 402676PE4 16 15000 SH 15000 0 0 HANCOCK JOHN LIFE CORPDEBT 41013MXD7 35 32000 SH 32000 0 0 HARBOR INTERNATIONAL MUTFUND 411511645 286 5151 SH 5151 0 0 HARRIS CNTY-HOUSTON MUNIDEBT 413893BG2 189 195000 SH 195000 0 0 HARTFORD CAPITAL MUTFUND 416645406 378 12371 SH 12371 0 0 HERNANDO CNTY FLA MUNIDEBT 427654ER5 26 25000 SH 25000 0 0 HOUSTON TEX ARPT SYS MUNIDEBT 442348XC7 15 15000 SH 15000 0 0 HOUSTON TEX WTR SWR MUNIDEBT 4424365Z0 33 55000 SH 55000 0 0 HUSSMAN STRATEGIC MUTFUND 448108100 147 11637 SH 11637 0 0 HUSSMAN STRATEGIC MUTFUND 448108209 259 20521 SH 20521 0 0 ILLINOIS ST MUNIDEBT 452151XP3 11 10000 SH 10000 0 0 INTERNATIONAL LEASE CORPDEBT 45974EVU7 29 30000 SH 30000 0 0 INVESCO CONVERTIBLE MUTFUND 00888W403 275 14404 SH 14404 0 0 INVESCO DIVERSIFIED MUTFUND 00141B204 443 37130 SH 37130 0 0 INVESCO SMALL MUTFUND 00141T254 485 25561 SH 25561 0 0 ISHARES GOLD TRUST ISHARES 464285105 1905 113585 SH 113585 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1452 43627 SH 43627 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 811 24244 SH 24244 0 0 ISHARES TR BARCLY USAGG B 464287226 321 2913 SH 2913 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 1194 14117 SH 14117 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 2145 17684 SH 17684 0 0 ISHARES TR BARCLYS INTER CR 464288638 464 4302 SH 4302 0 0 ISHARES TR BARCLYS TIPS BD 464287176 4071 34947 SH 34947 0 0 ISHARES TR COHEN&ST RLTY 464287564 711 10089 SH 10089 0 0 ISHARES TR HIGH YLD CORP 464288513 1872 20969 SH 20969 0 0 ISHARES TR IBOXX INV CPBD 464287242 305 2655 SH 2655 0 0 ISHARES TR LRGE GRW INDX 464287119 202 3014 SH 3014 0 0 ISHARES TR MSCI ACWI EX 464288240 425 10915 SH 10915 0 0 ISHARES TR MSCI EAFE INDEX 464287465 2709 51710 SH 51710 0 0 ISHARES TR MSCI EMERG MKT 464287234 1332 32645 SH 32645 0 0 ISHARES TR RUSSELL 2000 464287655 960 12968 SH 12968 0 0 ISHARES TR RUSSELL1000GRW 464287614 321 5511 SH 5511 0 0 ISHARES TR S&P 500 INDEX 464287200 1658 13183 SH 13183 0 0 ISHARES TR S&P 500 VALUE 464287408 3540 61718 SH 61718 0 0 ISHARES TR S&P MIDCAP 400 464287507 5119 57742 SH 57742 0 0 ISHARES TR S&P SMLCAP 600 464287804 3262 48493 SH 48493 0 0 ISHARES TR S&P500 GRW 464287309 2968 43870 SH 43870 0 0 ISHARES TR SMLL CORE INDX 464288505 787 9340 SH 9340 0 0 ISHARES TR US PFD STK IDX 464288687 351 9421 SH 9421 0 0 IVY ASSET STRATEGY MUTFUND 466001864 246 10111 SH 10111 0 0 IVY INTERNATIONAL MUTFUND 465899706 717 47698 SH 47698 0 0 JACKSON CNTY MICH MUNIDEBT 467148EC2 131 125000 SH 125000 0 0 JACKSONVILLE BEACH MUNIDEBT 469286NL8 49 50000 SH 50000 0 0 JOHN HANCOCK MUTFUND 409905106 222 17672 SH 17672 0 0 JOHN HANCOCK MUTFUND 47804A734 159 17098 SH 17098 0 0 JOHN HANCOCK LARGE- MUTFUND 41013P103 291 12040 SH 12040 0 0 JOHNSON & JOHNSON COM 478160104 209 3243 SH 3243 0 0 JPMORGAN CHASE & CO CORPDEBT 48123YCJ3 10 10000 SH 10000 0 0 JPMORGAN CHASE & CO CORPDEBT 48123YDM5 20 20000 SH 20000 0 0 JPMORGAN CHASE & CO MONEYMKT 48123YHV1 15 15000 SH 15000 0 0 JPMORGAN CHASE BK NA MONEYMKT 48123YMG8 16 15000 SH 15000 0 0 JPMORGAN CHASE CAP CORPDEBT 46631VAA9 24 24000 SH 24000 0 0 KENT HOSP FIN AUTH MUNIDEBT 490580DF1 125 120000 SH 120000 0 0 LAFOLLETTE TENN ELEC MUNIDEBT 506837AW3 20 20000 SH 20000 0 0 LAKE ELSINORE CALIF MUNIDEBT 50963NDT3 39 40000 SH 40000 0 0 LEBANON CNTY PA MUNIDEBT 522455BB9 15 15000 SH 15000 0 0 LONG BEACH CALIF MUNIDEBT 542411BK8 21 20000 SH 20000 0 0 LORD ABBETT MUTFUND 543908776 102 15777 SH 15777 0 0 LORD ABBETT MUTFUND 543916100 382 83962 SH 83962 0 0 LORD ABBETT MUTFUND 54400N102 82 10963 SH 10963 0 0 LORD ABBETT SHORT MUTFUND 543912745 238 15088 SH 15088 0 0 LORD ABBETT SHORT MUTFUND 543916464 98 21628 SH 21628 0 0 LOS ANGELES CALIF MUNIDEBT 544646KV3 68 60000 SH 60000 0 0 MADISON CLAYMORE CALL &EQTY COM 556582104 95 12400 SH 12400 0 0 MANNKIND CORP COM 56400P201 125 40200 SH 40200 0 0 MARCH JT PWRS REDEV MUNIDEBT 56621CAG9 92 90000 SH 90000 0 0 METROPOLITAN HEALTH NETWORKS COM 592142103 222 34000 SH 34000 0 0 MFS MUNICIPAL MUTFUND 55272P505 189 23430 SH 23430 0 0 MFS VALUE FUND MUTFUND 552983694 292 12934 SH 12934 0 0 MGM RESORTS INTERNATIONAL COM 552953101 174 15127 SH 15127 0 0 MIAMI-DADE CNTY FLA MUNIDEBT 59333MUK9 11 10000 SH 10000 0 0 MICHIGAN ST BLDG MUNIDEBT 5946142B4 26 25000 SH 25000 0 0 MICHIGAN ST BLDG MUNIDEBT 594614Y60 10 20000 SH 20000 0 0 MICHIGAN ST HOSP FIN MUNIDEBT 59465HAW6 45 45000 SH 45000 0 0 MICHIGAN ST HSG DEV MUNIDEBT 59465MXA8 26 25000 SH 25000 0 0 MIDPENINSULA REGL MUNIDEBT 598024CH8 9 20000 SH 20000 0 0 MINNEAPOLIS MINN REV MUNIDEBT 603786GH1 25 25000 SH 25000 0 0 MORGAN STANLEY CORPDEBT 61746BCW4 25 25000 SH 25000 0 0 MORGAN STANLEY CORPDEBT 61748AAE6 19 19000 SH 19000 0 0 MORGAN STANLEY DEAN CORPDEBT 61745E5Q0 19 20000 SH 20000 0 0 MORGAN STANLEY DEB CORPDEBT 617446AS8 10 10000 SH 10000 0 0 MOUNT PLEASANT CALIF MUNIDEBT 622344EG0 21 25000 SH 25000 0 0 NATIONAL RURAL UTILS CORPDEBT 637432DC6 33 30000 SH 30000 0 0 NEVADA ST HWY IMPT MUNIDEBT 641480FT0 11 10000 SH 10000 0 0 NEW HAMPSHIRE HIGHER MUNIDEBT 64461RAG3 100 100000 SH 100000 0 0 NEW JERSEY ST TRANSN MUNIDEBT 6461353A9 67 60000 SH 60000 0 0 NEW YORK N Y CITY MUNIDEBT 649710AY6 23 25000 SH 25000 0 0 NEW YORK ST DORM MUNIDEBT 64983QRP6 49 50000 SH 50000 0 0 NORCO CALIF SPL TAX MUNIDEBT 655534DH5 29 30000 SH 30000 0 0 NORTH CAROLINA CAP MUNIDEBT 65818PCL1 15 15000 SH 15000 0 0 OPPENHEIMER MUTFUND 68380T509 348 53941 SH 53941 0 0 OPPENHEIMER MUTFUND 68382G406 447 29386 SH 29386 0 0 OPPENHEIMER MUTFUND 683974109 537 16663 SH 16663 0 0 OPPENHEIMER MUTFUND 683974505 975 30506 SH 30506 0 0 OPPENHEIMER GOLD & MUTFUND 683910103 499 11490 SH 11490 0 0 OSCEOLA CNTY FLA SCH MUNIDEBT 688028JV2 61 60000 SH 60000 0 0 PALO ALTO CALIF UNI MUNIDEBT 697379SZ9 10 15000 SH 15000 0 0 PHILADELPHIA PA MUNIDEBT 71781PAW0 7 15000 SH 15000 0 0 PIMA CNTY ARIZ INDL MUNIDEBT 72177MDQ7 74 75000 SH 75000 0 0 PIMCO MUTFUND 72201M487 1048 95619 SH 95619 0 0 PIMCO ALL ASSET ALL MUTFUND 72200Q182 713 66096 SH 66096 0 0 PIMCO COMMODITY MUTFUND 722005550 104 13169 SH 13169 0 0 PIMCO COMMODITY MUTFUND 722005667 99 12374 SH 12374 0 0 PIMCO COMMODITY REAL MUTFUND 722005584 137 17448 SH 17448 0 0 PIMCO ETF TR BROAD US TIPS 72201R403 787 13619 SH 13619 0 0 PIMCO FUNDAMENTAL MUTFUND 72201F110 171 40524 SH 40524 0 0 PIMCO FUNDAMENTAL MUTFUND 72201M149 96 23215 SH 23215 0 0 PIMCO GLOBAL MUTFUND 72201P100 367 31523 SH 31523 0 0 PIMCO GLOBAL MULTI MUTFUND 72201P407 311 26882 SH 26882 0 0 PIMCO INVESTMENT MUTFUND 722008307 177 16575 SH 16575 0 0 PIMCO LOW DURATION MUTFUND 693390304 136 13077 SH 13077 0 0 PIMCO REAL RETURN MUTFUND 693391104 210 17201 SH 17201 0 0 PIMCO REAL RETURN MUTFUND 693391120 215 17604 SH 17604 0 0 PIMCO REAL RETURN MUTFUND 72200Q505 200 15445 SH 15445 0 0 PIMCO TOTAL RETURN MUTFUND 693390445 1067 97755 SH 97755 0 0 PIMCO TOTAL RETURN MUTFUND 693390700 2132 195405 SH 195405 0 0 PIMCO TOTAL RETURN MUTFUND 693391674 203 18625 SH 18625 0 0 PIMCO TOTAL RETURN MUTFUND 72201M552 157 14356 SH 14356 0 0 PIMCO UNCONSTRAINED MUTFUND 72201M461 147 13368 SH 13368 0 0 PIMCO UNCONSTRAINED MUTFUND 72201M479 671 61236 SH 61236 0 0 PIMCO UNCONSTRAINED MUTFUND 72201P738 224 22162 SH 22162 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 399 14386 SH 14386 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 222 3823 SH 3823 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 204 7749 SH 7749 0 0 PUERTO RICO COMWLTH MUNIDEBT 745190QW1 67 60000 SH 60000 0 0 PUTNAM ABSOLUTE MUTFUND 746764315 160 14126 SH 14126 0 0 PUTNAM ABSOLUTE MUTFUND 746764372 170 16363 SH 16363 0 0 PUTNAM ABSOLUTE MUTFUND 746764448 211 20800 SH 20800 0 0 PUTNAM DIVERSIFIED MUTFUND 746704105 116 15488 SH 15488 0 0 REETHS-PUFFER MICH MUNIDEBT 758508HK4 26 25000 SH 25000 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 44 11299 SH 11299 0 0 RIVERSIDE CALIF PUB MUNIDEBT 769044CV8 14 15000 SH 15000 0 0 RIVERSIDE CNTY CALIF MUNIDEBT 769123GA2 20 20000 SH 20000 0 0 ROCHESTER LIMITED MUTFUND 771740107 112 34090 SH 34090 0 0 SACRAMENTO CALIF MUN MUNIDEBT 786005MX3 69 60000 SH 60000 0 0 SAN DIEGO CALIF MUNIDEBT 797300F21 32 30000 SH 30000 0 0 SAN JOSE CALIF REDEV MUNIDEBT 798147U28 18 20000 SH 20000 0 0 SANTA CLARA CNTY MUNIDEBT 801577GD3 68 60000 SH 60000 0 0 SHAWNEE CNTY KANS MUNIDEBT 820650DZ9 21 20000 SH 20000 0 0 SLM CORP EDNOTES CORPDEBT 78490FNQ8 43 45000 SH 45000 0 0 SLM CORP MEDIUM TERM CORPDEBT 78442FAB4 35 35000 SH 35000 0 0 SLM CORP MEDIUM TERM CORPDEBT 78442FAG3 15 15000 SH 15000 0 0 SOUTHGATE MICH CMNTY MUNIDEBT 844368HP8 28 25000 SH 25000 0 0 SOUTHWESTERN ILL DEV MUNIDEBT 845529AA4 10 10000 SH 10000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 958 5723 SH 5723 0 0 SUNNYVALE CALIF MUNIDEBT 867604AH3 58 50000 SH 50000 0 0 SUNTRUST BK ATLANTA MONEYMKT 86789VHN0 99 100000 SH 100000 0 0 SUNTRUST BK ATLANTA MONEYMKT 86789VKU0 22 20000 SH 20000 0 0 SUSANVILLE CALIF PUB MUNIDEBT 869083DF9 30 30000 SH 30000 0 0 SUSANVILLE CALIF PUB MUNIDEBT 869083DX0 49 50000 SH 50000 0 0 SUTTON MASS MUN PURP MUNIDEBT 869461FS7 20 20000 SH 20000 0 0 T ROWE PRICE MUTFUND 779902105 188 33567 SH 33567 0 0 T ROWE PRICE SUMMIT MUTFUND 77957N209 176 15353 SH 15353 0 0 T ROWE PRICE SUMMIT MUTFUND 77957N308 1677 150372 SH 150372 0 0 TARGET CORP NT CORPDEBT 87612EAH9 25 25000 SH 25000 0 0 TEMPLETON MUTFUND 880208806 149 12735 SH 12735 0 0 TEMPLETON GLOBAL MUTFUND 880208103 133 10049 SH 10049 0 0 TEMPLETON GLOBAL MUTFUND 880208400 887 67030 SH 67030 0 0 TEMPLETON GLOBAL MUTFUND 880208855 149 11477 SH 11477 0 0 TEMPLETON GLOBAL MUTFUND 880208889 314 24285 SH 24285 0 0 TENNESSEE ENERGY MUNIDEBT 880443BR6 10 10000 SH 10000 0 0 TENNESSEE ENERGY MUNIDEBT 880443DZ6 20 20000 SH 20000 0 0 TENNESSEE ENERGY MUNIDEBT 880443ED4 24 25000 SH 25000 0 0 TEXAS ST AFFORDABLE MUNIDEBT 88271FCW1 25 25000 SH 25000 0 0 TEXAS ST PUB FIN MUNIDEBT 88276PAN6 35 35000 SH 35000 0 0 THE GROWTH FUND OF MUTFUND 399874403 2665 91035 SH 91035 0 0 THE GROWTH FUND OF MUTFUND 399874825 585 19839 SH 19839 0 0 THORNBURG LIMITED MUTFUND 885215434 1429 100000 SH 100000 0 0 TIME WARNER ENTMT CO CORPDEBT 88731EAD2 43 40000 SH 40000 0 0 TOBACCO SETTLEMENT MUNIDEBT 888808DB5 41 45000 SH 45000 0 0 TRANSAMERICA AEGON MUTFUND 893961102 113 12624 SH 12624 0 0 TRANSAMERICA MULTI MUTFUND 893962654 674 69656 SH 69656 0 0 TRANSAMERICA MULTI- MUTFUND 893962241 586 60378 SH 60378 0 0 TROY MICH DOWNTOWN MUNIDEBT 897405BW5 15 15000 SH 15000 0 0 UCORE RARE METALS EQUITY 90348V103 13 23384 SH 23384 0 0 UNITED STATES NATL GAS FUND UNIT NEW 912318110 304 33789 SH 33789 0 0 UNITED STATES TREAS GOVTSEC 912828AF7 14 11000 SH 11000 0 0 UNITED STATES TREAS GOVTSEC 912828DM9 16 14000 SH 14000 0 0 UNITED STATES TREAS GOVTSEC 912828EE6 11 10000 SH 10000 0 0 UNITED STATES TREAS GOVTSEC 912828HH6 13 11000 SH 11000 0 0 UNITED STATES TREAS GOVTSEC 912828HZ6 14 12000 SH 12000 0 0 UNITED STATES TREAS GOVTSEC 912828JT8 10 10000 SH 10000 0 0 UNITED STATES TREAS GOVTSEC 912828KM1 300 265000 SH 265000 0 0 UNITED STATES TREAS GOVTSEC 912828LS7 18 17000 SH 17000 0 0 UNITED STATES TREAS GOVTSEC 912828MQ0 19 19000 SH 19000 0 0 UNITED STATES TREAS GOVTSEC 912828NR7 32 30000 SH 30000 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 265 4160 SH 4160 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 946 13365 SH 13365 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1614 38862 SH 38862 0 0 VANGUARD SHORT-TERM MUTFUND 922031406 1972 184324 SH 184324 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 745 13937 SH 13937 0 0 VANGUARD TOTAL MUTFUND 921909602 819 57485 SH 57485 0 0 VELATEL GLOBAL EQUITY 92256R108 3 20000 SH 20000 0 0 VERIZON GLOBAL FDG CORPDEBT 92344GAT3 17 16000 SH 16000 0 0 WAL MART STORES INC CORPDEBT 931142BT9 19 18000 SH 18000 0 0 WELLS FARGO & CO NEW CORPDEBT 949746CL3 12 12000 SH 12000 0 0 WESTERN TOWNSHIPS MUNIDEBT 959767CX0 15 15000 SH 15000 0 0 WHG LARGE CAP MUTFUND 0075W0734 122 12055 SH 12055 0 0 WHITTIER CALIF REDEV MUNIDEBT 966775DY1 10 10000 SH 10000 0 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 398 6716 SH 6716 0 0 WISCONSIN ST HEALTH MUNIDEBT 97710VL63 35 35000 SH 35000 0 0 WISCONSIN ST HEALTH MUNIDEBT 97710VZB7 26 25000 SH 25000 0 0