-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZ3wRpP26he5ytDgfXBVktTprQje8evh5LNlQxlo28jTrRoVrK9LHm2OKnFtY+ZO feiH+X2AnRLVfaIK6yaTFw== 0001144204-09-027659.txt : 20090515 0001144204-09-027659.hdr.sgml : 20090515 20090515170458 ACCESSION NUMBER: 0001144204-09-027659 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090515 DATE AS OF CHANGE: 20090515 GROUP MEMBERS: BROAD BEACH PARTNERS LLC GROUP MEMBERS: KENNETH J. ABDALLA SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TM Entertainment & Media, Inc. CENTRAL INDEX KEY: 0001399067 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 208951489 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-83228 FILM NUMBER: 09834309 BUSINESS ADDRESS: STREET 1: 307 EAST 87TH STREET CITY: NEW YORK STATE: NY ZIP: 10028 BUSINESS PHONE: 212-289-6362 MAIL ADDRESS: STREET 1: 307 EAST 87TH STREET CITY: NEW YORK STATE: NY ZIP: 10028 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Malibu Partner LLC CENTRAL INDEX KEY: 0001438438 IRS NUMBER: 342032320 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 15332 ANTIOCH STREET STREET 2: #528 CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 BUSINESS PHONE: 310-789-7200 MAIL ADDRESS: STREET 1: 15332 ANTIOCH STREET STREET 2: #528 CITY: PACIFIC PALISADES STATE: CA ZIP: 90272 SC 13D 1 v149927_sc13d.htm Unassociated Document

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


SCHEDULE 13D
(Rule 13d-101)

Information to be Included in Statements Filed Pursuant
to Rule 13d-1(a) and Amendments Thereto Filed Pursuant to Rule 13d-2(a)
 
TM ENTERTAINMENT & MEDIA, INC.
(Name of Issuer)
 
COMMON STOCK, $0.001 PAR VALUE
 (Title of Class of Securities)
 
87260T108
 (CUSIP Number)
 
Kenneth J. Abdalla
15332 Antioch Street #528
Pacific Palisades, CA 90272
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
May 14, 2009
 (Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box.      ¨
 
Note:  schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7(b) for other parties to whom copies are to be sent.
 
(Continued on following pages)
(Page 1 of 6 Pages)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
SCHEDULE 13D

 
CUSIP No. 87260T108
 
 
1
NAME OF REPORTING PERSON
 
MALIBU PARTNERS LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 
(a) o
(b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS*
 
PF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
 
498,000 SHARES OF COMMON STOCK
8
SHARED VOTING POWER
 
969,650 SHARES OF COMMON STOCK
9
SOLE DISPOSITIVE POWER
 
498,000  SHARES OF COMMON STOCK
10
SHARED DISPOSITIVE POWER
 
969,650 SHARES
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,467,650
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
11.7%
14
TYPE OF REPORTING PERSON*
 
OO (Limited Liability Company)
 
*SEE INSTRUCTIONS BEFORE FILLING OUT!
 

SCHEDULE 13D

 
CUSIP No. 87260T108
 
 
1
NAME OF REPORTING PERSON
 
KENNETH J. ABDALLA
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 
(a) o
(b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS*
 
PF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
UNITED STATES
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
 
1,467,650 SHARES OF COMMON STOCK
8
SHARED VOTING POWER
 
0 SHARES OF COMMON STOCK
9
SOLE DISPOSITIVE POWER
 
1,467,650 SHARES OF COMMON STOCK
10
SHARED DISPOSITIVE POWER
 
0 SHARES
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,467,650
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
11.7%
14
TYPE OF REPORTING PERSON*
 
IN
 
*SEE INSTRUCTIONS BEFORE FILLING OUT!
 

SCHEDULE 13D

 
CUSIP No. 87260T108
 
 
1
NAME OF REPORTING PERSON
 
BROAD BEACH PARTNERS LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 
(a) o
(b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS*
 
PF
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
NUMBER OF
SHARES
BY
EACH
REPORTING
PERSON WITH
7
SOLE VOTING POWER
 
969,650 SHARES OF COMMON STOCK
8
SHARED VOTING POWER
 
498,000 SHARES OF COMMON STOCK
9
SOLE DISPOSITIVE POWER
 
969,650 SHARES OF COMMON STOCK
10
SHARED DISPOSITIVE POWER
 
498,000 SHARES
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,467,650
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
11.7%
14
TYPE OF REPORTING PERSON*
 
OO (Limited Liability Company)
 
*SEE INSTRUCTIONS BEFORE FILLING OUT!
 
 
Item 1.
Security and Issuer
 
This Schedule 13D relates to the common stock, par value $0.001 per share (“Common Stock”) of TM Entertainment & Media, Inc. (the “Issuer”).  The address of the principal executive office of the Issuer is 307 East 87th Street, New York, NY, 10028.  The 1,467,650 shares of Common Stock that is the subject of this Schedule 13D are owned directly by Malibu Partners LLC or Broad Beach Partners LLC. Malibu Partners LLC directly owns 498,000 shares directly and Broad Beach Partners LLC owns 969,650 shares directly.  Kenneth J. Abdalla is the managing member of Malibu Partners LLC and has voting and dispositive power with respect to all the shares.
 
Item 2.
Identity and Background
 
(a)
This Statement is filed on behalf of:
 
 
(1)
Malibu Partners LLC;
 
 
(2)
Broad Beach Partners LLC; and
 
 
(3)
Kenneth J. Abdalla;
 
(b)
The address of the above persons is:
 
15332 Antioch Street #528
Pacific Palisades, CA 90272
 
(c)
The principal occupation and business of Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC is investing in securities.
 
(d)
Mr. Abdalla, Malibu Partners LLC and Broad Bach Partners LLC have not, during the last five (5) years, been convicted in a criminal proceeding (excluding traffic violation or similar misdemeanors).
 
(e)
Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC have not, during the last five (5) years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
(f)
Mr. Abdalla is an American citizen.  Malibu Partners LLC and Broad Beach Partners LLC are each a limited liability company organized in the state of California.
 
Item 3.
Source and Amount of Funds or Other Consideration
 
Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC used their personal funds to purchase the securities.
 
 
 
 
 
Item 4.
Purpose of Transaction
 
Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC acquired the shares for personal investment purposes.  Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC may acquire additional shares of TM Entertainment & Media Inc. to the extent he believes such acquisition(s) are in line with his investment goal.
 
Item 5.
Interest in Securities of the Issuer
 
(a), (b) Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC are the beneficial owners of 1,467,650 shares of common stock in TM Entertainment & Media Inc., representing approximately 11.7% of outstanding shares.  Mr. Abdalla has voting and dispositive power with respect to all 1,467,650 shares.

(c) During the past 60 days, Mr. Abdalla; Malibu Partners LLC and Broad Beach Partners LLC effected transactions in the shares of common stock of TM Entertainment & Media Inc. as set forth below.  All such transactions were made on the NYSE Amex.
  
Date
  
Quantity
  
Price
  
Transaction
             
May 4, 2009
  
1,164,050
  
$7.71
  
Purchase
             
May 12, 2009
  
100,000
  
$7.70
  
Purchase
 
(d) N/A
 
(e) N/A
 
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer

None.
 
Item 7.
Material to be Filed as Exhibits
 
None.
 
 
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated as of this 14th day of May, 2009.
 
           
By:
/s/ Kenneth J. Abdalla
        
 
Name:   Kenneth J. Abdalla, individually
    
 
  
 
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated as of this 14th day of May, 2009.
 
MALIBU PARTNERS LLC        
           
           
By:
/s/ Kenneth J. Abdalla
        
 
Name:   Kenneth J. Abdalla
    
 
  
 
Title:     Managing Member
    
 
  

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated as of this 14th day of May, 2009.
 
BROAD BEACH PARTNERS LLC        
           
           
By:
/s/ Kenneth J. Abdalla
        
 
Name:   Kenneth J. Abdalla
    
 
  
 
Title:     Managing Member
    
 
  
 
 
 -----END PRIVACY-ENHANCED MESSAGE-----